Statistici de bază
| CIK | 1722388 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Tidal Trust III - Impact Shares NAACP Minority Empowerment ETF
SEC Filings (Chronological Order)
Această pagină oferă o listă completă, cronologică, a dosarelor SEC, cu excepția dosarelor de proprietate pe care le oferim în altă parte.
| May 11, 2026 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM taitweller.com REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Board of Trustees of Tidal Trust III and Shareholders of VistaShares Target 15 Berkshire Select Income ETF and VistaShares Target 15 USA Quality Income ETF Milwaukee, Wisconsin In planning and performing our audits of the financial statements of VistaShares Target 15 Berkshire Select Income ETF and VistaShares Target 15 USA Qua |
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| April 27, 2026 |
The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations April 27, 2026 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on April 24, 2026, The Nasdaq Stock Market (the "Exchange" |
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| April 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| April 6, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| April 6, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com April 6, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the U.S. Defense ETF, a series of Tidal Trust III, under the Exc |
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| March 24, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 24, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the RCN Pareto Strategic Allocation ETF, a series of Tidal Trus |
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| March 24, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| March 17, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| March 4, 2026 |
Tidal Trust III 234 West Florida Street, Suite 700 Milwaukee, WI 53204 Tidal Trust III 234 West Florida Street, Suite 700 Milwaukee, WI 53204 March 4, 2026 VIA EDGAR TRANSMISSION U. |
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| February 24, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 24, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Target 15 TEPRTantrum Contrarian Distributio |
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| January 30, 2026 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 30, 2026 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares BitBonds 5 Yr Enhanced Weekly Distribution ET |
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| January 27, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 9, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| December 9, 2025 | ||
| December 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| December 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| November 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| November 14, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 14, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Tidal Trust III, under the Exchange |
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| November 10, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| November 3, 2025 |
The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations November 3, 2025 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on September 12, 2025, The Nasdaq Stock Market (the "Exc |
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| October 29, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 29, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the NovaTide Flexible Allocation ETF, a series of Tidal Trust |
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| October 27, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 27, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Electrification Supercycle ETF, a series of T |
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| October 10, 2025 |
X0203 0001143362 NYSE ARCA, INC. 0001722388 Tidal Trust III 001-38585 2189 Broken Bend Frisco TX TEXAS 75034 BattleShares TSLA vs F ETF; 2x Daily Software Platform ETF 17 CFR 240.12d2-2(a)(3) Tyler Mastronardi Analyst, Market Watch 2025-10-10 |
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| October 10, 2025 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on October 21, 2025, pursuant to the provisions of Rule 12d2-2 (a). |
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| October 6, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 6, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Target 15 DRUKMacro Distribution ETF, a series |
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| October 3, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 3, 2025 VIA EDGAR TRANSMISSION Michael Pawluk U. |
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| September 29, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com September 29, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Tidal Trust III Issuer CIK: 0001722388 Issuer File Number: 333-221764 / 811-23312 Form Type: 8-A12B Filing Date: September 29, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certifies its approval f |
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| September 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| September 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| September 5, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com September 5, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Target 15 ACKtivist Distribution ETF, a seri |
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| August 22, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 22, 2025 VIA EDGAR TRANSMISSION Mr. |
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| August 21, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 21, 2025 VIA EDGAR TRANSMISSION Mr. |
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| August 18, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| August 8, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, WI 53204 August 8, 2025 VIA EDGAR TRANSMISSION U. |
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| August 5, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 5, 2025 VIA EDGAR TRANSMISSION Ms. |
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| July 7, 2025 |
8050 Marshall Drive, Suite 120 › Lenexa, KS 66214 › cboe.com July 7, 2025 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 RE: Tidal Trust III Issuer CIK: 0001722388 Issuer File Number: 333-221764 / 811-23312 Form Type: 8-A12B Filing Date: July 7, 2025 To Whom It May Concern: Cboe BZX Exchange, Inc. certifies its approval for listing a |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| June 30, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com June 30, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the 2x Daily Software Platform ETF, a series of Tidal Trust III, |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 23 |
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| June 18, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 June 18, 2025 VIA EDGAR TRANSMISSION Yoon Y. |
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| June 16, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| June 12, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 June 12, 2025 VIA EDGAR TRANSMISSION Yoon Y. |
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| June 3, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com June 3, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Animal Spirits Daily 2X Strategy ETF, a series of |
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| June 2, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| May 29, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 May 29, 2025 VIA EDGAR TRANSMISSION Mr. |
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| May 27, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 May 27, 2025 VIA EDGAR TRANSMISSION Mr. |
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| May 27, 2025 |
The Nasdaq Stock Market LLC, 1100 New York Ave. NW, Suite 310E, Washington, DC 20005 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations May 27, 2025 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on May 21, 2025, The Nasdaq Stock Market (the "Exchange") re |
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| May 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| May 2, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com May 2, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Target 15 USA Quality Income ETF, a series of Tida |
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| March 12, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, WI 53204 March 12, 2025 VIA EDGAR TRANSMISSION U. |
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| March 10, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 10, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the MRP Synth Equity ETF, a series of Tidal Trust III, under th |
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| March 3, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com March 3, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Target 15 Berkshire Select Income ETF, a series |
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| March 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| February 26, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 26, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Tidal Trust III, under the Exchange |
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| February 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| February 21, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 February 21, 2025 VIA EDGAR TRANSMISSION Mr. |
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| February 19, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 February 19, 2025 VIA EDGAR TRANSMISSION Mr. |
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| February 13, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wewisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wewisconsin 53204 February 13, 2025 VIA EDGAR TRANSMISSION Mr. |
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| February 13, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 February 13, 2025 VIA EDGAR TRANSMISSION Karen Rossotto U. |
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| February 12, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com February 12, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Battleshares™ TSLA vs F ETF, a series of Tidal Trust III |
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| February 4, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, WI 53204 February 4, 2025 VIA EDGAR TRANSMISSION U. |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 23 |
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| January 23, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 21, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 21, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the PEO AlphaQuest™ Thematic PE ETF a series of Tidal Trust I |
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| January 17, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 January 17, 2025 VIA EDGAR TRANSMISSION Alison White U. |
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| January 17, 2025 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com January 17, 2025 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the USCF Daily Target 2X Copper Index ETF, a series of Tidal |
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| January 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| January 10, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 January 10, 2025 VIA EDGAR TRANSMISSION Alison White U. |
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| January 2, 2025 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 January 2, 2025 VIA EDGAR TRANSMISSION Rebecca Marquigny U. |
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| December 27, 2024 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Arnold Golub Vice President Deputy General Counsel December 27, 2024 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on December 26, 2024, The Nasdaq Stock Market LLC (the "Exchange") received from Tidal Tru |
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| December 26, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com December 26, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Tidal Trust III, under the Exchange |
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| December 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 23 |
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| December 23, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| December 18, 2024 |
As filed with the U.S. Securities and Exchange Commission on December 18, 2024 Registration No. 333-282577 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. Post-Effective Amendment No. 1 ☒ (Check appropriate box or boxes) TIDAL TRUST III (Exact Name of Registrant as Specified in Cha |
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| December 18, 2024 |
Tidal Trust III POS EX Exhibit 99.12 December 16, 2024 Forum Funds on behalf of its series, the BeeHive Fund Three Canal Plaza, Suite 600 Portland, Maine 04101 Tidal Trust III on behalf of its series, the BeeHive ETF 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Re: Reorganization of a series of a Delaware Statutory Trust into a series of a Delaware Statutory Trust Ladies and Gentl |
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| December 13, 2024 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations December 13, 2024 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on December 10, 2024, The Nasdaq Stock Market LLC (the "Exchange") rec |
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| December 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| November 29, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 29, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the VistaShares Artificial Intelligence Supercycle ETF, a se |
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| November 15, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 15, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Tidal Trust III, under the Exchange |
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| November 8, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| November 7, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 7, 2024 VIA EDGAR TRANSMISSION Ms. |
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| November 7, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 7, 2024 VIA EDGAR TRANSMISSION Ms. |
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| November 6, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TIDAL TRUST III FORM N-14/A Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14A of our report dated February 28, 2024, relating to the financial statements and financial highlights of The BeeHive Fund, a series of Forum Funds, for the year ended December 31, 2023, and to the referenc |
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| November 6, 2024 |
FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.13(b)(1) FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENT THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of July 11, 2024, as amended, (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S |
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| November 6, 2024 |
As filed with the U.S. Securities and Exchange Commission on November 6, 2024 Registration No. 333-282577 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. 1 ☒ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) TIDAL TRUST III (Exact Name of Registrant as Specified in Ch |
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| November 6, 2024 |
FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.13(c)(1) FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENT THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. B |
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| November 6, 2024 |
FORM OF SIXTH AMENDMENT TO ETF DISTRIBUTION AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.7(a)(i) FORM OF SIXTH AMENDMENT TO ETF DISTRIBUTION AGREEMENT This sixth amendment (“Amendment”) to the ETF Distribution Agreement dated as of June 18, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of [ ], 2024 (the “Effective Date |
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| November 6, 2024 |
FORM OF SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.13(a)(1) FORM OF SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT THIS SIXTH AMENDMENT effective as of [ ], 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“ |
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| November 6, 2024 |
FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.9(a)(i) FORM OF FIFTH AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENT THIS FIFTH AMENDMENT effective as [·], 2024 (the “Effective Date”), to the Custody Agreement dated as of July 11, 2024, as amended (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national b |
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| November 6, 2024 |
FORM OF INVESTMENT ADVISORY AGREEMENT EX-99.(6)(A) 2 ex99-6a.htm INVESTMENT ADVISORY AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.6(a) FORM OF INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made as of [ ], 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to ti |
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| November 6, 2024 |
FORM OF SUB-ADVISORY AGREEMENT TIDAL TRUST III FORM N-14/A Exhibit 99.6(b) FORM OF SUB-ADVISORY AGREEMENT This Sub-Advisory Agreement (the “Agreement”) is made as of this [ ] day of [ ], 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Cannell & Spears LLC, a Delaware limited |
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| November 5, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com November 5, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Fundstrat Granny Shots US Large Cap ETF a series of Tidal |
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| November 5, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 5, 2024 VIA EDGAR TRANSMISSION Alison White Division of Investment Management U. |
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| November 1, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 1, 2024 VIA EDGAR TRANSMISSION Mr. |
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| November 1, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 November 1, 2024 VIA EDGAR TRANSMISSION Alison White Division of Investment Management U. |
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| October 25, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 25, 2024 VIA EDGAR TRANSMISSION Mr. |
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| October 25, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 25, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Rockefeller Global Equity ETF a series of Tidal Trust III |
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| October 24, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 24, 2024 VIA EDGAR TRANSMISSION Ms. |
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| October 23, 2024 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations October 23, 2024 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on August 5, 2024, The Nasdaq Stock Market LLC (the "Exchange") receive |
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| October 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| October 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| October 16, 2024 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations October 16, 2024 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on October 15, 2024, The Nasdaq Stock Market LLC (the "Exchange") recei |
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| October 15, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 15, 2024 VIA EDGAR TRANSMISSION Mr. |
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| October 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| October 11, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 11, 2024 VIA EDGAR TRANSMISSION Ms. |
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| October 10, 2024 |
Tidal Trust III N-14 Exhibit 99.11 October 7, 2024 The BeeHive ETF, a series of Tidal Trust III (the “Acquiring Fund”) 234 West Florida Street, Suite 203 Milwaukee, WI 53204 Ladies and Gentlemen: We have acted as counsel to Tidal Trust III, a Delaware statutory trust with transferable shares (the “Trust”) in connection with the Trust’s Registration Statement on Form N-14 (“Registration Statement”) |
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| October 10, 2024 |
SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT Tidal Trust III N-14 Exhibit 99.13(a)(1) SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENT THIS SIXTH AMENDMENT effective as of [ ], 2024, to the Fund Administration Servicing Agreement (the “Agreement”) dated as of September 1, 2023 by and between Tidal Trust III , a Delaware statutory trust (the “Trust”), Tidal ETF Services LLC, a Delaware limited liability company (“Tidal”) and Tid |
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| October 10, 2024 |
Tidal Trust III N-14 Exhibit 99.6(b) SUB-ADVISORY AGREEMENT This Sub-Advisory Agreement (the “Agreement”) is made as of this [ ] day of [ ], 2024 by and between Tidal Investments LLC, a Delaware limited liability company, with its principal place of business at 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 (the “Adviser”) and Cannell & Spears LLC, a Delaware limited liability c |
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| October 10, 2024 |
The BeeHive Fund PROXY FOR A SPECIAL MEETING OF SHAREHOLDERS TO BE HELD ON NOVEMBER 26, 2024 Tidal Trust III N-14 Exhibit 99.17 VOTER PROFILE: Voter ID: 123456789 Shares to Vote: ** confidential VOTE REGISTERED TO: REG1 REG2 REG3 REG4 Security ID: 123456789 Household ID: 000000 YOUR VOTE IS IMPORTANT NO MATTER HOW MANY SHARES YOU OWN. PLEASE CAST YOUR PROXY VOTE TODAY! CONTROL NUMBER: 123456789101 PROXY CARD SIGN, DATE AND VOTE ON THE REVERSE SIDE Vote on the internet Go to the website be |
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| October 10, 2024 |
FIFTH AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENT Tidal Trust III N-14 Exhibit 99.9(a)(i) FIFTH AMENDMENT TO THE TIDAL TRUST III CUSTODY AGREEMENT THIS FIFTH AMENDMENT effective as [·], 2024 (the “Effective Date”), to the Custody Agreement dated as of July 11, 2024, as amended (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking associat |
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| October 10, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 10, 2024 VIA EDGAR TRANSMISSION Karen Rossotto U. |
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| October 10, 2024 |
Tidal Trust III N-14 Exhibit 99.6(a) INVESTMENT ADVISORY AGREEMENT This Investment Advisory Agreement (the “Agreement”) is made as of [ ], 2024, by and between Tidal Trust III, a Delaware statutory trust (the “Trust”), on behalf of each series of the Trust listed on Schedule A attached hereto, as may be amended from time to time (each, a “Fund” and collectively, the “Funds”), and Tidal Investments |
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| October 10, 2024 |
Tidal Trust III N-14 Exhibit 99.16 POWER OF ATTORNEY The undersigned Trustees and/or Officers of Tidal Trust III (the “Trust”), a registered investment company, hereby appoint Eric W. Falkeis, Aaron J. Perkovich, and Hatim Banaja (with full power to each of them to act alone) his attorney-in-fact and agent, in all capacities, to execute, deliver and file in the names of the undersigned, any and al |
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| October 10, 2024 |
Tidal Trust III N-14 Exhibit 99.12 , 2024 Forum Funds on behalf of its series, the BeeHive Fund Tidal Trust III on behalf of its series, the BeeHive ETF Re: Reorganization of a series of a Delaware Statutory Trust into a series of a Delaware Statutory Trust Ladies and Gentlemen: You have asked for our opinion as to certain Federal income tax consequences of the transaction described below. Parties |
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| October 10, 2024 |
FIFTH AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENT Tidal Trust III N-14 Exhibit 99.13(b)(1) FIFTH AMENDMENT TO THE TIDAL TRUST III FUND ACCOUNTING SERVICING AGREEMENT THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Fund Accounting Servicing Agreement dated as of July 11, 2024, as amended, (the “Agreement”), is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND |
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| October 10, 2024 |
FIFTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENT Tidal Trust III N-14 Exhibit 99.13(c)(1) FIFTH AMENDMENT TO THE TIDAL TRUST III TRANSFER AGENT SERVICING AGREEMENT THIS FIFTH AMENDMENT effective as of [·], 2024 (the “Effective Date”), to the Transfer Agent Servicing Agreement (the “Agreement”) dated as of July 11, 2024, as amended, is entered into by and between TIDAL TRUST III, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SER |
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| October 10, 2024 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Tidal Trust III N-14 Exhibit 99.14 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Registration Statement on Form N-14 of our report dated February 28, 2024, relating to the financial statements and financial highlights of The BeeHive Fund, a series of Forum Funds, for the year ended December 31, 2023, and to the references to ou |
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| October 10, 2024 |
SIXTH AMENDMENT TO ETF DISTRIBUTION AGREEMENT Tidal Trust III N-14 Exhibit 99.7(a)(i) SIXTH AMENDMENT TO ETF DISTRIBUTION AGREEMENT This sixth amendment (“Amendment”) to the ETF Distribution Agreement dated as of June 18, 2024 (the “Agreement”), by and between Tidal Trust III (the “Trust”) and Foreside Fund Services, LLC (“Foreside” and together with the Trust, the “Parties”) is entered into as of [ ], 2024 (the “Effective Date”). WHEREAS, Th |
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| October 10, 2024 |
As filed with the U.S. Securities and Exchange Commission on October 10, 2024 Registration No. 333-[ ] UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-14 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Pre-Effective Amendment No. ☐ Post-Effective Amendment No. ☐ (Check appropriate box or boxes) TIDAL TRUST III (Exact Name of Registrant as Specified in Charter |
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| October 9, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com October 9, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Rockefeller U.S. Small-Mid Cap ETF a series of Tidal Trust |
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| October 8, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 8, 2024 VIA EDGAR TRANSMISSION Karen Rossotto U. |
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| October 3, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 3, 2024 VIA EDGAR TRANSMISSION Alison White U. |
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| October 1, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 October 1, 2024 VIA EDGAR TRANSMISSION Alison White U. |
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| September 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| September 13, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com September 13, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the GammaRoad Market Navigation ETF a series of Tidal Trust |
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| September 9, 2024 |
8-A12B 1 quality-8a12b090924.htm FORM FOR THE REGISTRATION / LISTING OF A CLASS OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation |
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| September 4, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 September 4, 2024 VIA EDGAR TRANSMISSION Karen Rossotto U. |
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| August 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| August 16, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 16, 2024 VIA EDGAR TRANSMISSION Mr. |
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| August 9, 2024 |
New York Stock Exchange 11 Wall Street New York, NY 10005 Tel: +1 212.656.3000 nyse.com August 9, 2024 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the following series of Tidal Trust III, under the Exchange Act |
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| August 8, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 8, 2024 VIA EDGAR TRANSMISSION Karen Rossotto U. |
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| August 5, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 5, 2024 VIA EDGAR TRANSMISSION Mr. |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| August 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| August 1, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 August 1, 2024 VIA EDGAR TRANSMISSION Alison White U. |
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| July 26, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 July 26, 2024 VIA EDGAR TRANSMISSION Alison White U. |
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| July 26, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 July 26, 2024 VIA EDGAR TRANSMISSION Karen Rossotto U. |
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| July 22, 2024 |
The Nasdaq Stock Market LLC, 805 King Farm Blvd., Rockville, MD 20850 Eun Ah Choi Senior Vice President Global Head of Regulatory Operations July 22, 2024 Division of Corporation Finance U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Division of Corporation Finance: This is to certify that on July 17, 2024, The Nasdaq Stock Market LLC (the "Exchange") received fr |
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| July 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Tidal Trust III (Exact name of registrant as specified in its charter) Delaware (State of incorporation or organization) See List Below (I.R.S. Employer Identification Number) 234 West Florida Stre |
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| July 9, 2024 |
Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 Tidal Trust III 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 July 9, 2024 VIA EDGAR TRANSMISSION Raymond Be U. |
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| March 18, 2024 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 29, 2024, pursuant to the provisions of Rule 12d2-2 (a). |
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| February 1, 2024 |
VIA EDGAR TRANSMISSION Mr. David Manion Division of Investment Management, Disclosure Review Office U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Impact Shares Trust I (the “Trust”) Response to Comments Regarding Financial Statement Review File Nos. 811-23312; 333-221764 Dear Mr. Manion: This correspondence responds to comments the Trust received from the st |
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| December 4, 2023 |
Impact Shares NAACP Minority Empowerment ETF UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| November 20, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| November 16, 2023 |
IMPACT SHARES TRUST I 5950 Berkshire Lane Suite 1420 Dallas, Texas 75225 November 16, 2023 IMPACT SHARES TRUST I 5950 Berkshire Lane Suite 1420 Dallas, Texas 75225 November 16, 2023 VIA EDGAR TRANSMISSION Ms. |
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| November 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| October 19, 2023 |
Impact Shares Trust I 5950 Berkshire Lane Suite 1420 Dallas, Texas 75225 October 19, 2023 Impact Shares Trust I 5950 Berkshire Lane Suite 1420 Dallas, Texas 75225 October 19, 2023 VIA EDGAR TRANSMISSION Ms. |
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| October 6, 2023 |
Impact Shares Trust I 5950 Berkshire Lane, Suite 1420 Dallas, Texas 75225 Impact Shares Trust I 5950 Berkshire Lane, Suite 1420 Dallas, Texas 75225 October 6, 2023 VIA EDGAR TRANSMISSION U. |
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| July 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Defin |
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| June 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin |
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| February 28, 2023 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 13, 2023, pursuant to the provisions of Rule 12d2-2 (a). |
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| June 24, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 05, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| November 3, 2021 |
8-A12B 1 d170909d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Impact Shares Trust I (Exact name of registrant as specified in its charter) State of Delaware 47-1726660 (State or other jurisdiction of incorporation or organiza |
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| November 3, 2021 | ||
| October 15, 2021 |
October 15, 2021 Kathleen M. Nichols T +1 617 854 2418 [email protected] VIA EDGAR Division of Investment Management Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Rebecca Ament Marquigny Re: Impact Shares Trust I (the ?Trust?) Post-Effective Amendment No. 20 to the Registration Statement on Form N-1A File Nos. 333-221764 and 811-23312 Dear Ms. Marquigny |
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| October 6, 2021 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM Kathleen M. Nichols October 6, 2021 T +1 617 854 2418 [email protected] VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Karen Rosotto, Division of Investment Management Re: Impact Shares Trust I (the “Trust”) Post- |
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| July 23, 2021 |
New York Stock Exchange 11 Wall Street New York, NY 10005 July 23, 2021 Chief, Information Technology Securities and Exchange Commission Division of Corporate Finance 100 F Street, NE MS 3040 Washington, DC 20549 To whom it may concern: The NYSE Arca certifies its approval for listing and registration of the Impact Shares Affordable Housing MBS ETF of Impact Shares Trust I under the Exchange Act of 1934. |
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| July 20, 2021 |
8-A12B 1 d189339d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Impact Shares Trust I (Exact name of registrant as specified in its charter) State of Delaware 47-1726660 (State or other jurisdiction of incorporation or organiza |
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| July 19, 2021 |
ROPES & GRAY LLP PRUDENTIAL TOWER 800 BOYLSTON STREET BOSTON, MA 02199-3600 WWW.ROPESGRAY.COM July 19, 2021 Kathleen M. Nichols T +1 617 854 2418 [email protected] VIA EDGAR Division of Investment Management U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Ray Bee, Division of Investment Management Re: Impact Shares Trust I (the ?Trust?) Post-Effectiv |
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| November 29, 2019 |
Impact Shares Trust I N-Q - Quarterly Schedule of Portfolio Holdings - N-Q N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number 811-23312 Impact Shares Trust I (Exact name of registrant as specified in charter) 2189 Broken Bend Frisco, Texas 75034 (Address of principal executive offices) Ethan Powell 2189 Broken Bend Fris |
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| November 29, 2019 |
EX-99.CERT CERTIFICATION Pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Ethan Powell, certify that: 1. I have reviewed this report on Form N-Q of the Impact Shares Trust (the “Registrant”); 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary |
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| May 30, 2019 |
Impact Shares Trust I N-Q - Quarterly Schedule of Portfolio Holdings - FORM N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number 811- 23312 Impact Shares Trust I (Exact name of registrant as specified in charter) 2189 Broken Bend Frisco, Texas 75034 (Address of principal executive offices) Ethan Powell 2189 Broken Bend Frisco, |
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| May 30, 2019 |
Certifications CERTIFICATION Pursuant to Rule 30a-2(a) under the Investment Company Act of 1940 and Section 302 of the Sarbanes-Oxley Act of 2002 I, Ethan Powell, certify that: 1. |
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| November 29, 2018 |
CERTIFICATION Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Eric Kleinschmidt, certify that: 1. |
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| November 29, 2018 |
Impact Shares Trust I - FORM N-Q Form N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number 811-23312 Impact Shares Trust I (Exact name of registrant as specified in charter) SEI Investments One Freedom Valley Drive Oaks, PA 19456 (Address of principal executive offices) SEI Invest |
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| December 22, 2017 |
December 20, 2017 Mr. Ethan Powell Impact Shares Funds I Trust 2189 Broken Bend Frisco, TX 75035 Re: Impact Shares Funds I Trust File Nos. 333-221764 and 811-23312 Dear Mr. Powell: On November 28, 2017, you filed a registration statement on Form N-1A for Impact Shares Funds I Trust (the “Trust”) to register shares of Impact Shares YWCA Women’s Empowerment ETF (“Women’s Fund”), Impact Shares NAACP |
