First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
US ˙ ARCA ˙ US33734X1357

SecurityFXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund
InstitutionMorgan Stanley
Latest Disclosed Ownership1,563,296 shares
Latest Disclosed Value $ 87,841,651
Morgan Stanley reports 26.10% decrease in ownership of FXO / First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund

On May 15, 2026 - Morgan Stanley filed a 13F-HR form disclosing ownership of 1,563,296 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund (US:FXO) valued at $87,841,602 USD as of March 31, 2026. The entity filed a previous 13F-HR/A on May 27, 2026 disclosing 2,115,411 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Financials AlphaDEX Fund. This represents a change in shares of -26.10% during the quarter. The current value of the position is $93,360,037 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-15 2026-03-31 13F FIRST TR EXCHANGE-TRADED FD FINLS ALPHADEX 33734X135 1,563,296 -552,115 -26.10 87,842 -31.19 0.0053
2026-05-27 2025-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,115,411 -413,176 -16.34 127,665 -14.99 0.0076
2026-02-13 2025-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,115,411 -413,176 127,665 0.0076
2026-05-27 2025-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,528,587 -35,028 -1.37 150,173 4.49 0.0091
2025-11-14 2025-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,528,587 -35,028 150,173 0.0091
2025-08-15 2025-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,563,615 -129,747 -4.82 143,716 0.68 0.0094
2025-05-15 2025-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,693,362 213,567 8.61 142,748 6.35 0.0102
2025-05-15 2024-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,479,795 557,732 29.02 134,231 36.59 0.0094
2025-02-14 2024-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,479,795 557,732 134,231 0.0094
2025-05-14 2024-09-30 13F/A-2 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,922,063 -27,094 -1.39 98,275 8.92 0.0071
2025-02-14 2024-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,922,063 -27,094 98,275 0.0071
2024-11-14 2024-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,922,063 -27,094 98,275 0.0071
2025-05-14 2024-06-30 13F/A-2 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,949,157 19,191 0.99 90,227 -1.62 0.0070
2024-10-17 2024-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,949,157 19,191 90,227 0.0070
2024-08-14 2024-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,949,157 19,191 90,227 0.0070
2024-10-17 2024-03-31 13F/A-2 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,929,966 -69,159 -3.46 91,712 5.97 0.0074
2024-08-16 2024-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,929,966 -69,159 91,712 0.0009
2024-05-15 2024-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,929,966 -69,159 91,712 0.0074
2024-08-16 2023-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,999,125 -125,471 -5.91 86,542 7.68 0.0076
2024-02-13 2023-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 1,999,125 -125,471 86,542 0.0076
2023-11-15 2023-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,124,596 -192,048 -8.29 80,374 -7.97 0.0082
2023-08-14 2023-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,316,644 -819,323 -26.13 87,337 -25.39 0.0086
2023-05-15 2023-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,135,967 -171,072 -5.17 117,066 -13.58 0.0126
2023-02-14 2022-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,307,039 -290,410 -8.07 135,456 2.29 0.0154
2022-11-14 2022-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,597,449 -152,933 -4.08 132,422 -9.11 0.0180
2022-10-27 2022-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,750,382 -885,539 -19.10 145,702 -31.54 0.0189
2022-08-15 2022-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,750,382 -885,539 145,702 0.0189
2022-10-27 2022-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,635,921 8,064 0.17 212,835 -0.63 0.0287
2022-05-13 2022-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,635,921 8,064 212,835 0.0287
2022-02-14 2021-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,627,857 532,629 13.01 214,178 18.19 0.0264
2021-11-15 2021-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,095,228 111,203 2.79 181,214 4.16 0.0244
2021-08-23 2021-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,984,025 240,350 6.42 173,982 11.72 0.0229
2021-08-16 2021-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,984,025 240,350 173,982 0.0048
2021-05-17 2021-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,743,675 945,768 33.80 155,737 62.37 0.0229
2021-02-16 2020-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,797,907 32,214 1.16 95,913 36.69 0.0148
2020-11-13 2020-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 2,765,693 -524,718 -15.95 70,166 -16.34 0.0136
2020-08-14 2020-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,290,411 -218,112 -6.22 83,873 13.08 0.0186
2020-05-26 2020-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,508,523 -1,748,322 -33.26 74,170 -57.90 0.0202
2020-05-15 2020-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,508,523 -1,748,322 74,170 5,697.8022
2020-02-14 2019-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,256,845 134,511 2.63 176,157 8.11 0.0410
2019-11-14 2019-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,122,334 1,513,467 41.94 162,941 42.65 0.0431
2019-08-14 2019-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,608,867 -136,514 -3.64 114,221 0.78 0.0304
2019-05-15 2019-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,745,381 -220,981 -5.57 113,336 5.79 0.0321
2019-02-14 2018-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,966,362 -643,915 -13.97 107,131 -27.34 0.0321
2019-04-23 2018-09-30 13F/A-2 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,610,277 181,868 4.11 147,436 6.27 0.0369
2018-11-20 2018-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,610,277 0 147,436 0.0369
2018-11-14 2018-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,610,277 181,868 147,436
2019-04-23 2018-06-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,428,409 -469,508 -9.59 138,742 -8.74 0.0375
2018-08-14 2018-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,428,409 -469,508 138,742
2019-04-23 2018-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,897,917 278,352 6.03 152,031 5.08 0.0422
2018-05-14 2018-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,897,917 278,352 152,031
2019-04-23 2017-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,619,565 -540,036 -10.47 144,685 -5.52 0.0396
2018-02-14 2017-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,619,565 -540,036 144,685
2017-11-14 2017-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,159,601 655,040 14.54 153,137 18.91 0.0459
2017-08-11 2017-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,504,561 -334,678 -6.92 128,786 -3.93 0.0389
2017-05-22 2017-03-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,839,239 439,040 9.98 134,048 12.71 0.0412
2017-05-12 2017-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,839,239 134,048
2017-02-22 2016-12-31 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,400,199 586,540 15.38 118,937 28.34 0.0389
2017-02-13 2016-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,400,199 118,937
2016-11-10 2016-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,813,659 -379,793 -9.06 92,673 -4.41 0.0317
2016-08-12 2016-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,193,452 -199,235 -4.54 96,952 -2.38 0.0350
2016-05-12 2016-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,392,687 -1,934,028 -30.57 99,319 -32.28 0.0382
2016-02-09 2015-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 6,326,715 355,287 5.95 146,654 9.40 0.0531
2016-02-08 2015-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,971,428 366,027 6.53 134,059 0.78 0.0495
2015-11-09 2015-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,971,428 134,059
2015-08-12 2015-06-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 5,605,401 1,544,810 38.04 133,016 38.69 0.0461
2015-05-14 2015-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,060,591 -166,487 -3.94 95,910 -2.49 0.0353
2015-02-13 2014-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 4,227,078 473,641 12.62 98,364 19.94 0.0360
2014-12-16 2014-09-30 13F/A-1 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,753,437 165,257 4.61 82,012 4.70 0.0315
2014-11-14 2014-09-30 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,753,437 82,012
2014-05-13 2014-03-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,588,180 396,242 12.41 78,330 12.88 0.0328
2014-02-13 2013-12-31 13F FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 3,191,938 580,060 22.21 69,393 34.45 0.0295
2013-11-13 2013-09-30 13F FRT TRT FINANCL COM 33734X135 2,611,878 568,915 27.85 51,611 34.45 0.0244
2013-08-08 2013-06-30 13F FRT TRT FINANCL COM 33734X135 2,042,963 2,042,963 38,387 0.0194
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.