Statistici de bază
| LEI | 549300D28XTSYBVUGU24 |
| CIK | 1028621 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Metropolitan West Funds - Metropolitan West High Yield Bond Fund Class M
SEC Filings (Chronological Order)
Această pagină oferă o listă completă, cronologică, a dosarelor SEC, cu excepția dosarelor de proprietate pe care le oferim în altă parte.
| March 28, 2025 |
Filed by: TCW ETF Trust Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934. |
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| April 8, 2024 |
TCW Files for New Active Fixed Income ETFs and ETF Conversions Filed by: TCW ETF Trust Pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 under the Securities Exchange Act of 1934. |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] |
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| September 15, 2023 |
Paul Hastings LLP 101 California Street, 48th Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| November 18, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [X] Definitive Additional Materials [ ] Soliciting Material under ? 240. |
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| November 4, 2021 |
DEF 14A 1 d244666ddef14a.htm DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Defi |
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| November 4, 2021 |
Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| October 18, 2021 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material under § 240. |
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| August 23, 2021 |
Low Duration Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 97 . |
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| August 23, 2021 |
Ultra Short Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 84 . |
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| August 23, 2021 |
Intermediate Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 103 . |
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| August 23, 2021 |
Investment Grade Credit Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 96 . |
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| August 23, 2021 |
Flexible Income Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 103. |
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| August 23, 2021 |
Strategic Income Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 79 . |
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| August 23, 2021 |
AlphaTrak 500 Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 52 . |
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| August 23, 2021 |
Corporate Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 96 . |
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| August 23, 2021 |
Floating Rate Income Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 94 . |
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| August 23, 2021 |
High Yield Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 92. |
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| August 23, 2021 |
Total Return Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 106 . |
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| August 23, 2021 |
Unconstrained Bond Fund Schedule of Portfolio Investments June 30, 2021 (Unaudited) 1 / June 2021 Issues Maturity Date Principal Amount Value BONDS – 90 . |
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| July 21, 2021 |
CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com July 21, 2021 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds - File Nos. 333-18737 and 811-07989 Ladies and Gentlemen: On behalf of the Metrop |
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| May 13, 2021 |
Paul Hastings LLP 101 California Street Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| March 16, 2021 |
CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, 48th Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com March 16, 2021 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Metropolitan West Funds — File No. 811-07989 Accounting Comments on Annual Report for the Fiscal Year Ended |
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| February 22, 2021 |
Investment Grade Credit Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 95. |
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| February 22, 2021 |
Total Return Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 109 . |
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| February 22, 2021 |
Flexible Income Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 88 . |
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| February 22, 2021 |
AlphaTrak 500 Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 59 . |
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| February 22, 2021 |
High Yield Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 93 . |
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| February 22, 2021 |
Strategic Income Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 89. |
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| February 22, 2021 |
Ultra Short Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 66. |
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| February 22, 2021 |
Floating Rate Income Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 91. |
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| February 22, 2021 |
Unconstrained Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 92 . |
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| February 22, 2021 |
Low Duration Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 99. |
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| February 22, 2021 |
Intermediate Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 102. |
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| February 22, 2021 |
Corporate Bond Fund Schedule of Portfolio Investments December 31, 2020 (Unaudited) December 2020 / 1 Issues Maturity Date Principal Amount Value BONDS – 90. |
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| January 29, 2021 |
CORRESP 1 filename1.htm January 29, 2021 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds - File Nos. 333-18737 and 811-07989 Ladies and Gentlemen: On behalf of the Metropolitan West Funds (the “Registrant”), we hereby respond to the oral comments recently provided by Ms. Rebecca Marquigny of the staff (the “Staff”) of th |
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| November 30, 2020 |
COVER Paul Hastings LLP 101 California Street Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 24, 2020 |
Strategic Income Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Strategic Income Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 91. |
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| August 24, 2020 |
Low Duration Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Low Duration Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 76. |
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| August 24, 2020 |
Ultra Short Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Ultra Short Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 44. |
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| August 24, 2020 |
Total Return Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Total Return Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 91. |
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| August 24, 2020 |
AlphaTrak 500 Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS AlphaTrak 500 Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 53. |
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| August 24, 2020 |
Floating Rate Income Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Floating Rate Income Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS ? 94. |
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| August 24, 2020 |
High Yield Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS High Yield Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 94. |
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| August 24, 2020 |
Flexible Income Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Flexible Income Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 62. |
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| August 24, 2020 |
Unconstrained Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Unconstrained Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 86. |
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| August 24, 2020 |
Corporate Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Corporate Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 82. |
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| August 24, 2020 |
Investment Grade Credit Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Investment Grade Credit Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 84. |
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| August 24, 2020 |
Intermediate Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) DOS Intermediate Bond Fund Schedule of Portfolio Investments June 30, 2020 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 92. |
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| February 26, 2020 |
Floating Rate Income Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Floating Rate Income Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 89. |
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| February 26, 2020 |
Investment Grade Credit Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Investment Grade Credit Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 97. |
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| February 26, 2020 |
Intermediate Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Intermediate Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 98. |
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| February 26, 2020 |
Low Duration Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Low Duration Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 95. |
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| February 26, 2020 |
Strategic Income Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Strategic Income Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 87. |
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| February 26, 2020 |
High Yield Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML High Yield Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 88. |
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| February 26, 2020 |
Ultra Short Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Ultra Short Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 91. |
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| February 26, 2020 |
CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com February 26, 2020 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds - File Nos. 333-18737 and 811-07989 Ladies and Gentlemen: On behalf of the Me |
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| February 26, 2020 |
Corporate Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Corporate Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 98. |
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| February 26, 2020 |
Unconstrained Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Unconstrained Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 86. |
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| February 26, 2020 |
AlphaTrak 500 Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML AlphaTrak 500 Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 67. |
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| February 26, 2020 |
Total Return Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Total Return Bond Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 100. |
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| February 25, 2020 |
Flexible Income Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) HTML Flexible Income Fund Schedule of Portfolio Investments December 31, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 92. |
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| December 30, 2019 |
COVER Paul Hastings LLP 101 California Street Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 27, 2019 |
Metropolitan West Funds NPORT-EX - - HTML AlphaTrak 500 Fund Schedule of Portfolio Investments June 30, 2019 (Unaudited) Issues Maturity Date Principal Amount Value BONDS – 70. |
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| February 27, 2019 |
Metropolitan West Funds METROPOLITAN WEST FUNDS (Quarterly Schedule of Portfolio Holdings) N-Q 1 d635523dnq.htm METROPOLITAN WEST FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 865 South Figueroa Street Los Angeles, CA 90017 (Address of principal |
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| February 27, 2019 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| November 21, 2018 |
Metropolitan West Funds CORRESP Metropolitan West Funds 865 South Figueroa Street Los Angeles, CA 90017 (213) 244-0000 November 21, 2018 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| November 15, 2018 |
Metropolitan West Funds CORRESP Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| October 25, 2018 |
Metropolitan West Funds CORRESP SEC Response Letter Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| October 25, 2018 |
SEC Transmittal Letter Paul Hastings LLP 101 California Street Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 28, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| August 28, 2018 |
Metropolitan West Funds METROPOLITAN WEST FUNDS (Quarterly Schedule of Portfolio Holdings) N-Q 1 d591761dnq.htm METROPOLITAN WEST FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 865 South Figueroa Street Los Angeles, CA 90017 (Address of principal |
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| July 17, 2018 |
Metropolitan West Funds CORRESP CORRESP Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| June 29, 2018 |
Metropolitan West Funds CORRESP CORRESP 1 filename1.htm Paul Hastings LLP 101 California Street, Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com June 29, 2018 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds — File Nos. 333-18737 and 811-07989 Ladies and Gentlemen: On behalf of the Metrop |
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| April 13, 2018 |
SEC Transmittal Letter Paul Hastings LLP 101 California Street Forty-Eighth Floor San Francisco, CA 94111 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| February 28, 2018 |
Metropolitan West Funds METROPOLITAN WEST FUNDS (Quarterly Schedule of Portfolio Holdings) Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2018 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| November 28, 2017 |
SUB-ITEM 77Q1: Exhibit SUB-ITEM 77E: Legal Proceedings On October 16, 2015, Thomas J. |
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| August 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| August 28, 2017 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2017 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2017 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| August 29, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d190424dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. Lippman, certify that: 1. I have reviewed this report on Form N-Q of Metropolitan West Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| August 29, 2016 |
Metropolitan West Funds - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2016 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| February 29, 2016 |
Metropolitan West Funds - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 31, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| August 31, 2015 |
Metropolitan West Funds - METROPOLITAN WEST FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 865 South Figueroa Street Los Angeles, CA 90017 (Address of principal executive offices) (Zip code) David B. Lippm |
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| February 27, 2015 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act EX-99.CERT 2 d878846dex99cert.htm 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. Lippman, certify that: 1. I have reviewed this report on Form N-Q of Metropolitan West Funds; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to |
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| February 27, 2015 |
Metropolitan West Funds - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 26, 2014 |
EX-99.77G DEFAULTS 2 MetWest77G.txt Metropolitan West Mutual Funds 09/30/14 Defaulted Security List Sec ID 05544UAA3 Port ID MW20 Cusip 05544UAA3 Sec Type Code 025N Sec Type Name CMO 25 DAY DELAY Sec Name - Long BHN I MORTGAGE FUND, SERIES 1997-2, CLASS A1 Default Flag Y Default Date 2/1/2008 Sec ID 05544UAC9 Port ID MW20 Cusip 05544UAC9 Sec Type Code 020N Sec Type Name CMO 0 DAY DELAY Sec Name - |
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| August 25, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| August 25, 2014 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 26, 2014 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| February 26, 2014 |
Quarterly Schedule of Portfolio Holdings - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 27, 2013 |
Metropolitan West Mutual Funds 09/30/13 Defaulted Security List The below information will be listed as follows: Sec ID 05544UAA3 Port ID MW20 Cusip 05544UAA3 Sec Type 025N Code Sec Type Name CMO 25 DAY DELAY Sec Name -Long BHN I MORTGAGE FUND, SERIES 1997-2, CLASS A1" Default Flag Y Default Date 2/1/2008 Sec ID 05544UAC9 Port ID MW20 Cusip 05544UAC9 Sec Type 020N Code Sec Type Name CMO 0 DAY DELA |
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| November 27, 2013 |
Exhibit to Item 77I On June 26, 2013, the Trust issued Class M Shares and Class I Shares of a new series of the Trust called the Metropolitan West Floating Rate Income Fund. |
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| August 28, 2013 |
Quarterly Schedule of Portfolio Holdings - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| June 24, 2013 |
SEC Letter Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| June 24, 2013 |
Correspondence Paul Hastings LLP 55 Second Street, Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| April 24, 2013 |
CORRESP 1 filename1.htm Paul Hastings LLP 55 Second Street, Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com April 24, 2013 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds — File Nos. 33-18737 and 811-07989: Accounting Comments on Annual Report for th |
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| April 12, 2013 |
SEC Letter Paul Hastings LLP Twenty-Fourth Floor 55 Second Street San Francisco, CA 94105-3441 telephone 415-856-7000 facsimile 415-856-7100 www. |
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| February 28, 2013 |
Quarterly Schedule of Portfolio Holdings - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 28, 2013 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certification Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| December 5, 2012 |
- ADDITIONAL DEFINITIVE MATERIAL DEFA14A 1 d447028ddefa14a.htm ADDITIONAL DEFINITIVE MATERIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check |
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| November 29, 2012 |
Sub-Item 77O Transactions effected pursuant to Rule 10f-3 METROPOLITAN WEST FUNDS: Metropolitan West High Yield Bond Fund Pursuant to Rule 10f-3, the following constitutes the required report of securities that were purchased from syndicates in which an affiliated broker-dealer was a participant for the period April 1, 2012 through September 30, 2012 in accordance with the Trust's Rule 10f-3 Procedures. |
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| November 29, 2012 |
Securities Held in Default Status Metropolitan West Mutual Funds As of 03/30/12 INFORMATION WILL BE DISPLAYED IN THE FOLLOWING ORDER: Sec ID Port ID Cusip Sec Type Code Sec Type Name Sec Name - Long Default Flag Default Date Quantity 023771R83 MW50 023771R83 105N CORPORATE BONDS AMERICAN AIRLINES, INC. |
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| October 11, 2012 |
Shareholder Letter 865 SOUTH FIGUEROA STREET, LOS ANGELES, CALIFORNIA 90017 October 10, 2012 Dear Fellow Shareholder: The enclosed materials contain important information about the expected change in ownership of TCW, the parent company of Metropolitan West Asset Management, LLC, the current investment adviser for the Metropolitan West Funds. |
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| October 11, 2012 |
- DEFINITIVE ADDITIONAL MATERIAL Definitive Additional Material UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| October 10, 2012 |
CORRESP 1 filename1.htm Paul Hastings LLP 55 Second Street, Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com October 10, 2012 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds - File Nos. 333-18737 and 811-07989 Preliminary Proxy Statement Ladies and Ge |
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| October 10, 2012 |
Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| October 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confide |
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| September 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide |
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| September 26, 2012 |
SEC Letter Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 29, 2012 |
Quarterly Schedule of Portfolio Holdings - METROPOLITAN WEST FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 865 South Figueroa Street Los Angeles, CA 90017 (Address of principal executive offices) (Zip code) David B. Lippm |
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| August 29, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| February 24, 2012 |
Quarterly Schedule of Portfolio Holdings - METROPOLITAN WEST FUNDS Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 24, 2012 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certification Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| November 28, 2011 |
Exhibit to Item 77I On July 29, 2011, Metropolitan West Funds (the "Trust") issued a new class of shares of beneficial interest in the Metropolitan West Total Return Bond Fund called the Plan Class Shares. |
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| November 28, 2011 |
As of 09/30/2011 Sec ID 05544UAA3 Port ID MW20 Cusip 05544UAA3 Sec Type Code 025N Sec Type Name CMO 25 DAY DELAY Sec Name - Long BHN I MORTGAGE FUND, SERIES 1997-2, CLASS A1 Default Flag Y Default Date 02/01/2008 Amort Cost Base 13,406. |
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| November 28, 2011 |
Exhibit to Item 77D On July 29, 2011, the Metropolitan West Funds adopted the following restriction (in addition to those indicated in the Prospectus) as a fundamental investment policy, which may not be changed without the favorable vote of the holders of a "majority" of the Fund's outstanding voting securities, as defined in the Investment Company Act of 1940, as amended: The Fund may not: Purchase or sell real estate or interests in real estate, except that the Fund may purchase securities backed by real estate or interests therein, or issued by companies, including real estate investment trusts, which invest in real estate or interests therein. |
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| September 28, 2011 |
Paul Hastings LLP 55 Second Street, Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| August 26, 2011 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 26, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David B. |
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| July 27, 2011 |
CORRESP 1 filename1.htm Paul Hastings LLP 55 Second Street Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www.paulhastings.com July 27, 2011 VIA EDGAR CORRESPONDENCE Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Metropolitan West Funds - File Nos. 33-18737 and 811-07989 Ladies and Gentlemen: On behalf of the Metropo |
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| July 15, 2011 |
SEC Cover Letter Paul, Hastings, Janofsky & Walker LLP Twenty-Fourth Floor 55 Second Street San Francisco, CA 94105-3441 telephone 415-856-7000 facsimile 415-856-7100 www. |
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| May 23, 2011 |
Letter to SEC Paul, Hastings, Janofsky & Walker LLP 55 Second Street, 24th Floor San Francisco, CA 94105-3441 Telephone: (415) 856-7000 Facsimile: (415) 856-7100 www. |
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| March 1, 2011 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David Lippman, certify that: 1. |
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| March 1, 2011 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 30, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David Lippman, certify that: 1. |
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| August 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 865 South Figueroa Street Los Angeles, CA 90017 (Address of principal executive offices) (Zip code) Metropolitan W |
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| March 10, 2010 |
1-866-450-8475 Please vote now to be sure your vote is received in time for the March 31, 2010 Special Meeting of Shareholders. |
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| March 1, 2010 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David Lippman, certify that: 1. |
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| March 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1500 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| February 19, 2010 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| February 19, 2010 |
SEC Cover Letter Paul, Hastings, Janofsky & Walker LLP 55 Second Street, Twenty-Fourth Floor San Francisco, CA 94105-3441 telephone (415) 856-7000 facsimile (415) 856-7100 www. |
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| February 3, 2010 |
Letter to the SEC Law Offices of Paul, Hastings, Janofsky & Walker LLP A Limited Liability Partnership Including Professional Corporations 55 Second Street San Francisco, California 94105 Telephone (415) 856-7000 Facsimile (415) 856-7100 Internet: www. |
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| February 3, 2010 |
- PRELIMINARY PROXY STATEMENT FOR METROPOLITIAN WEST FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confide |
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| November 27, 2009 |
Exhibit to Item 77E During April and May, 2009, Lehman Brothers Special Financing Inc. |
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| November 27, 2009 |
Exhibit to Item 77C On May 28, 2009, the Trust held a Special Meeting of Shareholders to elect Laird Landmann, Peter McMillan and Robert G. |
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| August 28, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David Lippman, certify that: 1. |
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| August 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1500 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| April 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6 |
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| March 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1500 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| March 2, 2009 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, David Lippman, certify that: 1. |
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| August 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| August 29, 2008 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act 302 CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| February 29, 2008 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act CERTIFICATIONS Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| February 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| August 29, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act CERTIFICATION PURSUANT TO SECTION 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| August 29, 2007 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2007 |
Metropolitan West Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 1, 2007 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certification 302 Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| December 6, 2006 |
DEF 14A 1 ddef14a.htm METROPOLITAN WEST FUNDS SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definit |
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| November 21, 2006 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Sec. |
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| August 29, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| August 29, 2006 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| June 22, 2006 |
N-18F1 1 metwest18f1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - NOTIFICATION OF ELECTION PURSUANT TO RULE 18F-1 UNDER THE INVESTMENT COMPANY ACT OF 1940 - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - NOTIFICATION OF ELECTION The undersigned registered open-end |
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| February 28, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 (Address of principal executive offices) (Zip code) Met |
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| February 28, 2006 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| August 24, 2005 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 (Address of principal executive offic |
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| August 24, 2005 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| March 1, 2005 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-07989 Metropolitan West Funds (Exact name of registrant as specified in charter) 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 (Address of principal executive offic |
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| March 1, 2005 |
Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act Certifications Certification Pursuant to Rule 30a-2(a) under the 1940 Act and Section 302 of the Sarbanes-Oxley Act I, Scott B. |
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| December 15, 2004 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 DEF 14A 1 ddef14a.htm DEFINITIVE NOTICE & PROXY SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Defin |
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| November 22, 2004 |
SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to Sec. |
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| March 17, 2003 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [ ] Definitive Additional Materials [ ] Soliciting Material Pursuant to Sec. |
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| November 27, 2002 |
Exhibit to 77Q3 Within 90 days to the date of this report, the Fund's Chief Executive Officer and Chief Financial Officer evaluated the effectiveness of the Fund's disclosure controls and procedures in accordance with Rule 30a-2 under the Investment Fund Act of 1940, as amended; and the instructions to Sub-item 77Q3 of Form NSAR. |
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| October 9, 2001 |
METROPOLITAN WEST FUNDS 11766 Wilshire Boulevard, Suite 1580 Los Angeles, CA 90025 October 8, 2001 U. |
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| November 21, 2000 |
6 0001028621 METROPOLITAN WEST FUNDS 012 METROPOLITIAN LOW DURATION BOND FUND CLASS M 6-MOS MAR-31-2001 APR-01-2000 SEP-30-2000 350471615 346599800 6927194 13771 11345 353552110 4500281 0 2912474 7412755 0 353603367 13414175 32868832 0 0 (2424959) 0 (4039053) 347139355 0 15315663 0 834783 14480880 (3651127) 1789641 12619394 0 7383478 0 0 5880113 25920082 585312 (20803677) 0 1226168 0 0 511557 0 951103 177461161 9. |
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| November 21, 2000 |
6 0001028621 METROPOLITIAN WEST FUNDS 022 METROPOLITIAN TOTAL RETURN BOND FUND CLASS M 6-MOS MAR-31-2001 APR-01-2000 SEP-30-2000 726529582 725478060 36033166 10587 11171 761532984 106324430 0 7390868 113715298 0 648736500 20613505 23348746 0 0 132708 0 (1051522) 647817686 140281 22657308 0 1184359 21613230 1766148 3453208 26832586 0 8847822 0 0 10252099 13613835 626495 397024000 0 (1633440) 0 0 784142 0 1276558 188459335 10. |
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| November 21, 2000 |
PAGE 1 000 A000000 09/30/2000 000 C000000 0001028621 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6. |
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| November 21, 2000 |
6 0001028621 METROPOLITAN WEST 03 ALPHATRAK 500 FUND 6-MOS MAR-31-2001 APR-01-2000 SEP-30-2000 34131254 33961977 1629190 969 282896 35875032 1092338 0 85503 1177841 0 35459945 3106096 2262671 638131 0 440274 0 (1841159) 34697191 2013 1188610 0 77574 1113049 532897 (2934478) (1288532) 0 704361 0 0 1331666 549438 61197 7766272 229444 (92623) 0 0 50314 0 109028 28272033 11. |
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| November 21, 2000 |
6 0001028621 METROPOLITIAN WEST FUNDS 021 METROPOLITIAN TOTAL RETURN BOND FUND CLASS I 6-MOS MAR-31-2001 APR-01-2000 SEP-30-2000 726529582 725478060 36033166 10587 11171 761532984 106324430 0 7390868 113715298 0 648736500 43466989 1525372 0 0 132708 0 (1051522) 647817686 140281 22657308 0 1184359 21613230 1766148 3453208 26832586 0 12765408 0 0 42409109 1326858 859366 397024000 0 (1633440) 0 0 784142 0 1276558 258706958 10. |
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| November 21, 2000 |
6 0001028621 METROPOLITAN WEST FUNDS 011 METROPOLITIAN LOW DURATION BOND FUND CLASS I 6-MOS MAR-31-2001 APR-01-2000 SEP-30-2000 350471615 346599800 6927194 13771 11345 353552110 4500281 0 2912474 7412755 0 353603367 21503607 3956410 0 0 (2424959) 0 (4039053) 347139355 0 15315663 0 834783 14480880 (3651127) 1789641 12619394 0 7097402 0 0 24918681 7882785 511301 (20803677) 0 1226168 0 0 511557 0 951103 162771045 9. |
