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| LEI | 549300MWKDPUU7NJX050 |
| CIK | 1296484 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Top Ships Inc.
SEC Filings (Chronological Order)
Această pagină oferă o listă completă, cronologică, a dosarelor SEC, cu excepția dosarelor de proprietate pe care le oferim în altă parte.
| May 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive off |
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| May 15, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive off |
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| May 15, 2026 |
TOP SHIPS INC. 20 Iouliou Kaisara Str 19002 Paiania Athens, Greece TOP SHIPS INC. 20 Iouliou Kaisara Str 19002 Paiania Athens, Greece May 15, 2026 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: TOP Ships Inc. Registration Statement on Form F-1 Originally filed on April 27, 2026 File No. 333-295332 Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act |
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| May 15, 2026 |
Up to 50,000,000 Common Shares TOP SHIPS INC. Filed Pursuant to Rule 424(b)(3) Registration No. 333-295328 PROSPECTUS SUPPLEMENT NO. 1 (TO PROSPECTUS DATED MAY 7, 2026) Up to 50,000,000 Common Shares TOP SHIPS INC. This is a supplement (the “Prospectus Supplement”) to the prospectus, dated May 7, 2026 (as supplemented or amended from time to time, the “Prospectus”) of TOP Ships Inc. (the “Company”), which forms a part of the Company’s Regist |
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| May 15, 2026 |
TOP Ships Inc. Elects Not to Proceed with Previously Announced $10m Public Offering EXHIBIT 99.1 TOP Ships Inc. Elects Not to Proceed with Previously Announced $10m Public Offering ATHENS, Greece, May 15, 2026 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has elected not to proceed with its previously announced public equity offering and has withdrawn the related regis |
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| May 13, 2026 |
As filed with the Securities and Exchange Commission on May 13, 2026. As filed with the Securities and Exchange Commission on May 13, 2026. Registration No. 333-295332 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOP Ships Inc. (Exact name of Registrant as specified in its charter) Republic of the Marshall Islands (State or other jurisdiction of incorporati |
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| May 7, 2026 |
Up to 50,000,000 Common Shares TOP Ships Inc. Filed Pursuant to Rule 424(b)(3) Registration No. 333-295328 PROSPECTUS Up to 50,000,000 Common Shares TOP Ships Inc. This prospectus relates in part to the offer and resale of up to 50,000,000 shares of our common stock, par value $0.01 per share (our “Common Shares”), including the associated preferred share purchase rights, by B. Riley Principal Capital II, LLC (the “Selling Shareholder” or “BR |
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| April 27, 2026 |
PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT top ships INC. Exhibit 4.7 PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT top ships INC. Warrant Shares: [] Issuance Date: [], 2026 THIS PLACEMENT AGENT COMMON SHARE PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date h |
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| April 27, 2026 |
Exhibit 107 Calculation of Filing Fee Tables F-1 TOP SHIPS INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward |
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| April 27, 2026 |
Exhibit 10.73 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of [], 2026, between TOP Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”). WHE |
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| April 27, 2026 |
As filed with the Securities and Exchange Commission on April 24, 2026. As filed with the Securities and Exchange Commission on April 24, 2026. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOP Ships Inc. (Exact name of Registrant as specified in its charter) Republic of the Marshall Islands (State or other jurisdiction of incorporation or organization) |
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| April 27, 2026 |
CLASS D COMMON SHARE PURCHASE WARRANT top ships INC. Exhibit 4.6 CLASS D COMMON SHARE PURCHASE WARRANT top ships INC. Warrant Shares: [] Issuance Date: [], 2026 THIS CLASS D COMMON SHARE PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Init |
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| April 27, 2026 |
Exhibit 10.76 ADDENDUM No.1 To the Share Purchase Agreement (“Agreement”) entered into as of February 18, 2026, by and between Central Mare Inc., a Marshall Islands corporation (the “Seller”), and TOP Ships Inc., a Marshall Islands corporation (the “Buyer”). The Seller and the Buyer are sometimes referred to in this Agreement as a “Party” and collectively as the “Parties”, pursuant to which the Bu |
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| April 27, 2026 |
PRE-FUNDED COMMON SHARE PURCHASE WARRANT TOP SHIPS INC. Exhibit 4.5 PRE-FUNDED COMMON SHARE PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: [] Issuance Date: [], 2026 THIS PRE-FUNDED COMMON SHARE PURCHASE WARRANT (this “Warrant”) certifies that, for value received, [] or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the |
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| April 27, 2026 |
PLACEMENT AGENCY AGREEMENT [_____], 2026 Exhibit 1.1 PLACEMENT AGENCY AGREEMENT [], 2026 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), TOP Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby agrees to sell up to an aggregate of $[] of registered securities of the |
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| April 24, 2026 |
Exhibit 107 Calculation of Filing Fee Tables F-1 TOP SHIPS INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward |
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| April 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 Iouliou Kaisara Str 19002 Paiania Athens, Greece (Address of principal executive o |
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| April 24, 2026 |
Exhibit 10.74 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of April 24, 2026, is by and between B. Riley Principal Capital II, LLC, a Delaware limited liability company (the “Investor”), and TOP Ships Inc., a Republic of the Marshall Islands corporation (the “Company”). RECITALS A. The Company and the Investor have entered into that certain Common S |
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| April 24, 2026 |
Exhibit 10.73 COMMON STOCK PURCHASE AGREEMENT Dated as of April 24, 2026 by and between TOP SHIPS INC. and B. RILEY PRINCIPAL CAPITAL II, LLC Table of Contents Page Article I DEFINITIONS 1 Article II PURCHASE AND SALE OF COMMON STOCK 2 Section 2.1. Purchase and Sale of Stock 2 Section 2.2. Closing Date; Settlement Dates 2 Section 2.3. Initial Public Announcements and Required Filings 2 Article III |
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| April 24, 2026 |
As filed with the U.S. Securities and Exchange Commission on April 24, 2026. As filed with the U.S. Securities and Exchange Commission on April 24, 2026. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 TOP Ships Inc. (Exact name of Registrant as specified in its charter) Republic of the Marshall Islands (State or other jurisdiction of incorporation or organization |
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| April 24, 2026 |
Exhibit 10.75 ADDENDUM No.1 To the Share Purchase Agreement (“Agreement”) entered into as of February 18, 2026, by and between Central Mare Inc., a Marshall Islands corporation (the “Seller”), and TOP Ships Inc., a Marshall Islands corporation (the “Buyer”). The Seller and the Buyer are sometimes referred to in this Agreement as a “Party” and collectively as the “Parties”, pursuant to which the Bu |
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| April 10, 2026 |
As confidentially submitted to the U.S. Securities and Exchange Commission on April 10, 2026. This draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form F-1 REGISTRATION STATEMENT UNDER THE S |
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| April 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive o |
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| April 2, 2026 |
Top Ships Announces Filing of 2025 Annual Report on Form 20-F EXHIBIT 99.1 Top Ships Announces Filing of 2025 Annual Report on Form 20-F ATHENS, Greece, April 02, 2026 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2025 (the “Annual Report”) has been filed with the U.S. Securities and Exch |
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| April 1, 2026 |
Exhibit 4.64 1. Shipbroker 2. Place and date 11 February 2026 3. Owners/Place of business (Cl. 1) 水瓶座柒拾捌号（天津）航运租赁有限公司 AQUARIUS 78 SHIPPING CO., LTD., a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No. 6262, Australia Road, Dongjiang Free Trade Pilot Zone, Tianjin (DJBS Free Trade Zone Branch No. 13111) 4. Bareboat Charterers/Pla |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 11 February 2026 Exhibit 4.63 1 Dated: 11 February 2026 2 ROMAN SHARK VIII INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 水瓶座柒拾伍号（天津）航运租赁有限公司 AQUARIUS 78 SHIPPING CO., LTD., a corp |
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| April 1, 2026 |
Exhibit 4.53 CIBFL-2026-029-ZZ-BZ01 EXECUTION VERSION Dated 18 March 2026 Top Ships Inc. as Guarantor and 水瓶座柒拾伍号（天津）航运租赁有限公司 Aquarius 75 Shipping Co., Ltd. as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110057 dated 11 February 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Indepe |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 11 February 2026 Exhibit 4.51 1 Dated: 11 February 2026 2 ROMAN SHARK IV INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 水瓶座柒拾伍号（天津）航运租赁有限公司 AQUARIUS 75 SHIPPING CO., LTD., a corpor |
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| April 1, 2026 |
Exhibit 4.55 1. Shipbroker 2. Place and date 9 March 2026 3. Owners/Place of business (Cl. 1) TIANJIN JINHAI SANSHIER LEASING CO., LTD. (天津津海三十二租赁有限公司), a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No.6262, Aozhou Road, Tianjin Pilot Free Trade Zone (Dongjiang Free Trade Port Zone) (Tianjin Dongjiang Business Secretarial Servi |
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| April 1, 2026 |
Exhibit 4.47 CIBFL-2026-028-ZZ-BZ01 EXECUTION VERSION Dated 18 March 2026 Top Ships Inc. as Guarantor and 水瓶座柒拾肆号（天津）航运租赁有限公司 Aquarius 74 Shipping Co., Ltd. as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110055 dated 11 February 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Indepe |
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| April 1, 2026 |
Exhibit 4.44 EXECUTION VERSION JINGHAISANSHI - 2026 - GG Dated 9 March 2026 Top Ships Inc. as Guarantor and TIANJIN JINHAI SANSHI LEASING CO., LTD. (天津津海三十租赁有限公司) as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110054 dated 9 March 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Inde |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 9 March 2026 Exhibit 4.42 1 Dated: 9 March 2026 2 ROMAN SHARK I INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 TIANJIN JINHAI SANSHI LEASING CO., LTD. (天津津海三十租赁有限公司), a corpora |
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| April 1, 2026 |
Exhibit 4.34 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110055) BETWEEN ROMAN SHARK II INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110055 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. PR |
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| April 1, 2026 |
Exhibit 4.27 1. Shipbroker 2. Place and date 1 August 2025 3. Owners/Place of business (Cl. 1) LUSTRE 3 HOLDING LIMITED, a corporation incorporated under the laws of the Republic of Liberia with registration number C-128838 whose registered office is at 80 Broad Street, Monrovia, Liberia 4. Bareboat Charterers/Place of business (Cl. 1) ECO OCEANO CA INC., a corporation incorporated under the laws |
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| April 1, 2026 |
Exhibit 4.23 1. Shipbroker 2. Place and date 1 August 2025 3. Owners/Place of business (Cl. 1) LUSTRE 1 HOLDING LIMITED, a corporation incorporated under the laws of the Republic of Liberia with registration number C-128836 whose registered office is at 80 Broad Street, Monrovia, Liberia 4. Bareboat Charterers/Place of business (Cl. 1) JULIUS CAESAR INC., a corporation incorporated under the laws |
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| April 1, 2026 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| April 1, 2026 |
Exhibit 4.69 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is entered into as of February 18, 2026, by and between Central Mare Inc., a Marshall Islands corporation (the “Seller”), and TOP Ships Inc., a Marshall Islands corporation (the “Buyer”). The Seller and the Buyer are sometimes referred to in this Agreement as a “Party” and collectively as the “Parties.” RECITALS |
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| April 1, 2026 |
Exhibit 4.67 1. Shipbroker 2. Place and date 11 February 2026 3. Owners/Place of business (Cl. 1) 水瓶座柒拾玖号（天津）航运租赁有限公司 AQUARIUS 79 SHIPPING CO., LTD., a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No. 6262, Australia Road, Dongjiang Free Trade Pilot Zone, Tianjin (DJBS Free Trade Zone Branch No. 13112) 4. Bareboat Charterers/Pla |
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| April 1, 2026 |
Exhibit 4.65 CIBFL-2026-031-ZZ-BZ01 EXECUTION VERSION Dated 18 March 2026 Top Ships Inc. as Guarantor and 水瓶座柒拾捌号 (天津) 航运租赁有限公司 Aquarius 78 Shipping Co., Ltd. as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110061 dated 11 February 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Inde |
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| April 1, 2026 |
Exhibit 4.61 1. Shipbroker 2. Place and date 9 March 2026 3. Owners/Place of business (Cl. 1) TIANJIN JINHAI SANSHISAN LEASING CO., LTD. (天津津海三十三租赁有限公司), a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No.6262, Aozhou Road, Tianjin Pilot Free Trade Zone (Dongjiang Free Trade Port Zone) (Tianjin Dongjiang Business Secretarial Serv |
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| April 1, 2026 |
Exhibit 4.62 EXECUTION VERSION JINGHAISANSHISAN - 2026 - GG Dated 9 March 2026 Top Ships Inc. as Guarantor and TIANJIN JINHAI SANSHISAN LEASING CO., LTD. (天津津海三十三租赁有限公司) as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110060 dated 9 March Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and In |
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| April 1, 2026 |
Exhibit 4.52 1. Shipbroker 2. Place and date February 11, 2026 3. Owners/Place of business (Cl. 1) 水瓶座柒拾伍号（天津）航运租赁有限公司 AQUARIUS 75 SHIPPING CO., LTD., a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No. 6262, Australia Road, Dongjiang Free Trade Pilot Zone, Tianjin (DJBS Free Trade Zone Branch No. 13109) 4. Bareboat Charterers/Pl |
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| April 1, 2026 |
Exhibit 4.35 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110056) BETWEEN ROMAN SHARK III INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110056 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. P |
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| April 1, 2026 |
Exhibit 4.26 EXECUTION VERSION Dated 1 August 2025 Top Ships Inc. as Guarantor and LUSTRE 2 HOLDING LIMITED as Owner Guarantee relating to a bareboat charter of the vessel m.v. LEGIO X EQUESTRIS dated 1 August 2025 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordinatio |
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| April 1, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 9 March 2026 Exhibit 4.60 1 Dated: 9 March 2026 2 ROMAN SHARK VII INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 TIANJIN JINHAI SANSHISAN LEASING CO., LTD. (天津津海三十三租赁有限公司), a c |
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| April 1, 2026 |
Exhibit 13.2 CERTIFICATION OF THE CHIEF FINANCIAL OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the annual report of TOP Ships Inc. (the “Company”) on Form 20-F for the year ended December 31, 2025, as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I |
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| April 1, 2026 |
Exhibit 13.1 CERTIFICATION OF THE CHIEF EXECUTIVE OFFICER PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE U.S. SARBANES-OXLEY ACT OF 2002 In connection with the annual report of TOP Ships Inc. (the “Company”) on Form 20-F for the year ended December 31, 2025, as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I |
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| April 1, 2026 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| April 1, 2026 |
Exhibit 11.1 TOP SHIPS INC. CORPORATE CODE OF BUSINESS ETHICS AND CONDUCT 1, VASILISSIS SOFIAS STR. & MEGALOU ALEXANDROU STR., GR 15124 ATHENS, GREECE TEL: +30-210-8128320 FAX: +30-210-8020-364 TABLE OF CONTENTS TITLE PAGE 1. Compliance with Laws, Rules and Regulations 3 2. Honest and Fair Dealing 3 3. Conflict of Interest and Corporate Opportunity 3 4. Confidentiality and Privacy 3 5. Proper Use |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 11 February 2026 Exhibit 4.66 1 Dated: 11 February 2026 2 ROMAN SHARK X INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 水瓶座柒拾玖号（天津）航运租赁有限公司 AQUARIUS 79 SHIPPING CO., LTD., a corpora |
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| April 1, 2026 |
Exhibit 4.58 1. Shipbroker 2. Place and date 11 February 2026 3. Owners/Place of business (Cl. 1) 水瓶座柒拾柒号（天津）航运租赁有限公司 AQUARIUS 77 SHIPPING CO., LTD., a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No. 6262, Australia Road, Dongjiang Free Trade Pilot Zone, Tianjin (DJBS Free Trade Zone Branch No. 13110) 4. Bareboat Charterers/Pla |
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| April 1, 2026 |
Exhibit 4.33 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110054) BETWEEN ROMAN SHARK I INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110054 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. PRI |
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| April 1, 2026 |
Exhibit 4.31 EXECUTION VERSION Dated 7 August 2025 Top Ships Inc. as Guarantor and LUSTRE 6 HOLDING LIMITED as Owner Guarantee relating to a bareboat charter of the vessel m.v. ECO MALIBU dated 7 August 2025 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordination 5 9 E |
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| April 1, 2026 |
Exhibit 2.9 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2025, TOP Ships Inc. (the “Company,” “we,” “us” and “our”) had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securities Exchange Act of 1934, as amended |
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| April 1, 2026 |
Exhibit 2.8 STATEMENT OF DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES G PERPETUAL CONVERTIBLE PREFERRED SHARES OF TOP SHIPS INC. The undersigned, Alexandros Tsirikos does hereby certify: 1. That he is the duly elected and acting Chief Financial Officer of TOP Ships Inc., a Marshall Islands corporation (the “Company”). 2. That pursuant to the authority conferred by the Company’s Thir |
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| April 1, 2026 |
Exhibit 4.39 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110060) BETWEEN ROMAN SHARK VII INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110060 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. P |
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| April 1, 2026 |
Exhibit 4.56 EXECUTION VERSION JINGHAISANSHIER - 2026 - GG Dated 9 March 2026 Top Ships Inc. as Guarantor and TIANJIN JINHAI SANSHIER LEASING CO., LTD. (天津津海三十二租赁有限公司) as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110058 dated 9 March 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 11 February 2026 Exhibit 4.57 1 Dated: 11 February 2026 2 ROMAN SHARK VI INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 水瓶座柒拾柒号（天津）航运租赁有限公司 AQUARIUS 77 SHIPPING CO., LTD., a corpor |
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| April 1, 2026 |
EXCLUSIVE RIGHT AND OPTION AGREEMENT Exhibit 4.70 EXCLUSIVE RIGHT AND OPTION AGREEMENT This Exclusive Right and Option Agreement (this “Agreement”) is made and entered into as of November 21, 2025, between Evangelos J. Pistiolis, (the “Seller”) and Top Ships Inc., a Marshall Islands corporation (the “Buyer”). The Seller and the Buyer may be referred to herein individually as a “Party” and collectively as the “Parties.” WHEREAS, the S |
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| April 1, 2026 |
Exhibit 4.71 ADDENDUM No.1 to the Exclusive Right and Option agreement (the “Agreement”) dated November 21, 2025, between Evangelos J. Pistiolis (the “Seller”) and Top Ships Inc., a Marshall Islands corporation (the “Buyer” and together the “Parties”) relating to the grant by the Seller to the Buyer of the exclusive right and irrevocable option (the “Option”) to acquire one or more Properties, as |
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| April 1, 2026 |
Exhibit 4.59 CIBFL-2026-030-ZZ-BZ01 EXECUTION VERSION Dated 18 March 2026 Top Ships Inc. as Guarantor and 水瓶座柒拾柒号（天津）航运租赁有限公司 Aquarius 77 Shipping Co., Ltd. as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110059 dated 11 February 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Indepe |
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| April 1, 2026 |
Exhibit 4.50 EXECUTION VERSION JINGHAISANSHIYI - 2026 - GG Dated 9 March 2026 Top Ships Inc. as Guarantor and TIANJIN JINHAI SANSHIYI LEASING CO., LTD. (天津津海三十一租赁有限公司) as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110056 dated 9 March 2026 bIndex Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal an |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 9 March 2026 Exhibit 4.48 1 Dated: 2 ROMAN SHARK I INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 TIANJIN JINHAI SANSHIYI LEASING CO., LTD. (天津津海三十一租赁有限公司), a corporation incor |
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| April 1, 2026 |
Exhibit 4.46 1. Shipbroker 2. Place and date 11 February 2026 3. Owners/Place of business (Cl. 1) 水瓶座柒拾肆号（天津）航运租赁有限公司 AQUARIUS 74 SHIPPING CO., LTD., a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No. 6262, Australia Road, Dongjiang Free Trade Pilot Zone, Tianjin (DJBS Free Trade Zone Branch No. 13108) 4. Bareboat Charterers/Pla |
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| April 1, 2026 |
Exhibit 4.43 1. Shipbroker 2. Place and date 9 March 2026 3. Owners/Place of business (Cl. 1) TIANJIN JINHAI SANSHI LEASING CO., LTD. (天津津海三十租赁有限公司), a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No.6262, Aozhou Road, Tianjin Pilot Free Trade Zone (Dongjiang Free Trade Port Zone) (Tianjin Dongjiang Business Secretarial Service |
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| April 1, 2026 |
Exhibit 4.38 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110059) BETWEEN ROMAN SHARK VI INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110059 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. PR |
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| April 1, 2026 |
Exhibit 4.24 EXECUTION VERSION Dated 1 August 2025 Top Ships Inc. as Guarantor and LUSTRE 1 HOLDING LIMITED as Owner Guarantee relating to a bareboat charter of the vessel m.v. JULIUS CAESAR dated 1 August 2025 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordination 5 |
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| April 1, 2026 |
CONSENT OF WATSON FARLEY & WILLIAMS LLP Exhibit 15.2 CONSENT OF WATSON FARLEY & WILLIAMS LLP Reference is made to the annual report on Form 20-F of Top Ships Inc. (the “Company”) for the year ended December 31, 2025 (the “Annual Report”) and the Registration Statements on Form F-3 (File Nos. 333-267170 and 333-268475) and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of the Comp |
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| April 1, 2026 |
Exhibit 4.41 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110063) BETWEEN ROMAN SHARK X INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110063 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. PRI |
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| April 1, 2026 |
Exhibit 4.30 EXECUTION VERSION Dated 1 August 2025 Top Ships Inc. as Guarantor and LUSTRE 5 HOLDING LIMITED as Owner Guarantee relating to a bareboat charter of the vessel m.v. ECO MARINA DEL REY dated 1 August 2025 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordinati |
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| April 1, 2026 |
Exhibit 4.25 1. Shipbroker 2. Place and date 1 August 2025 3. Owners/Place of business (Cl. 1) LUSTRE 2 HOLDING LIMITED, a corporation incorporated under the laws of the Republic of Liberia with registration number C-128837 whose registered office is at 80 Broad Street, Monrovia, Liberia 4. Bareboat Charterers/Place of business (Cl. 1) LEGIO X INC., a corporation incorporated under the laws of the |
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| April 1, 2026 |
Exhibit 4.28 EXECUTION VERSION Dated 1 August 2025 Top Ships Inc. as Guarantor and LUSTRE 3 HOLDING LIMITED as Owner Guarantee relating to a bareboat charter of the vessel m.v. ECO OCEANO CA dated 1 August 2025 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordination 5 |
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| April 1, 2026 |
Exhibit 4.29 1. Shipbroker 2. Place and date 1 August 2025 3. Owners/Place of business (Cl. 1) LUSTRE 5 HOLDING LIMITED, a corporation incorporated under the laws of the Republic of Liberia with registration number C-128840 whose registered office is at 80 Broad Street, Monrovia, Liberia 4. Bareboat Charterers/Place of business (Cl. 1) PCH DREAMING INC., a corporation incorporated under the laws o |
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| April 1, 2026 |
Exhibit 4.32 EXECUTION VERSION Dated 7 August 2025 Top Ships Inc. as Guarantor and LUSTRE 4 HOLDING LIMITED as Owner Guarantee relating to a bareboat charter of the vessel m.v. ECO WEST COAST dated 7 August 2025 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordination 5 |
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| April 1, 2026 |
Exhibit 4.40 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110061) BETWEEN ROMAN SHARK VIII INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110061 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 11 February 2026 Exhibit 4.45 1 Dated: 11 February 2026 2 ROMAN SHARK II INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 水瓶座柒拾肆号（天津）航运租赁有限公司 AQUARIUS 74 SHIPPING CO., LTD., a corpor |
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| April 1, 2026 |
Exhibit 4.49 1. Shipbroker 2. Place and date 9 March 2026 3. Owners/Place of business (Cl. 1) TIANJIN JINHAI SANSHIYI LEASING CO., LTD. (天津津海三十一租赁有限公司), a corporation incorporated under the laws of the People’s Republic of China whose registered address is at Room 202, No.6262, Aozhou Road, Tianjin Pilot Free Trade Zone (Dongjiang Free Trade Port Zone) (Tianjin Dongjiang Business Secretarial Servi |
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| April 1, 2026 |
RIDER CLAUSES TO MEMORANDUM OF AGREEMENT DATED 9 March 2026 Exhibit 4.54 1 Dated: 9 March 2026 2 ROMAN SHARK V INC., a corporation incorporated under the laws of the Republic of Marshall Islands whose registered address is at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands, MH96960 (Name of sellers), hereinafter called the “Sellers”, have agreed to sell, and 3 TIANJIN JINHAI SANSHIER LEASING CO., LTD. (天津津海三十二租赁有限公司), a corp |
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| April 1, 2026 |
Exhibit 4.36 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110057) BETWEEN ROMAN SHARK IV INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110057 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. PR |
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| April 1, 2026 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statements Nos. 333-290238 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated April 1, 2026, relating to the consolidated financial statements of Top Ships Inc. app |
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| April 1, 2026 |
Exhibit 4.68 CIBFL-2026-032-ZZ-BZ01 EXECUTION VERSION Dated 18 March 2026 Top Ships Inc. as Guarantor and 水瓶座柒拾玖号（天津）航运租赁有限公司 Aquarius 79 Shipping Co., Ltd. as Owner Guarantee relating to a bareboat charter of one (1) 47,499DWT Chemical/Product Oil Tanker having builder’s hull no. 25110063 dated 11 February 2026 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Indepe |
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| April 1, 2026 |
Exhibit 4.37 SHIPBUILDING CONTRACT FOR CONSTRUCTION OF ONE 47,499DWT CHEMICAL/PRODUCT OIL TANKER (HULL NO. 25110058) BETWEEN ROMAN SHARK V INC. as the BUYER and GUANGZHOU SHIPYARD INTERNATIONAL COMPANY LIMITED and CHINA SHIPBUILDING TRADING CO., LTD. Collectively as the SELLER Hull No. 25110058 CONTENTS ARTICLE Page No. ARTICLE I DESCRIPTION AND CLASS 5 1. DESCRIPTION 5 2. CLASS AND RULES 5 3. PRI |
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| March 10, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive o |
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| March 10, 2026 |
Top Ships Announces Management Estimate of Net Asset Value at $289 Million EXHIBIT 99.1 Top Ships Announces Management Estimate of Net Asset Value at $289 Million ATHENS, Greece, March 10, 2026 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that after taking into account the most recent charter free vessel value estimates from a third party international broker, debt o |
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| February 23, 2026 |
EXHIBIT 99.1 TOP Ships Inc. Announces Agreement to Acquire Nine ECO MR Product Tanker Newbuildings with Time Charter Employment and Potential Gross Revenue Backlog of about $679 million ATHENS, Greece, Feb. 23, 2026 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has entered into an agree |
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| February 23, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executiv |
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| February 23, 2026 |
Exhibit 99.2 CERTIFICATE OF DESIGNATION OF RIGHTS, PREFERENCES AND PRIVILEGES OF SERIES G PERPETUAL CONVERTIBLE PREFERRED SHARES OF TOP SHIPS INC. The undersigned, Evangelos J. Pistiolis does hereby certify: 1. That he is the duly elected and acting Chief Executive Officer and President of TOP Ships Inc., a Marshall Islands corporation (the “Company”). 2. That pursuant to the authority conferred b |
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| January 6, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2026 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive |
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| January 6, 2026 |
TOP Ships Announces Amendment of Time Charter at a Higher Daily Rate EXHIBIT 99.1 TOP Ships Announces Amendment of Time Charter at a Higher Daily Rate ATHENS, Greece, Jan. 06, 2026 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has amended the time charter agreement for its Suezmax tanker vessel M/T Eco Oceano with Cent |
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| December 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executiv |
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| December 31, 2025 |
Top Ships Inc. Announces Sale of Newbuilding Mega Yacht EXHIBIT 99.1 Top Ships Inc. Announces Sale of Newbuilding Mega Yacht ATHENS, Greece, Dec. 31, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that it has entered into a sale agreement (the “SPA”) for the sale to Rubico Inc. of a vessel-owning company (the |
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| December 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens – Greece (Address of principal execut |
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| November 28, 2025 |
TOP Ships Announces Letter of Intent for Acquisition of Real Estate Assets in Dubai EXHIBIT 99.1 TOP Ships Announces Letter of Intent for Acquisition of Real Estate Assets in Dubai ATHENS, Greece, Nov. 28, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that it has entered into a letter of intent for the potential acquisition of certain r |
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| November 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executiv |
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| November 20, 2025 |
Top Ships Inc. announces extension of Time Charter for its MR Tanker EXHIBIT 99.1 Top Ships Inc. announces extension of Time Charter for its MR Tanker ATHENS, Greece, Nov. 20, 2025 (GLOBE NEWSWIRE) - Top Ships Inc. (the “Company” or “TOPS”) (NYSE:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has extended the time charter agreement with Weco Tankers A/S by three years at a daily rate of $18,250 for |
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| November 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executiv |
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| November 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens – Greece (Address of principal execut |
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| November 17, 2025 |
TO THE SHAREHOLDERS OF TOP SHIPS INC. Exhibit 99.1 November 17, 2025 TO THE SHAREHOLDERS OF TOP SHIPS INC. Enclosed is a Notice of the 2025 Annual Meeting of Shareholders (the “Meeting”) of TOP Ships Inc. (the “Company”), which will be held at the offices of Central Mare Inc., 20 Iouliou Kaisara Str 19002, Paiania, Athens, Greece, on December 12, 2025 at 10:00 a.m. local time, and related materials. At this Meeting, shareholders of th |
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| November 17, 2025 |
Exhibit 99.2 TOP SHIPS INC. 20 IOULIOU KAISARA STR. 19002, PAIANIA ATHENS-GREECE SCAN TO VIEW MATERIALS & VOTE VOTE BY INTERNET - www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 11:59 P.M. Eastern Time on December 11, 2025. Have your proxy card in hand when you access the website and follow the |
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| November 17, 2025 |
Top Ships Inc. Announces Successful Completion of its Tanker Fleet Refinancing EXHIBIT 99.1 Top Ships Inc. Announces Successful Completion of its Tanker Fleet Refinancing ATHENS, Greece, Nov. 17, 2025 (GLOBE NEWSWIRE) - Top Ships Inc. (the “Company” or “TOPS”) (NYSE:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has closed the previously announced sale and leaseback financing agreements (the “SLBs” or “Finan |
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| November 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executiv |
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| October 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 IOULIOU KAISARA STR, 19002 PAIANIA, ATHENS-GREECE (Address of principal executiv |
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| September 30, 2025 |
As filed with the Securities and Exchange Commission on September 29, 2025 As filed with the Securities and Exchange Commission on September 29, 2025 Registration No. |
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| September 30, 2025 |
X0101 EFFECT 33 LIVE 2025-09-30 16:00:00 F-3 0001296484 TOP SHIPS INC. 333-290238 |
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| September 26, 2025 |
TOP Ships Inc. 20 Iouliou Kaisara Str 19002 Paiania Athens, Greece TOP Ships Inc. 20 Iouliou Kaisara Str 19002 Paiania Athens, Greece September 26, 2025 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: TOP Ships Inc. Registration Statement on Form F-3 Originally filed on September 12, 2025 File No. 333-290238 Ladies and Gentlemen: The undersigned registrant hereby requests that |
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| September 18, 2025 |
September 18, 2025 Evangelos J. Pistiolis Chief Executive Officer TOP Ships Inc. 20 Iouliou Kaisara Str, 19002 Paiania, Athens, Greece Re: TOP Ships Inc. Registration Statement on Form F-3 Filed September 12, 2025 File No. 333-290238 Dear Evangelos J. Pistiolis: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regard |
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| September 12, 2025 |
Calculation of Filing Fee Tables F-3 TOP SHIPS INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effe |
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| September 12, 2025 |
As filed with the Securities and Exchange Commission on September 12, 2025 As filed with the Securities and Exchange Commission on September 12, 2025 Registration No. |
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| September 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executi |
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| August 20, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 IOULIOU KAISARA STR 19002, PAIANIA ATHENS, GREECE (Address of principal executive |
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| July 31, 2025 |
TOP Ships Announces Distribution Date of August 1, 2025 for Spin-Off of Rubico Inc. EXHIBIT 99.1 TOP Ships Announces Distribution Date of August 1, 2025 for Spin-Off of Rubico Inc. ATHENS, Greece, July 31, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that the expected distribution date for the common shares of Rubico Inc. (“Rubico”) is |
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| July 31, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
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| June 26, 2025 |
TOP Ships Announces Approval of Listing on the Nasdaq Capital Market for Spin-Off of Rubico Inc. EXHIBIT 99.1 TOP Ships Announces Approval of Listing on the Nasdaq Capital Market for Spin-Off of Rubico Inc. ATHENS, Greece, June 26, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American: TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that the application of Rubico Inc. (“Rubico”), to list its common share |
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| June 5, 2025 |
EXHIBIT 99.1 TOP Ships Inc. Announces Ex-Distribution Date for Planned Spin-Off of Rubico, a New Nasdaq-Listed Suezmax Tanker Company ATHENS, Greece, June 05, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American:TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that the NYSE American (the “NYSE”) has establish |
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| June 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
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| June 4, 2025 |
TOP Ships Inc. Announces Intention to Spin Off a New Nasdaq-Listed Suezmax Tanker Company EXHIBIT 99.1 TOP Ships Inc. Announces Intention to Spin Off a New Nasdaq-Listed Suezmax Tanker Company ATHENS, Greece, June 04, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NYSE American: TOPS), an international owner and operator of modern, fuel-efficient “ECO” tanker vessels, announced today that it intends to effect a spin-off of two of its Suezmax tanker vessels. Rubi |
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| June 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
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| April 15, 2025 |
TOP Ships Inc. Announces Filing of 2024 Annual Report on Form 20-F EXHIBIT 99.1 TOP Ships Inc. Announces Filing of 2024 Annual Report on Form 20-F ATHENS, Greece, April 15, 2025 (GLOBE NEWSWIRE) - TOP Ships Inc. (NYSE: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2024 (the “Annual Report”) has been filed with the U.S. S |
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| April 15, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2025 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive o |
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| April 14, 2025 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| April 14, 2025 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-267170 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated April 14, 2025, relating to the consolidated financial statements of Top Ships Inc. app |
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| April 14, 2025 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
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| April 14, 2025 |
Yacht Building Contract M/Y Sanlorenzo “1150Exp” Hull No. 158 SANLORENZO S.P.A Roman Explorer Inc. Exhibit 4.39 Yacht Building Contract M/Y Sanlorenzo “1150Exp” Hull No. 158 between SANLORENZO S.P.A (Builder) and Roman Explorer Inc. (Buyer) Contents 1 Definitions and Interpretation 1 2 Subject of Contract 2 3 Contract Price and Payment 5 4 Property 8 5 Buyer’s Decisions and Buyer’s Supplies 8 6 Buyer’s Right of Inspection 10 7 Modifications 13 8 Acceptance Sea Trials 15 9 Delivery of the Yacht |
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| April 14, 2025 |
Exhibit 2.8 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2024, TOP Ships Inc. (the "Company", "we", "us" and "our") had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securities Exchange Act of 1934, as amended |
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| April 14, 2025 |
Exhibit 4.37 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this "Agreement") is entered into as of July 12, 2024, by and between Evangelos J. Pistiolis, (the "Seller"), and Top Mega Yachts Inc., a Marshall Islands corporation (the "Buyer"). The Seller and the Buyer are sometimes referred to in this Agreement as a "Party" and collectively as the "Parties." RECITALS WHEREAS, the Seller own |
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| April 14, 2025 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.35 1. Shipbroker N/A 2. Place and date 11 January 2024 3. Owners/Place of business (Cl. 1) SEA 179 LEASING CO. LIMITED, a company incorporated under the laws of Hong Kong with company number 2878380 whose registered office is at 46/F, Champion Tower, 3 Garden Road, Central, Hong Kong 4. Bareboat Charterers/Place of business (Cl. 1) PCH DREAMING INC. a corporation incorporated under the l |
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| April 14, 2025 |
CONSENT OF WATSON FARLEY & WILLIAMS LLP Exhibit 15.2 CONSENT OF WATSON FARLEY & WILLIAMS LLP Reference is made to the annual report on Form 20-F of Top Ships Inc. (the “Company”) for the year ended December 31, 2024 (the “Annual Report”) and the Registration Statements on Form F-3 (File Nos. 333-267170 and 333-268475) and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of the Comp |
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| April 14, 2025 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
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| April 14, 2025 |
Exhibit 4.38 SHARE PURCHASE AGREEMENT This Share Purchase Agreement (this “Agreement”) is entered into as of April 11, 2025, by and between Evangelos J. Pistiolis, (the “Seller”), and Top Mega Yachts Inc., a Marshall Islands corporation (the “Buyer”). The Seller and the Buyer are sometimes referred to in this Agreement as a “Party” and collectively as the “Parties.” RECITALS WHEREAS, the Seller ow |
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| April 14, 2025 |
Exhibit 4.36 EXECUTION VERSION Dated 11 January 2024 TOP SHIPS INC. as Guarantor and SEA 179 LEASING CO. LIMITED as Owner GUARANTEE relating to a Bareboat Charter of the vessel m.v. Eco Marina Del Rey dated 11 January 2024 Clause Index Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subo |
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| April 14, 2025 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2024 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Evangelos J. Pistiolis, President, Chief Executive Officer and Director of t |
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| December 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 IOULIOU KAISARA STR 19002, PAIANIA ATHENS, GREECE (Address of principal executi |
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| November 7, 2024 |
TO THE SHAREHOLDERS OF TOP SHIPS INC. Exhibit 99.1 November 7, 2024 TO THE SHAREHOLDERS OF TOP SHIPS INC. Enclosed is a Notice of the 2024 Annual Meeting of Shareholders (the “Meeting”) of TOP Ships Inc. (the “Company”), which will be held at the offices of Central Mare Inc., 20 Iouliou Kaisara Str 19002, Paiania, Athens, Greece, on December 6, 2024 at 10:00 a.m. local time, and related materials. At this Meeting, shareholders of the |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens – Greece (Address of principal execut |
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| November 7, 2024 |
Exhibit 99.2 TOP SHIPS INC. 20 IOULIOU KAISARA STR. 19002, PAIANIA ATHENS-GREECE SCAN TO VIEW MATERIALS & VOTE VOTE BY INTERNET - www.proxyvote.com or scan the QR Barcode above Use the Internet to transmit your voting instructions and for electronic delivery of information. Vote by 11:59 P.M. Eastern Time on December 5, 2024. Have your proxy card in hand when you access the website and follow the |
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| August 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K Report of Foreign Private Issuer PURSUANT TO RULE 13a-16 or 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of p |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 20 Iouliou Kaisara Str 19002, Paiania Athens-Greece (Address of principal executive of |
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| July 25, 2024 |
Top Ships Inc. Announces Time Charter Extensions at Very Strong Rates and Revenue of $100 Million EXHIBIT 99.1 Top Ships Inc. Announces Time Charter Extensions at Very Strong Rates and Revenue of $100 Million ATHENS, Greece, July 25, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (NYSE: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its 50% subsidiaries which own M/T Eco Yosemite Park and M/T Eco Joshua Park entered into |
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| July 19, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
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| May 24, 2024 |
Up to $5,800,000 of Common Shares TABLE OF CONTENTS Filed Pursuant to Rule 424(b)(5) Registration No. 333-267170 PROSPECTUS SUPPLEMENT (To Prospectus dated September 13, 2022) Up to $5,800,000 of Common Shares We have entered into an equity distribution agreement (the “Distribution Agreement”) with Maxim Group LLC (“Maxim” or the “Sales Agent”) as our sales agent, relating to our common shares, par value $0.01 per share, offered |
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| May 24, 2024 |
TOP SHIPS INC. Up to US$5,800,000 of Common Shares EQUITY DISTRIBUTION AGREEMENT Exhibit 1.1 TOP SHIPS INC. Up to US$5,800,000 of Common Shares EQUITY DISTRIBUTION AGREEMENT May 24, 2024 Maxim Group LLC 300 Park Avenue, 16th Floor New York, New York 10022 Ladies and Gentlemen: Top Ships Inc., a corporation organized under the laws of the Republic of the Marshall Islands (the “Company”), proposes to issue and sell through Maxim Group LLC (the “Agent”), as sales agent, common sh |
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| May 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of prin |
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| May 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of prin |
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| May 2, 2024 |
EXHIBIT 99.1 TOP Ships Inc. Announces Commencement of Time Charter at Very Strong Rate an Increase of 36% Over Previous Time Charter ATHENS, Greece, May 02, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (NYSE: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has commenced its previously announced time charter employment con |
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| April 23, 2024 |
OMB APPROVAL OMB Number: 3235-0080 Expires: May 31, 2024 Estimated average burden hours per response 1. |
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| April 12, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com April 12, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE American certifies its approval for listing and registration of the following securities of TOP SHIPS INC., under the Excha |
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| April 11, 2024 |
TOP Ships Inc. Announces Transfer of Listing to the NYSE American LLC EXHIBIT 99.1 TOP Ships Inc. Announces Transfer of Listing to the NYSE American LLC ATHENS, Greece, April 11, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ: TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it will transfer the listing of its common shares from the Nasdaq Capital Market (“Nasdaq”) to the N |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| April 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 TOP SHIPS INC. (Exact name of registrant as specified in its charter) Republic of the Marshall Islands N/A (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identifica |
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| April 1, 2024 |
Top Ships Inc. Announces Filing of 2023 Annual Report on Form 20-F EXHIBIT 99.1 Top Ships Inc. Announces Filing of 2023 Annual Report on Form 20-F ATHENS, Greece, April 01, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2023 (the “Annual Report”) has been filed with the U.S. Securities and |
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| April 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| March 29, 2024 |
ADDITIONAL CLAUSES TO BARECON 2001 DATED 11 January 2024 Exhibit 4.24 1. Shipbroker 2. Place and date N/A 11 January 2024 3. Owners/Place of business (Cl. 1) 4. Bareboat Charterers/Place of business (Cl. 1) SEA 269 LEASING CO. LIMITED, a company incorporated LEGIO X INC., a corporation incorporated under the laws under the laws of Hong Kong with company number 3053427 of the Republic of the Marshall Islands, having its whose registered office is at 27/F |
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| March 29, 2024 |
Exhibit 4.23 EXECUTION VERSION Dated 11 January 2024 TOP SHIPS INC. as Guarantor and SEA 268 LEASING CO. LIMITED as Owner GUARANTEE relating to a Bareboat Charter of the vessel m.v. Julius Caesar dated 11 January 2024 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordina |
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| March 29, 2024 |
Exhibit 4.19 EXECUTION VERSION Dated 8 December 2023 TOP SHIPS INC. as Guarantor and GREAT EQUINOX LIMITED as Owner GUARANTEE AND INDEMNITY relating to a bareboat charter dated 8 December 2023 of the vessel m.v. “ECO WEST COAST” TABLE OF CONTENTS Clause Page 1. DEFINITIONS AND INTERPRETATION 1 2. GUARANTEE AND INDEMNITY 2 3. CONTINUING SECURITY 3 4. RESTRICTIONS ON GUARANTOR 4 5. PAYMENTS 5 6. NO |
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| March 29, 2024 |
Exhibit 97.1 TOP SHIPS INC. Policy for the Recovery of Erroneously Awarded Incentive Compensation Adopted Date: November 28, 2023 1. Introduction The Board of Directors (the “Board”) of Top Ships Inc. (the “Company”) has adopted this policy (the “Policy”), which provides for recoupment, otherwise referred to as “clawback,” of certain Erroneously Awarded Incentive Compensation from Covered Executiv |
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| March 29, 2024 |
PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
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| March 29, 2024 |
CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| March 29, 2024 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-267170 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated March 29, 2024, relating to the consolidated financial statements of Top Ships Inc. app |
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| March 29, 2024 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.18 1. Shipbroker N/A 2. Place and date 8 December 2023 3. Owners/Place of business (Cl. 1) Great Equinox Limited, a corporation incorporated and existing under the laws of the Republic of the Marshall Islands with entity number 102028 and its registered address at Trust Company Complex, Ajeltake Road, Ajeltake Island, Majuro, Marshall Islands MH96960 4. Bareboat Charterers/Place of busin |
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| March 29, 2024 |
RIDER CLAUSES TO TIME CHARTER PARTY M.T. “Eco Beverly Hills” DATED 14th February 2022 Exhibit 4.28 Code word for this Charter Party "SHELLTIME 4" Issued December 1984 amended December 2003 Time Charter Party LONDON – 14th February 2022 IT IS THIS DAY AGREED between Malibu Warrior Inc. of Marshall Islands (hereinafter referred to as "Owners"), being owners of the good motor/stream* vessel called Eco Beverly Hills (ex. Hull S875) – IMO No. 9794068 (hereinafter referred to as "the Ves |
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| March 29, 2024 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.22 1. Shipbroker N/A 2. Place and date 3. Owners/Place of business (Cl. 1) SEA 268 LEASING CO. LIMITED, a company incorporated under the laws of Hong Kong with company number 3053427 whose registered office is at 27/F, Three Exchange Square, 8 Connaught Place, Central, Hong Kong 4. Bareboat Charterers/Place of business (Cl. 1) JULIUS CAESAR INC., a corporation incorporated under the laws |
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| March 29, 2024 |
Exhibit 4.21 EXECUTION VERSION Dated 8 December 2023 TOP SHIPS INC. as Guarantor and GIANT 9 HOLDING LIMITED as Owner GUARANTEE relating to a bareboat charter of the vessel m.v. ECO MALIBU dated 8 December 2023 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subordination 5 |
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| March 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
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| March 29, 2024 |
Exhibit 4.27 IT IS THIS DAY AGREED between South California Inc. of Marshall Islands (hereinafter referred to as "Owners"), being owners of the good motor/steam* vessel called Eco Bel Air (ex. Hull S874) - IMO No. 9794056 (hereinafter referred to as "the vessel") described as per Clause 1 hereof and Trafigura Maritime Logistics Pte. Ltd. of Singapore (hereinafter referred to as "Charterers") Descr |
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| March 29, 2024 |
Exhibit 2.8 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of December 31, 2023, TOP Ships Inc. (the “Company”, “we”, “us” and “our”) had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securities Exchange Act of 1934, as amended |
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| March 29, 2024 |
Exhibit 11.1 TOP SHIPS INC. CORPORATE CODE OF BUSINESS ETHICS AND CONDUCT 1, VASILISSIS SOFIAS STR. & MEGALOU ALEXANDROU STR., GR 15124 ATHENS, GREECE TEL: +30-210-8128320 FAX: +30-210-8020-364 TABLE OF CONTENTS TITLE PAGE 1. Compliance with Laws, Rules and Regulations 3 2. Honest and Fair Dealing 3 3. Conflict of Interest and Corporate Opportunity 3 4. Confidentiality and Privacy 3 5. Proper Use |
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| March 29, 2024 |
Exhibit 4.26 EXECUTION VERSION Facility Agreement between HSBC Private Bank (Suisse) SA Quai des Bergues 9-17 1201 Geneva Switzerland (the “Lender”) and Top Ships Inc. Trust Company Complex Ajeltake Road Ajeltake Island, Majuro Marshall Islands, MH 96960 (the “Borrower”) and Julius Caesar Inc. Trust Company Complex Ajeltake Road Ajeltake Island, Majuro Marshall Islands, MH 96960 (the “Ship Co 1”) |
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| March 29, 2024 |
PART II BARECON 2001 Standard Bareboat Charter Exhibit 4.20 1. Shipbroker N/A 2. Place and date 3. Owners/Place of business (Cl. 1) GIANT 9 HOLDING LIMITED, a company incorporated under the laws of Hong Kong with company number 3304181 whose registered office is at 6/F, Manulife Place, 348 Kwun Tong Road, Kowloon, Hong Kong 4. Bareboat Charterers/Place of business (Cl. 1) ATHENEAN EMPIRE INC. a corporation incorporated under the laws of the Re |
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| March 29, 2024 |
Exhibit 4.25 EXECUTION VERSION Dated 11 January 2024 TOP SHIPS INC. as Guarantor and SEA 269 LEASING CO. LIMITED as Owner GUARANTEE relating to a Bareboat Charter of the vessel m.v. Legio X Equestris dated 11 January 2024 Index Clause Page 1 Interpretation 1 2 Guarantee 2 3 Liability as Principal and Independent Debtor 3 4 Expenses 3 5 Adjustment of Transactions 4 6 Payments 4 7 Interest 4 8 Subor |
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| March 29, 2024 |
PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this annual report of TOP Ships Inc. (the “Company”) on Form 20-F for the year ended December 31, 2023 as filed with the Securities and Exchange Commission (the “SEC”) on or about the date hereof (the “Report”), I, Evangelos J. Pistiolis, President, Chief Executive Officer and Director of t |
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| March 29, 2024 |
CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| February 14, 2024 |
DE:UER0 / Top Ships Inc. / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2024 |
DE:UER0 / Top Ships Inc. / ARMISTICE CAPITAL, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2024 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| February 7, 2024 |
EXHIBIT 99.1 TOP Ships Inc. Announces Vessel Refinancings and Full Redemption of Series F Perpetual Preferred Shares Held by Related Party ATHENS, Greece, Feb. 07, 2024 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has entered into five sale and leaseback fi |
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| December 14, 2023 |
TOP Ships Announces Share Repurchase Program EXHIBIT 99.1 TOP Ships Announces Share Repurchase Program ATHENS, Greece, Dec. 14, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today a share repurchase program. The Company’s Board of Directors (the “Board”) today authorized a share repurchase program under which t |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| December 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| December 12, 2023 |
EXHIBIT 99.1 Top Ships Announces Increase From Previously Announced Management Estimate of Net Asset Value to $344 Million and Contracted Revenue Backlog of $400 Million ATHENS, Greece, Dec. 12, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that after taking in |
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| December 7, 2023 |
EXHIBIT 99.1 TOP Ships Announces Increase in Shareholding by Pistiolis Family to 73% Via Full Conversion of Preferred Shares and Open-Market Purchases Demonstrating the CEO’S Commitment to the Company ATHENS, Greece, Dec. 07, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, annou |
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| December 7, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| December 6, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| December 4, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 30, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 28, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 22, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment SC 13D/A 1 sc13da112223.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 34)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y230 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0 |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| November 22, 2023 |
TOP Ships Inc. Announces Extension of Time Charter Employment for Two VLCC Tankers EXHIBIT 99.1 TOP Ships Inc. Announces Extension of Time Charter Employment for Two VLCC Tankers ATHENS, Greece, Nov. 22, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has agreed to extend the time charter employment contracts of its two VLCC vessels, M/T Julius Caesa |
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| November 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| November 14, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| November 8, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment SC 13D/A 1 sc13da110823.htm FORM SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 32)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y230 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0 |
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| October 31, 2023 |
Exhibit 99.2 SCAN TO VIEW MATERIALS & VOTEwTOP SHIPS INC. VOTE BY INTERNET - www.proxyvote.comor scan the QR Barcode above 1 VAS. SOFIAS & MEG. ALEXANDROU STR. Use the Internet to transmit your voting instructions and for electronic delivery MAROUSSI ATHENS of information. Vote by 11:59 P.M. Eastern Time on November 18, 2023. Have 15124, GREECEyour proxy card in hand when you access the website an |
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| October 31, 2023 |
TO THE SHAREHOLDERS OF TOP SHIPS INC. Exhibit 99.1 October 31, 2023 TO THE SHAREHOLDERS OF TOP SHIPS INC. Enclosed is a Notice of the 2023 Annual Meeting of Shareholders (the “Meeting”) of TOP Ships Inc. (the “Company”), which will be held at the offices of Central Mare Inc., 1 Vas. Sofias & Meg. Alexandrou Str., Maroussi-Athens 151 24, Greece, on November 22, 2023 at 10:00 a.m. local time, and related materials. At this Meeting, shar |
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| October 31, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| October 17, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| October 16, 2023 |
Top Ships Inc. Announces Compliance with NASDAQ Minimum Bid Price Requirement EXHIBIT 99.1 Top Ships Inc. Announces Compliance with NASDAQ Minimum Bid Price Requirement ATHENS, Greece, Oct. 16, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that NASDAQ notified the Company that it has regained compliance with the minimum bid price requirement for the Nasdaq Capital M |
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| October 4, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address o |
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| September 28, 2023 |
TOP Ships Announces Reverse Stock Split EXHIBIT 99.1 TOP Ships Announces Reverse Stock Split ATHENS, Greece, Sept. 28, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), announced today that it has determined to effect a 1-for-12 reverse stock split of the Company’s issued common shares. The Company’s shareholders approved the reverse stock split and granted the Board the authority to determine the exact split ratio |
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| August 9, 2023 |
FORM 6-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Report of Foreign Private Issuer Pursuant to Rule 13a-16 or 15d-16 of the Securities Exchange Act of 1934 For the month of August 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of principal executiv |
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| August 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of p |
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| August 4, 2023 |
EXHIBIT 99.1 TOP Ships Announces Management Estimate of Net Asset Value of $285 Million, Net Asset Value per Share of $14.02 and Diluted Net Asset Value per Share of $4.97 ATHENS, Greece, Aug. 04, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that following the |
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| August 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of p |
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| August 3, 2023 |
EXHIBIT 99.1 Top Ships Announces Profit of $5.8 Million and an EPS of $0.13 for the 1st Half of 2023 Marking its Fifth Consecutive Profitable Six-Month Period ATHENS, Greece, Aug. 03, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today its unaudited financial results for the six months ended Jun |
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| July 20, 2023 |
EXHIBIT 99.1 TOP Ships Inc. Announces Time Charters at Very Strong Rates and Revenue Backlog of $352 Million, 26% Higher Than Previously Reported ATHENS, Greece, July 20, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has agreed to extend for up to 36 months the time |
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| July 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
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| June 21, 2023 |
Top Ships Inc. Announces Proposed Spin-Off Creating a New Suezmax Tanker Company EXHIBIT 99.1 Top Ships Inc. Announces Proposed Spin-Off Creating a New Suezmax Tanker Company ATHENS, Greece, June 21, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “TOP Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel -efficient “ECO” tanker vessels, announced today the filing of a registration statement on Form 20-F with the U.S. Securities and Exchange Commi |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pri |
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| May 8, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 25, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| April 25, 2023 |
TOP Ships Inc. Announces Receipt of Nasdaq Notice EXHIBIT 99.1 TOP Ships Inc. Announces Receipt of Nasdaq Notice ATHENS, Greece, April 25, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has received written notification from The Nasdaq Stock Market (“Nasdaq”) dated April 21, 2023, indicating that because the closing bid price of th |
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| April 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| April 13, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A (AMENDMENT NO. 28) Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 3, 2023 |
Exhibit 1.12 ARTICLES OF AMENDMENT TO THE THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION OF TOP SHIPS INC. PURSUANT TO SECTION 90 OF THE MARSHALL ISLANDS BUSINESS CORPORATIONS ACT I, Evangelos J. Pistiolis, as the Chief Executive Officer of TOP Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands as OCEAN HOLDINGS INC. on January 10, 2000 (the “Corpor |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| April 3, 2023 |
TOP Ships Inc. Announces Filing of 2022 Annual Report on Form 20-F EXHIBIT 99.1 TOP Ships Inc. Announces Filing of 2022 Annual Report on Form 20-F ATHENS, Greece, April 03, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that its annual report on Form 20-F for the year ended December 31, 2022 (the “Annual Report”) has been filed with the U.S. Securities and |
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| April 3, 2023 |
Consent of Independent Registered Accounting Firm * Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We consent to the incorporation by reference in Registration Statement Nos. 333-267170 and 333-268475 on Form F-3 and the post-effective Amendment to Form F-1 in the Registration Statement on Form F-3 (File No. 333-267545) of our report dated March 31, 2023, relating to the consolidated financial statements of Top Ships Inc. app |
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| April 3, 2023 |
Exhibit 13.1 PRINCIPAL EXECUTIVE OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Evangelos J. Pistiolis, President, Chief Executive Officer, and Director of |
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| April 3, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F 0001296484 TOP SHIPS INC. false -12-31 FY 2021 true - - 11,264 11,264 13,452 13,452 0.01 0.01 0.01 0.01 20,000,000 20,000,000 100,000 100,000 0.01 0.01 1,000,000,000 1,000,000,000 39,831,972 39,831,972 39,831,972 39,831,972 1,311 0 0 829 761 705 247 60 17 360 360 360 948 0 0 307,779 14,773 14,773 34 34 997 997 6,701 6,701 12,434 14,302 9,570 9,570 4,227 4,227 8,518 8,518 9,339 2,650 2,650 1,361 1, |
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| April 3, 2023 |
Exhibit 13.2 PRINCIPAL FINANCIAL OFFICER CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 In connection with this Annual Report of TOP Ships Inc. (the "Company") on Form 20-F for the year ended December 31, 2022 as filed with the Securities and Exchange Commission (the "SEC") on or about the date hereof (the "Report"), I, Alexandros Tsirikos, Chief Financial Officer of the Company, certify, pursua |
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| April 3, 2023 |
Exhibit 2.9 DESCRIPTION OF THE REGISTRANT'S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 As of the date of the annual report on Form 20-F of which this exhibit is a part, TOP Ships Inc. (the "Company") had common stock, par value $0.01 per share, and preferred stock purchase rights for each outstanding common share registered under Section 12 of the Securitie |
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| April 3, 2023 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Executive Officer * Exhibit 12.1 CERTIFICATION OF THE PRINCIPAL EXECUTIVE OFFICER I, Evangelos J. Pistiolis, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which su |
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| April 3, 2023 |
Rule 13a-14(a)/15d-14(a) Certification of the Company’s Principal Financial Officer * Exhibit 12.2 CERTIFICATION OF THE PRINCIPAL FINANCIAL OFFICER I, Alexandros Tsirikos, certify that: 1. I have reviewed this annual report on Form 20-F of TOP Ships Inc. (the “Company”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| March 8, 2023 |
Top Ships Announces Management Estimate of Diluted Net Asset Value Per Share of $5.27 EXHIBIT 99.1 Top Ships Announces Management Estimate of Diluted Net Asset Value Per Share of $5.27 ATHENS, Greece, March 08, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company” or “Top Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that the Company’s management estimates the company’s Net Asset Value (“NAV”), based on ch |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| March 3, 2023 |
TOPS / Top Ships Inc / Family Trading Inc. - SC 13D/A Activist Investment SC 13D/A 1 sc13da030223.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 27)* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y198 (CUSIP Number) Dimosthenis Eleftheriadis 11 Kanari Street 106 71 Athens, Greece 011 (30) 210 364 0030 ( |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of pr |
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| March 1, 2023 |
EXHIBIT 99.1 TOP Ships Announces Record Net Income of $18.9 Million for the Year Ended December 31, 2022, 120% Increase From 2021, and Adoption of Shareholder-Friendly Measures Including Moratorium on New Equity Offerings ATHENS, Greece, March 01, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced to |
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| February 23, 2023 |
TOPS / Top Ships Inc / INTRACOASTAL CAPITAL, LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TOP Ships Inc. (Name of Issuer) Common Shares, $0.01 par value per share (Title of Class of Securities) MHY8897Y1986 (CUSIP Number) February 14, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 23, 2023 |
Exhibit 1 JOINT FILING AGREEMENT The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. |
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| February 17, 2023 |
MHY8897Y1986 / TOP Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 16, 2023 |
424B5 1 f424b5021523.htm 424B5 Filed Pursuant to Rule 424(b)(5) Registration No. 333-267170 Prospectus Supplement (To Prospectus dated September 13, 2022) 10,045,185 Units consisting of Common Shares or Pre-Funded Warrants to Purchase Common Shares and Warrants to Purchase Common Shares We are offering 10,045,185 units (“Units”), each consisting of one common share and a warrant to purchase one co |
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| February 16, 2023 |
Exhibit 4.3 FORM OF COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: February 16, 2023 THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “In |
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| February 16, 2023 |
Exhibit 4.2 FORM OF SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of February 14, 2023, between Top Ships Inc., a corporation incorporated under the laws of the Republic of the Marshall Islands (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the |
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| February 16, 2023 |
Exhibit 4.1 PLACEMENT AGENCY AGREEMENT February 14, 2023 Maxim Group LLC 300 Park Avenue, 16th Floor New York, NY 10022 Ladies and Gentlemen: Introduction. Subject to the terms and conditions herein (this “Agreement”), Top Ships Inc., a company incorporated under the laws of the Republic of the Marshall Islands (the “Company”), hereby agrees to sell up to an aggregate of $13,560,999.75 of register |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| February 16, 2023 |
Exhibit 4.4 FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT TOP SHIPS INC. Warrant Shares: Initial Exercise Date: February 16, 2023 THIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after th |
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| February 16, 2023 |
TOP SHIPS INC. ANNOUNCES PRICING OF $13.6 MILLION REGISTERED DIRECT OFFERING Exhibit 99.1 TOP SHIPS INC. ANNOUNCES PRICING OF $13.6 MILLION REGISTERED DIRECT OFFERING ATHENS, Greece, February 14, 2023 - TOP Ships Inc. (the “Company” or “TOP Ships”) (NASDAQ:TOPS), an international owner and operator of modern, fuel efficient “ECO” tanker vessels, announced today that it has entered into a securities purchase agreement with several institutional investors to purchase approxi |
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| February 14, 2023 |
MHY8897Y1986 / TOP Ships Inc / ARMISTICE CAPITAL, LLC Passive Investment SC 13G 1 armistice-tops123122.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* TOP SHIPS INC. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) Y8897Y198 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate |
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| February 13, 2023 |
our Report on Form 6-K furnished to the Commission on February 13, 2023. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant's name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| February 13, 2023 |
EXHIBIT 99.1 Top Ships Inc. Announces New Time Charter Employment at Very Strong Rate and Updated Revenue Backlog of $280 Million ATHENS, Greece, Feb. 13, 2023 (GLOBE NEWSWIRE) - TOP Ships Inc. (NASDAQ: TOPS) (the “Company”), an international owner and operator of modern, fuel efficient "ECO" tanker vessels, announced today that it has entered into a time charter employment contract with a high-qu |
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| January 13, 2023 |
our Report on Form 6-K furnished to the Commission on January 13, 2023; and UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUSSI ATHENS, GREECE (Address of |
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| January 6, 2023 |
MHY8897Y1986 / TOP Ships Inc / Family Trading Inc. - FORM SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| December 30, 2022 |
our Report on Form 6-K furnished to the Commission on December 30, 2022; 6-K 1 f6k123022.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-37889 TOP SHIPS INC. (Translation of registrant’s name into English) 1 VAS. SOFIAS & MEG. ALEXANDROU STREET 151 24, MAROUS |
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| December 23, 2022 |
TOPS / TOP SHIPS Inc / Family Trading Inc. - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
