Ameriprise Financial, Inc.
US ˙ NYSE ˙ US03076C1062

SecurityAMP / Ameriprise Financial, Inc.
InstitutionAperio Group, LLC
Latest Disclosed Ownership143,776 shares
Latest Disclosed Value $ 27,939,000
Aperio Group, LLC reports 2.85% increase in ownership of AMP / Ameriprise Financial, Inc.

On February 5, 2021 - Aperio Group, LLC filed a 13F-HR form disclosing ownership of 143,776 shares of Ameriprise Financial, Inc. (US:AMP) valued at $27,939,990 USD as of December 31, 2020. The entity filed a previous 13F-HR on November 6, 2020 disclosing 139,797 shares of Ameriprise Financial, Inc.. This represents a change in shares of 2.85% during the quarter. The current value of the position is $65,369,196 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2021-02-05 2020-12-31 13F AMERIPRISE FINL COM 03076C106 143,776 3,979 2.85 27,939 29.68 0.0827
2020-11-06 2020-09-30 13F AMERIPRISE FINL COM 03076C106 139,797 8,663 6.61 21,545 9.50 0.0728
2020-08-13 2020-06-30 13F AMERIPRISE FINL COM 03076C106 131,134 -3,522 -2.62 19,676 42.59 0.0727
2020-05-05 2020-03-31 13F AMERIPRISE FINL COM 03076C106 134,656 -7,084 -5.00 13,799 -41.56 0.0610
2020-02-13 2019-12-31 13F AMERIPRISE FINL COM 03076C106 141,740 -108 -0.08 23,611 13.16 0.0848
2019-11-06 2019-09-30 13F AMERIPRISE FINL COM 03076C106 141,848 6,060 4.46 20,866 5.86 0.0825
2019-07-30 2019-06-30 13F AMERIPRISE FINL COM 03076C106 135,788 3,968 3.01 19,711 16.72 0.0805
2019-05-13 2019-03-31 13F AMERIPRISE FINL COM 03076C106 131,820 -901 -0.68 16,887 21.90 0.0729
2019-05-06 2018-12-31 13F/A-1 AMERIPRISE FINL COM 03076C106 132,721 -977 -0.73 13,853 -29.83 0.0699
2019-02-14 2018-12-31 13F AMERIPRISE FINL COM 03076C106 133,101 -597 13,892
2019-05-06 2018-09-30 13F/A-1 AMERIPRISE FINL COM 03076C106 133,698 236 0.18 19,742 5.75 0.0871
2018-10-17 2018-09-30 13F AMERIPRISE FINL INC C COMMON 03076C106 133,698 236 19,742
2019-05-06 2018-06-30 13F/A-1 AMERIPRISE FINL COM 03076C106 133,462 4,125 3.19 18,669 -2.43 0.0893
2018-07-30 2018-06-30 13F AMERIPRISE FINL INC C COMMON 03076C106 133,462 4,125 18,669
2019-05-01 2018-03-31 13F/A-1 AMERIPRISE FINL COM 03076C106 129,337 -6,388 -4.71 19,134 -16.81 0.0952
2018-05-08 2018-03-31 13F AMERIPRISE FINL INC C COMMON 03076C106 129,337 -6,388 19,134
2019-05-01 2017-12-31 13F/A-1 AMERIPRISE FINL COM 03076C106 135,725 9,253 7.32 23,001 22.46 0.1188
2018-02-02 2017-12-31 13F AMERIPRISE FINL INC C COMMON 03076C106 135,725 9,253 23,001
2019-05-01 2017-09-30 13F/A-1 AMERIPRISE FINL COM 03076C106 126,472 4,668 3.83 18,782 21.14 0.1061
2017-10-25 2017-09-30 13F AMERIPRISE FINL INC C COMMON 03076C106 126,472 4,668 18,782
2019-04-22 2017-06-30 13F/A-1 AMERIPRISE FINL COM 03076C106 121,804 8,998 7.98 15,504 5.98 0.0950
2017-07-18 2017-06-30 13F AMERIPRISE FINL INC C COMMON 03076C106 121,804 8,998 15,504
2019-04-22 2017-03-31 13F/A-1 AMERIPRISE FINL COM 03076C106 112,806 -5,281 -4.47 14,629 11.67 0.1001
2017-05-05 2017-03-31 13F AMERIPRISE FINL INC C COMMON 03076C106 112,806 -5,281 14,629
2019-04-22 2016-12-31 13F/A-1 AMERIPRISE FINL COM 03076C106 118,087 -51 -0.04 13,100 11.14 0.1002
2017-02-14 2016-12-31 13F AMERIPRISE FINL INC C COMMON 03076C106 118,087 -51 13,101
2019-04-12 2016-09-30 13F/A-1 AMERIPRISE FINL COM 03076C106 118,138 2,553 2.21 11,787 13.50 0.0853
2016-11-01 2016-09-30 13F AMERIPRISE FINL INC C COMMON 03076C106 118,138 2,553 11,787
2019-04-12 2016-06-30 13F/A-1 AMERIPRISE FINL COM 03076C106 115,585 17,943 18.38 10,385 13.13 0.0812
2016-08-12 2016-06-30 13F AMERIPRISE FINL INC C COMMON 03076C106 115,585 17,943 10,385
2019-04-12 2016-03-31 13F/A-1 AMERIPRISE FINL COM 03076C106 97,642 -609 -0.62 9,180 -12.20 0.0785
2016-04-28 2016-03-31 13F AMERIPRISE FINL INC C COMMON 03076C106 97,642 -609 9,179
2016-01-21 2015-12-31 13F AMERIPRISE FINL INC C COMMON 03076C106 98,251 6,381 6.95 10,456 4.29 0.0958
2015-10-19 2015-09-30 13F AMERIPRISE FINL INC C COMMON 03076C106 91,870 1,222 1.35 10,026 -11.47 0.1020
2015-07-29 2015-06-30 13F AMERIPRISE FINL INC C COMMON 03076C106 90,648 2,811 3.20 11,325 -1.46 0.1169
2015-04-29 2015-03-31 13F AMERIPRISE FINL INC C COMMON 03076C106 87,837 87,837 0.00 11,493 0.1287
2015-01-30 2014-12-31 13F AMERIPRISE FINL INC C COMMON 03076C106 0 -78,589 -100.00 0 -100.00
2014-10-21 2014-09-30 13F AMERIPRISE FINL INC C COMMON 03076C106 78,589 4,016 5.39 9,696 8.35 0.1310
2014-07-23 2014-06-30 13F AMERIPRISE FINL INC C COMMON 03076C106 74,573 939 1.28 8,949 10.41 0.1299
2014-04-25 2014-03-31 13F AMERIPRISE FINL INC C COMMON 03076C106 73,634 8,105 2.18 0.1139
2014-01-30 2013-12-31 13F AMERIPRISE FINL INC C COMMON 03076C106 7,932 33.69 0.1231
2013-10-24 2013-09-30 13F AMERIPRISE FINL INC C COMMON 03076C106 65,140 6,737 11.54 5,933 25.59 0.1145
2013-07-19 2013-06-30 13F AMERIPRISE FINL INC C COMMON 03076C106 58,403 58,403 4,724 0.1122
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.