SPDR Series Trust - SPDR S&P 600 Small Cap ETF
US ˙ NYSE ˙ US78464A8137
ACEST SIMBOL NU MAI ESTE ACTIV

SecuritySLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF
InstitutionSuntrust Banks Inc
Latest Disclosed Ownership115,456 shares
Latest Disclosed Value $ 7,760,000
Suntrust Banks Inc reports 3.75% increase in ownership of SLY / SPDR Series Trust - SPDR S&P 600 Small Cap ETF

On November 12, 2019 - Suntrust Banks Inc filed a 13F-HR form disclosing ownership of 115,456 shares of SPDR Series Trust - SPDR S&P 600 Small Cap ETF (US:SLY) valued at $7,759,798 USD as of September 30, 2019. The entity filed a previous 13F-HR on August 6, 2019 disclosing 111,283 shares of SPDR Series Trust - SPDR S&P 600 Small Cap ETF. This represents a change in shares of 3.75% during the quarter. The current value of the position is $9,866,870 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2019-11-12 2019-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 115,456 4,173 3.75 7,760 3.11 0.0405
2019-08-06 2019-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 111,283 -18,441 -14.22 7,526 -12.98 0.0392
2019-05-15 2019-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 129,724 11,757 9.97 8,649 22.26 0.0455
2019-02-14 2018-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 117,967 19,160 19.39 7,074 -5.14 0.0407
2019-09-04 2018-09-30 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 98,807 -4,410 -4.27 7,457 -0.08 0.0385
2018-11-14 2018-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 98,807 -4,410 7,456
2019-09-04 2018-06-30 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 103,217 53,864 109.14 7,463 13.71 0.0409
2018-08-14 2018-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 103,216 53,864 7,461
2019-09-04 2018-03-31 13F/A-2 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 49,353 3,241 7.03 6,563 7.01 0.0367
2018-05-25 2018-03-31 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 49,352 -1 6,562 0.0345
2019-09-03 2017-12-31 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 46,112 2,765 6.38 6,133 8.78 0.0356
2018-02-09 2017-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 46,111 2,765 6,131
2019-09-03 2017-09-30 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 43,347 3,213 8.01 5,638 14.06 0.0335
2017-11-14 2017-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 43,346 3,212 5,637
2019-09-04 2017-06-30 13F/A-2 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 40,134 9,344 30.35 4,943 32.34 0.0302
2019-09-03 2017-06-30 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 40,134 0 4,943 0.0302
2017-08-11 2017-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 40,134 9,344 4,941
2019-09-03 2017-03-31 13F/A-1 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 30,790 8,925 40.82 3,735 41.42 0.0238
2017-05-03 2017-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 30,790 8,925 3,733
2017-02-09 2016-12-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 21,865 4,717 27.51 2,641 38.20 0.0159
2016-11-09 2016-09-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 17,148 3,604 26.61 1,911 35.24 0.0119
2016-08-02 2016-06-30 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 13,544 7,141 111.53 1,413 118.39 0.0086
2016-05-09 2016-03-31 13F SPDR SERIES TRUST S&P 600 SML CAP 78464A813 6,403 6,403 647 0.0040
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.