COHN / Cohen & Company Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Cohen & Company Inc.
US ˙ NYSEAM ˙ US19249M1027

Acțiuni restante 2,097,647 shares
Acțiuni Insider5.100.784 shares
Total Insiders26
Scorul de sentimente din interior

Insider Sentiment Score găsește companiile cumpărate de persoane din interior.

Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cea mai mare acumulare de persoane din interior.

Scorul de sentiment al ofițerului

Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.

Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.

La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.

Valori cheie ale insiderului

Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.

De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).

Numărul net de persoane din interior care cumpără (clasament)

-1 ( )
9768 out of 10931

Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).

Procent din flota cumpărată de persoane din interior (clasament)

-0.492% ( )
10528 out of 10788

Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.

Graficul privind tranzacțiile privilegiate

Cohen & Company Inc. tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.

Lista de persoane din interior și valori de profitabilitate

Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.

See our leaderboard of most profitable insider traders.

Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat
Rodney E Bennett Director - [D] 80.643 80.643
Walter T Beach Director - [D] 124.962 124.962
Lester Raymond Brafman Chief Executive Officer - [O] 315.702 315.702
Daniel G Cohen Executive Chairman, Director, 10% Owner - [D] [O] [10%] 24.757 24.757
Edward E Cohen 10% Owner - [10%] 1.890.791 1.890.791
Marc Chayette Director - [D] 11.471 1.147
John P Costas Named Executive Officer - [O] 0 0
Thomas Costello Director - [D] 238.485 238.485
Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat
G Steven Dawson Director - [D] 2.300 2.300
Jack DiMaio Director - [D] 20.933 20.933
DiMaio Jack J. Jr. Director - [D] 23.233 23.233
Joseph M Donovan Director - [D] 179.746 179.746
EBC 2013 Family Trust 10% Owner - [10%] 800.000 800.000
Jack Haraburda Director - [D] 13.884 13.884
Diana Louise Liberto Director - [D] 17.938 17.938
Douglas Listman Chief Accounting Officer - [O] 28.934 28.934
John Longino CFO and Treasurer - [O] 48.006 48.006
Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat
James Mcentee Director - [D] 0 0
Mead Park Capital Partners LLC 10% Owner - [10%] 487.291 487.291
Shami Patel COO and CIO - [O] 78.793 78.793
Pooler Joseph W. Jr. EVP, CFO and Treasurer - [O] 69.073 69.073
Christopher Ricciardi 10% Owner - [10%] 112.480 112.480
Stephanie Ricciardi 10% Owner - [10%] 75.000 75.000
Neil S Subin Director - [D] 299.190 299.190
Lance Ullom Director - [D] 82.603 82.603
Charles W Wolcott Director - [D] 84.893 84.893

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Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în COHN / Cohen & Company Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Max
Pret la
Max
Max
Profit ($)
Randament maxim (%)
2020-12-04 COHEN DANIEL G 10.000 16,6400 10.000 16,6400 166.400 89 41 243.600 146,39
2020-08-14 COHEN DANIEL G 2.500 19,6190 2.500 19,6190 49.048
2020-08-13 Brafman Lester Raymond 1.000 20,0100 1.000 20,0100 20.010
2019-10-02 COHEN DANIEL G 76.240 76.240
2019-10-02 COHEN DANIEL G 268.445 268.445
2018-01-04 Ricciardi Christopher 20.000 15,0000 20.000 15,0000 300.000
2018-01-04 Ricciardi Stephanie 20.000 15,0000 20.000 15,0000 300.000
2015-11-06 Ricciardi Christopher 31.200 2,0000 31.200 2,0000 62.400
2015-11-05 Ricciardi Christopher 56.500 2,0000 56.500 2,0000 113.000

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

COHN / Cohen & Company Inc. Insider Trades
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în COHN / Cohen & Company Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Min
Pret la
Min
Pierdere maximă
Evitat ($)
Pierdere maximă
Evitat (%)
2026-03-20 Pooler Joseph W. Jr. 705 15,5800 705 15,5800 10.984 59 10.5000 -3.580 -32,60
2026-03-19 Pooler Joseph W. Jr. 6.113 17,1500 6.113 17,1500 104.838
2024-06-07 Pooler Joseph W. Jr. 10.000 11,6400 10.000 11,6400 116.400
2023-03-14 Listman Douglas 2.332 8,7637 2.332 8,7637 20.437
2022-11-28 DAWSON G STEVEN 254 8,5400 254 8,5400 2.169
2022-03-14 Listman Douglas 1.379 16,3760 1.379 16,3760 22.583
2021-05-21 Listman Douglas 7.200 24,5300 7.200 24,5300 176.616
2021-05-21 Listman Douglas 1.307 25,5600 1.307 25,5600 33.407
2020-08-13 DAWSON G STEVEN 278 20,1520 278 20,1520 5.602

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

COHN / Cohen & Company Inc. Insider Trades
Istoricul tranzactiilor

Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.

Fişier
Data
Comerț
Data
Formă Insider Ticker Titlul de securitate Cod 10b5-1 Direct Exercițiu
Preț
Unitate
Preț
Unități
Schimbat
Valoare
Schimbat (1K)
Rămas
Opțiuni
Rămas
Acțiuni
2026-04-24 2026-04-23 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -8.000 24.757
2026-03-31 2026-03-30 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -20.000 32.757
2026-03-23 2026-03-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 15,5800 -705 -11 69.073
2026-03-23 2026-03-19 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 17,1500 -6.113 -105 69.778
2026-02-05 2026-02-03 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 18,6900 -3.252 -61 28.934
2026-02-05 2026-02-03 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 18,6900 -7.051 -132 75.891
2026-01-29 2025-12-19 4 DiMaio Jack J. Jr. COHN Common Stock, par value $0.01 per share A - Award D 2.300 23.233
2025-12-31 2025-12-30 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -30.000 52.757
2025-12-19 2025-12-19 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 2.300 2.300
2025-12-19 2025-12-19 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 2.300 17.938
2025-12-19 2025-12-19 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 12.000 32.186
2025-12-19 2025-12-19 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 82.942
2025-12-19 2025-12-19 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 2.300 13.884
2025-02-05 2025-02-04 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 9,7400 -1.811 -18 20.186
2025-02-05 2025-02-04 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 9,7400 -6.843 -67 67.442
2024-12-20 2024-12-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 74.285
2024-12-20 2024-12-20 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 10.000 21.997
2024-12-20 2024-12-20 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.100 15.638
2024-12-20 2024-12-20 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 11.584
2024-12-20 2024-12-20 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 20.933
2024-12-20 2024-12-20 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.100 1.100
2024-07-02 2024-07-01 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -20.000 4.017
2024-06-10 2024-06-07 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 11,6400 -10.000 -116 58.785
2024-02-02 2024-02-01 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 7,2300 -1.337 -10 11.997
2024-02-02 2024-02-01 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 7,2300 -4.352 -31 68.785
2023-12-21 2023-12-21 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 73.137
2023-12-21 2023-12-21 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 13.334
2023-12-21 2023-12-21 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.100 14.538
2023-12-21 2023-12-21 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 10.484
2023-12-21 2023-12-21 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.100 1.100
2023-12-21 2023-12-21 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 19.833
2023-03-14 2023-03-14 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 8,7637 -2.332 -20 8.334
2023-02-03 2023-02-01 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 8,8300 -1.834 -16 10.666
2023-02-03 2023-02-01 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 8,8300 -4.379 -39 57.637
2022-12-20 2022-12-20 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 18.733
2022-12-20 2022-12-20 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.100 1.100
2022-12-20 2022-12-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 62.016
2022-12-20 2022-12-20 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.100 9.384
2022-12-20 2022-12-20 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 12.500
2022-12-20 2022-12-20 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.100 13.438
2022-11-29 2022-11-28 4 DAWSON G STEVEN By Regents Gate Associates LLC COHN Common Stock, par value $0.01 per share S - Sale I 8,5400 -254 -2 26.716
2022-03-14 2022-03-14 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 16,3760 -1.379 -23 7.500
2022-02-02 2022-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 15,2000 -6.479 -98 46.516
2022-02-02 2022-01-31 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 15,2000 -1.121 -17 8.879
2021-12-20 2021-12-20 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.000 1.000
2021-12-20 2021-12-20 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 211.000 23.265.355
2021-12-20 2021-12-20 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 8.274
2021-12-20 2021-12-20 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 17.633
2021-12-20 2021-12-20 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 10.000
2021-12-20 2021-12-20 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 15.500 52.995
2021-12-20 2021-12-20 4 Brafman Lester Raymond COHN Cohen & Company, LLC Membership Units A - Award D 211.000 2.211.000
2021-12-20 2021-12-20 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.000 12.338
2021-10-29 2021-10-28 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 2.000.000 23.054.355
2021-10-29 2021-10-28 4 Brafman Lester Raymond COHN Cohen & Company, LLC Membership Units A - Award D 2.000.000 2.000.000
2021-10-28 2021-10-27 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -15.000 24.017
2021-05-25 2021-05-24 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 24,6300 -2.248 -55 37.495
2021-05-25 2021-05-24 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 23,9000 -7.752 -185 39.743
2021-05-25 2021-05-21 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 25,7300 -10.000 -257 47.495
2021-05-21 2021-05-21 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 25,5600 -1.307 -33 5.000
2021-05-21 2021-05-21 4 Listman Douglas COHN Common Stock, par value $0.01 per share S - Sale D 24,5300 -7.200 -177 6.307
2021-03-17 2021-03-17 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -15.000 39.017
2021-02-16 2021-02-03 4 Listman Douglas COHN Common Stock, par value $0.01 per share A - Award D 5.000 13.507
2021-02-04 2021-02-03 4 Liberto Diana Louise COHN Common Stock, par value $0.01 per share A - Award D 1.000 11.338
2021-02-04 2021-02-03 4 DiMaio Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 16.633
2021-02-04 2021-02-03 4 Haraburda Jack COHN Common Stock, par value $0.01 per share A - Award D 1.000 7.274
2021-02-04 2021-02-03 4 DAWSON G STEVEN COHN Common Stock, par value $0.01 per share A - Award D 1.000 1.000
2021-02-04 2021-02-03 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 10.000 57.495
2021-02-04 2021-02-03 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 195.000 21.054.355
2021-02-04 2021-02-03 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 19.500 315.702
2021-02-03 2021-02-01 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 17,2500 -5.954 -103 47.495
2021-02-03 2021-02-01 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share F - Taxes D 17,2500 -14.891 -257 296.202
2020-12-04 2020-12-04 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share P - Purchase D 16,6400 -10.000 -166 54.017
2020-11-18 2020-11-17 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share G - Gift D -20.096 44.017
2020-10-23 2020-10-22 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 200.000 311.093
2020-10-23 2020-10-22 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 2.000.000 20.859.355
2020-08-17 2020-08-14 4 COHEN DANIEL G By Cohen Bros. Financial, LLC COHN Common Stock, par value $0.01 per share P - Purchase I 19,6190 2.500 49 78.740
2020-08-17 2020-08-13 4 DAWSON G STEVEN Corriente Private Trust COHN Common Stock, par value $0.01 per share S - Sale I 20,1520 -278 -6 24.970
2020-08-17 2020-08-13 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share P - Purchase D 20,0100 1.000 20 111.093
2020-02-13 2020-02-13 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 508.080 18.859.355
2020-02-13 2020-02-13 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 17.321 53.449
2020-02-13 2020-02-13 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 50.808 110.093
2020-02-03 2020-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 3,5000 -2.948 -10 36.128
2020-02-03 2020-01-31 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share F - Taxes D 3,5000 -10.252 -36 59.285
2020-01-02 2019-12-30 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 12.549.273 17.801.275
2019-11-08 2019-11-07 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share S - Sale D 4,5000 -1.000 -4 39.076
2019-10-04 2019-10-02 4 COHEN DANIEL G By Cohen Bros. Financial, LLC COHN Cohen & Company, LLC Membership Units P - Purchase I 268.445 5.252.002
2019-10-04 2019-10-02 4 COHEN DANIEL G By Cohen Bros. Financial, LLC COHN Common Stock, par value $0.01 per share P - Purchase I 76.240 76.240
2019-02-15 2019-02-13 4 COHEN DANIEL G COHN Cohen & Company, LLC Membership Units A - Award D 550.000 5.533.557
2019-02-14 2019-02-13 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 9.375 40.076
2019-02-14 2019-02-13 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 27.500 69.537
2019-02-05 2019-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 8,1500 -3.036 -25 41.415
2019-02-05 2019-01-31 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 8,1500 -491 -4 8.507
2019-02-05 2019-01-31 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share F - Taxes D 8,1500 -7.119 -58 42.037
2018-09-06 2018-08-29 4 Haraburda Jack COHN Common Stock, par value $0.01 per share D - Sale to Issuer D 10,0000 -17.555 -176 6.274
2018-02-23 2018-02-21 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share A - Award D 40.191 64.113
2018-02-23 2018-02-21 4 Brafman Lester Raymond COHN Common Stock, par value $0.01 per share A - Award D 19.139 349.156
2018-02-23 2018-02-21 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share A - Award D 4.785 44.451
2018-02-16 2018-01-31 4 Pooler Joseph W. Jr. COHN Common Stock, par value $0.01 per share F - Taxes D 9,9189 -4.233 -42 39.666
2018-02-16 2018-01-31 4 Listman Douglas COHN Common Stock, par value $0.01 per share F - Taxes D 9,9189 -444 -4 8.998
2018-01-05 3 Ricciardi Stephanie COHN Common Stock, par value $0.01 D 111.240
2018-01-05 3 Ricciardi Stephanie By Spouse COHN Common Stock, par value $0.01 I 57.480
2018-01-05 3 Ricciardi Stephanie By Spouse COHN Common Stock, par value $0.01 I 57.480
2018-01-05 3 Ricciardi Stephanie COHN Common Stock, par value $0.01 D 111.240
2018-01-05 3 Ricciardi Christopher COHN Common Stock, par value $0.01 D 112.480
2018-01-05 3 Ricciardi Christopher COHN Common Stock, par value $0.01 D 112.480
2018-01-05 2018-01-04 4 Ricciardi Stephanie COHN Common Stock, par value $0.01 P - Purchase D 15,0000 20.000 300 75.000
2018-01-05 2018-01-04 4 Ricciardi Christopher COHN Common Stock, par value $0.01 P - Purchase D 15,0000 20.000 300 76.240
2017-12-20 2017-12-19 4 COHEN DANIEL G COHN Common Stock, par value $0.01 per share S - Sale D 8,0000 -15.881 -127 23.922
2017-12-19 2017-12-18 4 MCENTEE JAMES COHN Common Stock, par value $0.01 per share D - Sale to Issuer D 10,0000 -27.346 -273 0
2017-02-21 2017-02-17 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 41.667 156.332
2017-02-21 2017-02-17 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 41.667 238.285
2017-02-21 2017-02-17 4 Liberto Diana Louise IFMI Common Stock, $0.001 par value per share A - Award D 41.667 103.395
2017-02-21 2017-02-17 4 MCENTEE JAMES IFMI Common Stock, $0.001 par value per share A - Award D 41.667 273.461
2017-02-21 2017-02-17 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 A - Award D 136.364 3.300.171
2017-02-21 2017-02-17 4 Listman Douglas IFMI Common Stock, par value $0.001 A - Award D -25.000 94.420
2017-02-21 2017-02-17 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share A - Award D 79.545 439.004
2017-02-21 2017-02-17 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 41.667 299.190
2017-02-21 2017-02-17 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 41.667 238.485
2017-02-21 2017-02-17 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 41.667 103.395
2017-02-02 2017-01-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share F - Taxes D 1,2700 -27.396 -35 359.459
2017-02-02 2017-01-31 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 per share F - Taxes D 1,2700 -49.595 -63 3.163.807
2016-02-16 2016-02-12 4 MCENTEE JAMES IFMI Common Stock, $0.001 par value per share A - Award D 61.728 231.794
2016-02-16 2016-02-12 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 61.728 257.523
2016-02-16 2016-02-12 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 61.728 61.728
2016-02-16 2016-02-12 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 61.728 196.818
2016-02-16 2016-02-12 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 61.728 196.618
2016-02-16 2016-02-12 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 61.728 114.665
2016-02-16 2016-02-12 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share A - Award D 92.593 279.712
2016-02-16 2016-02-12 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 A - Award D 154.321 213.402
2016-02-16 2016-02-12 4 Liberto Diana Louise IFMI Common Stock, $0.001 par value per share A - Award D 61.728 61.728
2016-02-05 3 MCENTEE JAMES IFMI Common Stock, par value $0.001 per share D 340.132
2016-02-05 3 MCENTEE JAMES IFMI Common Stock, par value $0.001 per share D 340.132
2016-02-03 2016-01-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 per share F - Taxes D 1,1100 -9.024 -10 187.119
2016-02-03 2016-01-31 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 per share F - Taxes D 1,1100 -16.677 -19 59.081
2015-11-06 2015-11-06 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 31.200 62 262.403
2015-11-06 2015-11-05 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 56.500 113 231.203
2015-11-06 2015-11-05 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 80.300 161 174.703
2015-11-06 2015-11-05 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 P - Purchase D 2,0000 82.000 164 94.403
2015-10-19 2015-10-16 4 Ricciardi Stephanie By Spouse IFMI Common Stock, par value $0.001 D - Sale to Issuer I 2,0000 -487.291 -975 0
2015-10-19 2015-10-16 4 Ricciardi Stephanie IFMI Common Stock, par value $0.001 D - Sale to Issuer D 2,0000 -1.400.169 -2.800 0
2015-10-19 2015-10-16 4 Ricciardi Christopher By Spouse IFMI Common Stock, par value $0.001 D - Sale to Issuer I 2,0000 -48.448 -97 0
2015-10-19 2015-10-16 4 Ricciardi Christopher By Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 D - Sale to Issuer I 2,0000 -487.291 -975 0
2015-10-19 2015-10-16 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 D - Sale to Issuer D 2,0000 -1.399.286 -2.799 12.403
2015-09-08 3 COHEN EDWARD E By Spouse IFMI Common Stock I 2.550.011
2015-09-08 3 COHEN EDWARD E IFMI Common Stock D 2.768.902
2015-09-08 3 COHEN EDWARD E By Partnership IFMI Common Stock I 1.890.791
2015-09-08 3 COHEN EDWARD E IFMI Common Stock D 2.768.902
2015-09-08 3 COHEN EDWARD E By Spouse IFMI Common Stock I 2.550.011
2015-09-08 3 COHEN EDWARD E By Partnership IFMI Common Stock I 1.890.791
2015-08-28 2015-08-28 4 Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Notes S - Sale D 3,00 5.421.797,7000
2015-08-28 2015-08-28 4 Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 S - Sale D 1,3300 -1.461.876 -1.944 487.291
2015-08-28 2015-08-28 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Note S - Sale I 3,00 3.614.535,5100 0
2015-08-28 2015-08-28 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Common Stock, Par Value $0.001 S - Sale I 1,3300 -974.585 -1.296 0
2015-02-17 2015-02-12 4 Brafman Lester Raymond IFMI Common Stock, par value $0.001 A - Award D 75.758 75.758
2015-02-17 2015-02-12 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 A - Award D 45.455 196.143
2015-02-06 2015-02-04 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 30.303 195.795
2015-02-06 2015-02-04 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 30.303 135.090
2015-02-06 2015-02-04 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 30.303 134.890
2015-02-06 2015-02-04 4 Ricciardi Christopher IFMI Common Stock, $0.001 par value per share A - Award D 30.303 1.411.689
2015-02-06 2015-02-04 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 30.303 52.937
2015-02-06 2015-02-04 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 30.303 179.746
2015-02-06 2015-02-04 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 30.303 72.168
2015-02-02 2014-04-10 5 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 G - Gift D -75.000 398.039
2015-01-05 2014-12-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 F - Taxes D 1,6500 -6.022 -10 150.688
2014-11-17 2014-11-13 4 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 D - Sale to Issuer D 1,7700 -100.000 -177 398.039
2014-08-28 2014-08-26 4 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 D - Sale to Issuer D 2,0700 -100.000 -207 498.039
2014-06-10 2014-06-10 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy) A - Award D 5,00 1.000.000 1.000.000
2014-06-10 2014-06-10 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy A - Award D 4,00 1.000.000 1.000.000
2014-06-10 2014-06-10 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy) A - Award D 3,00 500.000 1.000.000
2014-02-18 2014-02-13 4 Pooler Joseph W. Jr. IFMI Employee Stock Option (Right to Buy) A - Award D 4,00 -107.143 107.143
2014-02-14 2014-02-12 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 22.634 165.492
2014-02-14 2014-02-12 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 22.634 41.865
2014-02-14 2014-02-12 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 22.634 104.787
2014-02-14 2014-02-12 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 22.634 104.587
2014-02-14 2014-02-12 4 Ricciardi Christopher IFMI Common Stock, par value $0.001 A - Award D 22.634 1.381.386
2014-02-14 2014-02-12 4 DiMaio Jack IFMI Common Stock, $0.001 par value per share A - Award D 22.634 22.634
2014-02-14 2014-02-12 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 22.634 149.443
2014-01-03 2013-12-31 4 COHEN DANIEL G IFMI Common Stock, Par Value $0.001 F - Taxes D 1,9300 -30.103 -58 673.039
2014-01-03 2013-12-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 F - Taxes D 1,9300 -11.185 -22 156.710
2013-12-03 2013-11-30 4 Brafman Lester Raymond IFMI Employee Stock Option (Right to Buy) A - Award D 3,00 -500.000 500.000
2013-10-02 2013-10-01 4 Listman Douglas IFMI Common Stock, par value $0.001 F - Taxes D 2,3200 -10.196 -24 69.420
2013-09-26 2013-09-25 4 COHEN DANIEL G By EBC 2013 Family Trust IFMI Convertible Senior Promissory Note A - Award I 3,00 2.400.000,0000
2013-09-26 2013-09-25 4 COHEN DANIEL G By EBC 2013 Family Trust IFMI Common Stock, par value $0.001 A - Award I 2,0000 800.000 1.600 800.000
2013-09-26 2013-09-25 4 Ricciardi Christopher By Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Note A - Award I 3,00 1.461.873,0000
2013-09-26 2013-09-25 4 Ricciardi Christopher By Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 A - Award I 2,0000 487.291 975 487.291
2013-09-26 3 DiMaio Jack IFMI No securities are beneficially owned D 0
2013-09-26 2013-09-25 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Convertible Senior Promissory Note A - Award I 3,00 2.923.755,0000
2013-09-26 2013-09-25 4 DiMaio Jack By Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 A - Award I 2,0000 974.585 1.949 974.585
2013-09-26 2013-09-25 4 Ricciardi Stephanie By Spouse IFMI Convertible Senior Promissory Note A - Award I 3,00 1.461.873,0000
2013-09-26 2013-09-25 4 Ricciardi Stephanie By Spouse IFMI Common Stock, par value $0.001 A - Award I 2,0000 487.291 975 494.322
2013-09-26 3 Mead Park Capital Partners LLC IFMI Common Stock, par value $0.001 D 1.949.167
2013-09-26 3 EBC 2013 Family Trust IFMI Common Stock, par value $0.001 D 800.000
2013-05-16 2013-05-15 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share P - Purchase D 2,1600 9.800 21 126.809
2013-05-16 2013-05-14 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share P - Purchase D 2,2100 40.200 89 117.009
2013-05-14 2013-05-09 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series E Voting Non-Convertible Preferred Stock A - Award I 4.983.557 4.983.557
2013-05-14 2013-05-09 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series D Voting Non-Convertible Preferred Stock D - Sale to Issuer I -4.983.557 0
2013-03-06 2013-03-04 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 19.231 142.858
2013-03-06 2013-03-04 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 19.231 68.499
2013-03-06 2013-03-04 4 BENNETT RODNEY E IFMI Common Stock, $0.001 par value per share A - Award D 19.231 80.643
2013-03-06 2013-03-04 4 Beach Walter T IFMI Common Stock, $0.001 par value per share A - Award D 19.231 124.962
2013-03-06 2013-03-04 4 Wolcott Charles W IFMI Common Stock, $0.001 par value per share A - Award D 19.231 84.893
2013-03-06 2013-03-04 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 19.231 81.953
2013-03-06 2013-03-04 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 19.231 82.153
2013-03-06 2013-03-04 4 Ullom Lance IFMI Common Stock, $0.001 par value per share A - Award D 19.231 82.603
2013-03-06 2013-03-04 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 19.231 76.809
2013-01-17 2013-01-15 4 COHEN DANIEL G IFMI Common Stock, par value $0.001 A - Award D 200.000 703.142
2013-01-17 2013-01-15 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 A - Award D 35.000 167.895
2013-01-03 2012-12-31 4 COHEN DANIEL G IFMI Common Stock, par value $0.001 F - Taxes D 1,2000 -99.074 -119 503.142
2013-01-03 2012-12-31 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 F - Taxes D 1,2000 -30.511 -37 132.895
2012-12-28 2012-12-28 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series D Voting Non-Convertible Preferred Stock A - Award I 4.983.557 4.983.557
2012-12-28 2012-12-28 4 COHEN DANIEL G By Cohen Bros. Financial, LLC IFMI Series B Voting Non-Convertible Preferred Stock D - Sale to Issuer I -4.983.557 0
2012-12-28 2012-12-26 4 COHEN DANIEL G IFMI Common Stock, par value $0.001 D - Sale to Issuer D -116.595 602.216
2012-07-23 2012-07-19 4 Costas John P IFMI Common Stock, par value $0.001 D - Sale to Issuer D -424.371 0
2012-05-02 2012-05-01 4 Listman Douglas IFMI Common Stock, par value $0.001 per share F - Taxes D 1,2700 -690 -1 79.616
2012-03-13 2012-03-09 4 DAWSON G STEVEN IFMI Common Stock, $0.001 par value per share A - Award D 37.414 49.268
2012-03-13 2012-03-09 4 SUBIN NEIL S IFMI Common Stock, $0.001 par value per share A - Award D 37.414 123.627
2012-03-13 2012-03-09 4 BENNETT RODNEY E IFMI Common Stock, $0.001 par value per share A - Award D 37.414 61.412
2012-03-13 2012-03-09 4 Beach Walter T IFMI Common Stock, $0.001 par value per share A - Award D 37.414 105.731
2012-03-13 2012-03-09 4 Wolcott Charles W IFMI Common Stock, $0.001 par value per share A - Award D 37.414 65.662
2012-03-13 2012-03-09 4 Ullom Lance IFMI Common Stock, $0.001 par value per share A - Award D 37.414 63.372
2012-03-13 2012-03-09 4 Costello Thomas IFMI Common Stock, $0.001 par value per share A - Award D 37.414 62.922
2012-03-13 2012-03-09 4 Haraburda Jack IFMI Common Stock, $0.001 par value per share A - Award D 37.414 62.722
2012-03-13 2012-03-09 4 Donovan Joseph M IFMI Common Stock, $0.001 par value per share A - Award D 37.414 57.578
2012-03-13 2012-03-09 4 Pooler Joseph W. Jr. IFMI Common Stock, par value $0.001 A - Award D 30.000 163.406
2012-02-03 2012-02-01 4 Listman Douglas IFMI Common Stock, par value $0.001 per share F - Taxes D 1,8600 -1.090 -2 80.306
2010-03-29 3 Ricciardi Stephanie By Spouse COHN Common Stock, par value $0.001 I 1.099.496
2010-03-29 3 Ricciardi Stephanie COHN Common Stock, par value $0.001 D 357.638
2010-03-29 3 Ricciardi Stephanie By GRAT COHN Common Stock, par value $0.001 I 11.291
2010-03-11 2010-03-09 4 BENNETT RODNEY E COHN Common Stock, $0.001 par value per share A - Award D 8.487 12.321
2010-03-11 2010-03-09 4 Chayette Marc COHN Common Stock, $0.001 par value per share A - Award D 8.487 11.471
2010-03-11 2010-03-09 4 Costello Thomas COHN Common Stock, $0.001 par value per share A - Award D 8.487 13.831
2010-03-11 2010-03-09 4 DAWSON G STEVEN COHN Common Stock, $0.001 par value per share A - Award D 8.487 9.418
2010-03-11 2010-03-09 4 Haraburda Jack COHN Common Stock, $0.001 par value per share A - Award D 8.487 13.631
2010-03-11 2010-03-09 4 Ullom Lance See footnote (3) COHN Common Stock, $0.001 par value per share P - Purchase I 6,3800 10.000 64 18.000
2010-03-11 2010-03-09 4 Ullom Lance COHN Common Stock, $0.001 par value per share A - Award D 8.487 14.281
2010-03-11 2010-03-09 4 Wolcott Charles W COHN Common Stock, $0.001 par value per share A - Award D 8.487 16.571
2009-12-18 3 Ricciardi Christopher By Spouse COHN Common Stock, par value $0.001 I 37.157
2009-12-18 3 Ricciardi Christopher COHN Common Stock, par value $0.001 D 337.356
2006-11-28 2006-11-27 4 Chayette Marc AFN Common Stock, $0.001 par value per share P - Purchase D 13.500,0000 1.500 20.250 1.500
2006-11-28 2006-11-27 4 Costello Thomas AFN Common Stock, $0.001 par value per share P - Purchase D 45.000,0000 5.000 225.000 17.600
2006-11-28 2006-11-27 4 BENNETT RODNEY E AFN Common Stock, $0.001 par value per share P - Purchase D 18.000,0000 2.000 36.000 4.000
2006-11-28 2006-11-27 4 Haraburda Jack AFN Common Stock, $0.001 par value per share P - Purchase D 36.000,0000 4.000 144.000 16.600
2006-11-28 2006-11-27 4 Wolcott Charles W AFN Common Stock, $0.001 par value per share P - Purchase D 90.000,0000 10.000 900.000 15.000
2006-11-28 2006-11-27 4 DAWSON G STEVEN AFN Common Stock, $0.001 par value per share P - Purchase D 450.000,0000 50.000 22.500.000 52.000
2006-11-28 2006-11-27 4 Longino John AFN Common Stock, $0.001 par value per share P - Purchase D 49.995,0000 5.555 277.722 48.006
2006-11-28 2006-11-27 4 Patel Shami AFN Common Stock, $0.001 par value per share P - Purchase D 150.003,0000 16.667 2.500.100 78.793
2006-11-01 2006-10-31 4 MCENTEE JAMES AFN Common Stock, $0.001 par value per share J - Other D -113.204 25.326
2006-11-01 2006-10-31 4 COHEN DANIEL G AFN Common Stock, $0.001 par value per share J - Other D -113.204 604.800
P
Piața deschisă sau achiziția privată de titluri nederivate sau derivate
S
Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate
A
Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)
C
Conversia derivatei
D
Vânzarea sau transferul de valori mobiliare înapoi către companie
F
Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie
G
Donarea de valori mobiliare de către sau către persoane din interior
K
Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor
M
Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)
V
O tranzacție raportată voluntar pe Formularul 4
J
Altele (însoțite de o notă de subsol care descrie tranzacția)
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