Statistici de bază
| CIK | 1269127 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to CleanTech Alpha Corporation
SEC Filings (Chronological Order)
Această pagină oferă o listă completă, cronologică, a dosarelor SEC, cu excepția dosarelor de proprietate pe care le oferim în altă parte.
| September 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 OMB APPROVAL OMB Number: 3235-0167 Expires: July 31, 2024 Estimated average burden hours per response ... 1.50 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE A |
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| December 20, 2019 |
ATIS / Attis Industries Inc. / GREENSHIFT CORP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT §240.13d-2 (Amendment No. ) ATTIS INDUSTRIES INC. (Name of Issuer) Common Stock $.025 Par Value (Title of Class of Securities) 049836109 (CUSIP Number) December 4, 2019 (Date o |
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| April 5, 2017 |
Greenshift 8K (Current Report/Significant Event) SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: April 4, 2017 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organization (IRS Employer Identification |
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| April 5, 2017 |
STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION Exhibit 3 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GreenShift Corporation (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware ("GCL"), does hereby certify: FIRST: That in a meeting held on October 26, 2016, the Board of Directors of the Corporation duly adopted a resolution setting forth a proposed amendment of the Certificate of Incorporation of the Corporation, declaring said amendment to be advisable and calling for the approval of the amendment by the stockholders. |
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| March 31, 2017 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: October 31, 2018 Washington, D. |
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| November 28, 2016 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| November 15, 2016 |
Greenshift 10Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2016 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or org |
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| November 14, 2016 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| August 19, 2016 |
Greenshift GREENSHIFT CORPORATION 10Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2016 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporati |
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| August 19, 2016 |
Greenshift GREENSHIFT CORPORATION 10Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2016 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporati |
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| August 15, 2016 |
Greenshift GREENSHIFT CORPORATION 12B25 10Q 2016-06-30 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| August 15, 2016 |
Greenshift GREENSHIFT CORPORATION 12B25 10Q 2016-06-30 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| June 9, 2016 |
GERS / Greenshift Corp. / KCG AMERICAS LLC - SC 13G/A GERS 3 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 3) Greenshift Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 39571U506 (CUSIP Number) May 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is fi |
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| June 9, 2016 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT §240.13d-2 (Amendment No.1) GREENSHIFT CORPORATION. - (Name of Issuer) COMMON STOCK, $.0001 PAR VALUE - (Title of Class of Securities) 39571U407 - (CUSIP Number) APRIL 21, 2015 - (Date of Ev |
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| May 19, 2016 |
Greenshift GREENSHIFT CORPORATION 10Q 2016-03-31 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2016 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporat |
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| May 16, 2016 |
Greenshift GREENSHIFT CORPORATION 12B25 10Q 2016-03-31 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| April 22, 2016 |
Greenshift GREENSHIFT CORPORATION 10K 2015-12-31 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporation or orga |
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| April 8, 2016 |
GERS / Greenshift Corp. / KCG AMERICAS LLC - SC 13G/A GERS 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 2) Greenshift Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 39571U506 (CUSIP Number) March 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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| March 30, 2016 |
Greenshift GREENSHIFT CORPORATION 12B25 2015-12-31 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| February 8, 2016 |
GERS / Greenshift Corp. / KCG AMERICAS LLC - SC 13G/A GERS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 1) Greenshift Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 39571U506 (CUSIP Number) January 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 3, 2016 |
GERS / Greenshift Corp. / KCG AMERICAS LLC - SC 13G GERS Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 Greenshift Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 39571U506 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 26, 2016 |
EX-10.2 4 exh102.htm FORM OF GUARANTY AGREEMENT EXECUTED BY GREENSHIFT CORPORATION AND EACH SUBSIDIARY OF GREENSHIFT CORPORATION WITH TCA GLOBAL CREDIT MASTER FUND, LP DATED DECEMBER 31, 2015. Exhibit 10.2 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (as may be amended, restated or modified from time to time, this "Pledge Agreement"), dated as of November 30, 2015 but made effective as of December 31, 2 |
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| January 26, 2016 |
EX-10.1 3 exh101.htm ROYALTY AGREEMENT DATED DECEMBER 31, 2015 AMONG VIRIDIS CAPITAL LLC, GREENSHIFT CORPORATION, THE SUBSIDIARIES OF GREENSHIFT CORPORATION, AND YA GLOBAL INVESTMENTS, LP. Exhibit 10.1 ROYALTY AGREEMENT THIS ROYALTY AGREEMENT (this "Agreement") dated as of December 31, 2015 is entered into by and among the parties listed on Schedule 1 attached hereto (collectively, together with t |
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| January 26, 2016 |
EX-10.1 3 exh101.htm ROYALTY AGREEMENT DATED DECEMBER 31, 2015 AMONG VIRIDIS CAPITAL LLC, GREENSHIFT CORPORATION, THE SUBSIDIARIES OF GREENSHIFT CORPORATION, AND YA GLOBAL INVESTMENTS, LP. Exhibit 10.1 ROYALTY AGREEMENT THIS ROYALTY AGREEMENT (this "Agreement") dated as of December 31, 2015 is entered into by and among the parties listed on Schedule 1 attached hereto (collectively, together with t |
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| January 26, 2016 |
8-K 1 greenshift8k.htm GREENSHIFT CORPORATION 8K 2015-12-31 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 31, 2015 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdicti |
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| January 26, 2016 |
EX-3.1 2 exh31.htm CERTIFICATE OF DESIGNATION OF SERIES G PREFERRED STOCK OF GREENSHIFT CORPORATION. Exhibit 3.1 CERTIFICATE OF DESIGNATION OF SERIES G PREFERRED STOCK OF GREENSHIFT CORPORATION GreenShift Corporation (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware ("GCL") and acting under Section 151 of GCL, does |
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| January 26, 2016 |
EX-10.2 4 exh102.htm FORM OF GUARANTY AGREEMENT EXECUTED BY GREENSHIFT CORPORATION AND EACH SUBSIDIARY OF GREENSHIFT CORPORATION WITH TCA GLOBAL CREDIT MASTER FUND, LP DATED DECEMBER 31, 2015. Exhibit 10.2 PLEDGE AGREEMENT THIS PLEDGE AGREEMENT (as may be amended, restated or modified from time to time, this "Pledge Agreement"), dated as of November 30, 2015 but made effective as of December 31, 2 |
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| December 28, 2015 |
GERS / Greenshift Corp. / Long Side Ventures LLC - SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* GREENSHIFT CORP (Name of Issuer) COMMON (Title of Class of Securities) 39571U407 (CUSIP Number) Ben Kaplan, 1800 S Ocean Blvd, PH2, Hallandale Beach FL 33009, (954) 691-0333 (Name, Address and Telephone Number of Person Authorized to Receive Notices and C |
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| November 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Emp |
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| November 24, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2015 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorp |
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| November 19, 2015 |
GERS / Greenshift Corp. / Kreisler Scott - SCHEDULE 13G SCOTT KREISLER Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT §240.13d-2 (Amendment No.) GREENSHIFT CORPORATION. - (Name of Issuer) COMMON STOCK, $.0001 PAR VALUE - (Title of Class of Securities) 39571U407 - (CUSIP Number) NOVEMBER 13, 2015 - (Date of |
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| November 16, 2015 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| September 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or organiza |
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| August 14, 2015 |
gersnt.htm UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D.C. 20549 Estimated average burden Hours per response 2.5 FORM 12b-25 SEC FILE NUMBER 0-50469 NOTIFICATION OF LATE FILING CUSIP NUMBER 39571U407 (Check One): ? Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, |
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| June 29, 2015 |
8-K 1 greenshiftcorporation.htm GREENSHIFT CORPORATION 8K 2015-06-26 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: June 26, 2015 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other juris |
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| June 29, 2015 |
EX-3.1 2 greenshiftcorporationexh3.htm CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION Exhibit 3.1 STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GreenShift Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (“GCL”), does hereby certify: FIRS |
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| June 1, 2015 |
greenshift14c.htm SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x ] Definitive Information Statement GREENSHIFT CORPORATION . (Name of Registrant as Specified In Its Char |
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| May 19, 2015 |
greenshift14c.htm SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION . (Name of Registrant as Specified In Its Char |
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| May 15, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2015 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporat |
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| May 5, 2015 |
Unregistered Sales of Equity Securities greenshift8k.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: May 1, 2015 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization |
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| April 22, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT §240.13d-2 (Amendment No.) GREENSHIFT CORPORATION - (Name of Issuer) COMMON STOCK, $.0001 PAR VALUE - (Title of Class of Securities) 39571U407 - (CUSIP Number) APRIL 21, 2015 - (Date of Even |
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| April 7, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2014 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or organization) (IRS |
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| March 31, 2015 |
Greenshift GREENSHIFT CORPORATION 12B25 10K 2014-12-31 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| March 10, 2015 |
greenshift.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: March 10, 2015 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organization) (IRS Employ |
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| December 24, 2014 |
GERS / Greenshift Corp. DEF 14C - - GREENSHIFT CORPORATION DEF 14C 2014-12-24 SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x ] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| December 22, 2014 |
Entry into a Material Definitive Agreement SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 22, 2014 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identifica |
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| December 22, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 19, 2012 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identifica |
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| December 15, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 12, 2014 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identifica |
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| December 15, 2014 |
GERS / Greenshift Corp. PRE 14C - - FORM PRE 14C SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION . |
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| November 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2014 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorp |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2014 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Emp |
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| August 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2014 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporati |
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| May 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2014 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or organiz |
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| May 15, 2014 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| May 1, 2014 |
Entry into a Material Definitive Agreement - GREENSHIFT CORPORATION FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: April 30, 2014 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identificatio |
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| April 14, 2014 |
Exhibit 3-a STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GreenShift Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (“GCL”), does hereby certify: FIRST: That in a meeting held on February 27, 2014, the Board of Directors of the Corporation duly adopted a resolution setting forth a proposed amendment of the Certificate of Incorporation of the Corporation, declaring said amendment to be advisable and calling for the approval of the amendment by the stockholders. |
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| April 14, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: April 11, 2014 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identificatio |
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| March 31, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or organization) (IRS |
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| March 18, 2014 |
DEF 14C 1 greenshift14c.htm DEF14C SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x ] Definitive Information Statement GREENSHIFT CORPORATION . (Name of Registrant as Spec |
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| March 7, 2014 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION . |
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| November 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2013 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or org |
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| November 14, 2013 |
EX-10.3 3 greenshiftexh103.htm EMPLOYMENT AGREEMENT DATED MARCH 20, 2008 BETWEEN GREENSHIFT CORPORATION AND EDWARD CARROLL. Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT made as of the 20th day of MARCH, 2008 (the "Effective Date") by and between EDWARD CARROLL, individually, whose address is 34 Sunset Road Bay Shore, NY (hereinafter, at times, referred to as the "Employee"), and GRE |
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| November 14, 2013 |
Exhibit 10.2 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT made as of the 30th day of JUNE, 2008 and made effective as of the 31st day of DECEMBER, 2007 (the "Effective Date") by and between KEVIN KREISLER, individually, whose address is 108 Arch Street, Apartment 1201, Philadelphia, Pennsylvania 19106 (hereinafter, at times, referred to as the "Employee"), and GREENSHIFT CORPORATION (F/K/A GS CL |
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| November 12, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: November 8, 2013 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organization (IRS Employer Identificat |
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| November 12, 2013 |
GREENSHIFT CORPORATION CODE OF ETHICS EX-14 2 greenshiftexh14.htm GREENSHIFT CORPORATION CODE OF ETHICS Exhibit 14 GREENSHIFT CORPORATION CODE OF ETHICS This Code of Ethics of GreenShift Corporation provides the standards by which the Associated Persons of GreenShift Corporation and its subsidiaries should conduct themselves. It is the Company’s goal to foster the highest possible ethical standards in the interactions of its Associate |
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| October 21, 2013 |
GREENSHIFT CORPORATION FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: October 18, 2013 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organi |
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| October 16, 2013 |
October 16, 2013 Via E-mail Kevin Kreisler Chief Executive Officer GreenShift Corporation 5950 Shiloh Road East; Suite N Alpharetta, GA 30005 Re: GreenShift Corporation Form 10-K for the Year Ended December 31, 2012 Filed April 1, 2013 File No. |
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| October 3, 2013 |
GREENSHIFT CORPORATION 5950 Shiloh Road East, Suite N Alpharetta, GA 30005 October 2, 2013 Via EDGAR John Cash Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: GreenShift Corporation Form 10-K for the Year Ended December 31, 2012 Filed April 1, 2013 File No. |
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| September 18, 2013 |
September 18, 2013 Via E-mail Kevin Kreisler Chief Executive Officer GreenShift Corporation 5950 Shiloh Road East; Suite N Alpharetta, GA 30005 Re: GreenShift Corporation Form 10-K for the Year Ended December 31, 2012 Filed April 1, 2013 File No. |
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| August 14, 2013 |
GERS / Greenshift Corp. / FALLAT DALE W - SC 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 GREENSHIFT CORPORATION (Name of Issuer) Common Stock (Title of Class of Securities) 39571U308 (CUSIP Number) Stephen J. Hackman Ice Miller LLP One American Square, Suite 2900 Indianapolis, IN 46282-0200 (317) 236-2100 (Name, Address, and Telephone Number of Person Authorized to Receive |
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| August 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2013 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or organiza |
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| August 14, 2013 |
EX-99.1 2 a13-185691ex99d1.htm EX-99.1 Exhibit 99.1 Schedule of Transactions Trade Date # shares Cost/sh Proceeds/sh Total owned 9/18/2012 25,000 $ 0.027000 $ 0.0000000 25,000 9/18/2012 25,000 $ 0.027000 $ 0.0000000 50,000 9/18/2012 25,000 $ 0.027000 $ 0.0000000 75,000 9/18/2012 25,000 $ 0.027000 $ 0.0000000 100,000 9/18/2012 25,000 $ 0.027000 $ 0.0000000 125,000 9/26/2012 8,843 $ 0.029000 $ 0.000 |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2013 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction of incorporation or organiz |
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| April 12, 2013 |
GREENSHIFT CORPORATION 5950 Shiloh Road East, Suite N Alpharetta, GA 30005 October 26, 2011 Via EDGAR Rufus Decker Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: GreenShift Corporation Item 4. |
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| April 12, 2013 |
April 12, 2013 Via Facsimile Mr. Edward Carroll Chief Financial Officer Greenshift Corporation 5950 Shiloh Road East – Suite N Alpharetta, GA 30005 Re: Greenshift Corporation Item 4.02 Form 8-K Filed April 3, 2013 File No. 000-50469 Dear Mr. Carroll: We have completed our review of your filing. We remind you that our comments or changes to disclosure in response to our comments do not foreclose th |
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| April 12, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: March 29, 2013 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organization (IRS Em |
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| April 8, 2013 |
April 8, 2013 Via Facsimile Mr. Edward Carroll Chief Financial Officer Greenshift Corporation 5950 Shiloh Road East – Suite N Alpharetta, GA 30005 Re: Greenshift Corporation Item 4.02 Form 8-K Filed April 3, 2013 File No. 000-50469 Dear Mr. Carroll: We have reviewed your filing and have the following comment. Please respond to this letter within five business days by amending your filing or by adv |
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| April 3, 2013 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: March 29, 2013 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organization) (IRS Employer Identificati |
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| April 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2012 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporation or orga |
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| December 20, 2012 |
Entry into a Material Definitive Agreement SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 18, 2012 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of incorporation or organization (IRS Employer Identifica |
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| November 19, 2012 |
10-Q 1 greenshift.htm GREENSHIFT CORPORATION 2012-09-30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2012 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764 |
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| November 14, 2012 |
- GREENSHIFT CORPORATION 12B25 2012-09-30 UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0058 Expires: May 31, 2012 Washington, D. |
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| September 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2012 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Emp |
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| August 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2012 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporati |
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| May 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Amendment No. 1 QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2012 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employ |
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| May 15, 2012 |
United States Securities and Exchange Commission Washington D.C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number 000-50469 CUSIP Number 39571U308 (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form N-SAR Form N-CSR For Period Ended:March 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transit |
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| May 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2012 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporat |
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| April 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of i |
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| March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2011 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorporation or orga |
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| November 21, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2011 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of incorp |
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| November 15, 2011 |
United States Securities and Exchange Commission Washington D.C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number 000-32143 CUSIP Number 39571U308 (Check one): Form 10-K Form 20-F Form 11-K ? Form 10-Q Form N-SAR Form N-CSR For Period Ended:September 30, 2011 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Tra |
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| November 10, 2011 |
Exhibit 3a STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GreenShift Corporation (the ?Corporation?), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (?GCL?), does hereby certify: FIRST: That in a meeting held on July 19, 2011, the Board of Directors of the Corporation duly adopted a resolution setting forth proposed amendments of the Certificate of Incorporation of the Corporation, declaring said amendments to be advisable and calling for the approval of the amendments by the stockholders. |
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| November 10, 2011 |
8-K 1 gers8k111011.htm GERS FORM8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: September 9, 2011 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State or other jurisdiction (IRS Employer of inco |
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| October 28, 2011 | ||
| October 27, 2011 |
GREENSHIFT CORPORATION 5950 Shiloh Road East, Suite N Alpharetta, GA 30005 GREENSHIFT CORPORATION 5950 Shiloh Road East, Suite N Alpharetta, GA 30005 October 27, 2011 Via EDGAR Rufus Decker Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: GreenShift Corporation Form 10-K for the Year ended December 31, 2010 File April 1, 2011 Form 10-Q for the Quarter ended June 30, 2011 Filed August 9, 2011 File No. |
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| October 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State or other jurisdiction (IRS Employer of i |
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| October 24, 2011 |
October 24, 2011 Via Facsimile Mr. Edward Carroll Chief Financial Officer & Chief Accounting Officer GreenShift Corporation 5950 Shiloh Road East, Suite N Alpharetta, GA 30005 RE: GreenShift Corporation Form 10-K for the Year ended December 31, 2010 Filed April 1, 2011 Form 10-Q for the Quarter ended June 30, 2011 Filed August 9, 2011 File No. 0-50469 Dear Mr. Carroll: We have reviewed your filing |
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| August 10, 2011 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x] Definitive Information Statement GREENSHIFT CORPORATION . |
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| August 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2011 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State or other jurisdiction (IRS Employer of incorporati |
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| July 22, 2011 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION . |
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| May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2011 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State or other jurisdiction (IRS Employer of incorporation or or |
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| April 1, 2011 |
FIRST AMENDMENT TO GLOBAL FORBEARANCE AGREEMENT FIRST AMENDMENT TO GLOBAL FORBEARANCE AGREEMENT This FIRST AMENDMENT TO GLOBAL FORBEARANCE AGREEMENT (this ?Amendment?) is dated as of June , 2010, by and between (i) VIRIDIS CAPITAL, LLC (?Viridis?), (ii) GREENSHIFT CORPORATION (?GreenShift?), (iii) the subsidiaries and affiliates of GreenShift and Viridis listed on Schedule 1 attached hereto (the ?Subsidiaries?) (Viridis, GreenShift and the Subsidiaries shall be collectively referred to herein as the ?Obligors?), and (ii) YA GLOBAL INVESTMENTS, L. |
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| April 1, 2011 |
EX-10.A 2 exhibit10a.htm EXHIBIT 10A June , 2010 YA Corn Oil Systems, LLC c/o Yorkville Advisors, LLC 101 Hudson Street, Suite 3700 Jersey City, New Jersey 07302 Attn: Troy J. Rillo, Manager Re: AGREEMENT TO ACCEPT COLLATERAL IN SATISFACTION OF OBLIGATION Dear Mr. Rillo: Reference is made to (i) that certain Secured Demand Note dated June , 2010 (the “Note”) made by GS COES (Yorkville I), LLC (the |
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| April 1, 2011 |
10-K 1 gers10k2010.htm GERS 10K 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2010 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State or other jurisdiction ( |
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| April 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER 000-50469 NOTIFICATION OF LATE FILING CUSIP NUMBER 39571U209 (Check One): X Form 10-K o Form 20-F o Form 11-K Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2010 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ |
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| April 1, 2011 |
EX-10.C 3 exhibit10c.htm EXHIBIT 10C GLOBAL GUARANTY AGREEMENT This GLOBAL GUARANTY AGREEMENT dated as of June , 2010 (the “Guaranty”), is given by each of the individuals and entities listed on Schedule 1 attached hereto following (jointly, severally, and collectively, the “Guarantors”) in favor of YA CORN OIL SYSTEMS, LLC (together with its successors and assigns, the “Secured Party”). Capitaliz |
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| February 7, 2011 |
GREENSHIFT RELEASES SHAREHOLDER LETTER EX-99 2 gers8kex99.htm EXHIBIT 99 GREENSHIFT RELEASES SHAREHOLDER LETTER NEW YORK, N.Y., February 7, 2011 – Kevin Kreisler, chairman of GreenShift Corporation (OTC Bulletin Board: GERS), issued the following letter today to the shareholders of GreenShift: Dear Shareholders: This is an exciting time for our company. We have focused relentlessly on building shareholder value by increasing sales, exe |
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| February 7, 2011 |
8-K 1 gers8k2711.htm GERS 8-K 2-7-11 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: February 7, 2011 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer inco |
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| November 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2010 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of incorporation) (IRS identifi |
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| November 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2010 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of incorporation) (IRS identification number) One P |
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| November 15, 2010 |
United States Securities and Exchange Commission Washington D.C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number 000-50469 CUSIP Number 3957U100 (Check one): Form 10-K Form 20-F Form 11-K ? Form 10-Q Form N-SAR Form N-CSR For Period Ended:September 30, 2010 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Tran |
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| August 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2010 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of incorporation) (IRS identification number) One Penn P |
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| August 16, 2010 |
NT 10-Q 1 gersq21012b25.htm FORM NT 12B-25 United States Securities and Exchange Commission Washington D.C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number 000-50469 CUSIP Number 3957U100 (Check one): Form 10-K Form 20-F Form 11-K √ Form 10-Q Form N-SAR Form N-CSR For Period Ended:June 30, 2010 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11 |
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| August 10, 2010 |
Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: July 30, 2010 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identification |
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| August 9, 2010 |
STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION EX-3.A 2 exhibit3.htm EXHIBIT 3A EXHIBIT 3A STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GreenShift Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (“GCL”), does hereby certify: FIRST: That in a meeting held on June 4, 2010, the Board of Director |
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| August 9, 2010 |
8-K 1 gers8k8910.htm GERS FORM 8K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: August 9, 2010 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorpora |
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| July 20, 2010 |
STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION EX-3.A 2 gersex3a.htm EXHIBIT 3.A EXHIBIT 3A STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GreenShift Corporation (the “Corporation”), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (“GCL”), does hereby certify: FIRST: That in a meeting held on June 4, 2010, the Board of Directo |
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| July 20, 2010 |
8-K 1 gers8k72010.htm GREENSHIFT FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: July 19, 2010 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State of other jurisdiction of (IRS Employer in |
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| June 28, 2010 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| June 21, 2010 |
THIRD AMENDMENT TO INTELLECTUAL PROPERTY SECURITY AGREEMENT THIRD AMENDMENT TO INTELLECTUAL PROPERTY SECURITY AGREEMENT This Third Amendment to Intellectual Property Security Agreement (the ?Amendment?) is made as of the day of June, 2010 by and among certain parties listed on Schedule 1 attached hereto (collectively, the ?GreenShift Parties? ), and YA Global Investments, L. |
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| June 21, 2010 |
GLOBAL GUARANTY AGREEMENT This GLOBAL GUARANTY AGREEMENT dated as of June , 2010 (the ?Guaranty?), is given by each of the individuals and entities listed on Schedule 1 attached hereto following (jointly, severally, and collectively, the ?Guarantors?) in favor of YA CORN OIL SYSTEMS, LLC (together with its successors and assigns, the ?Secured Party?). |
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| June 21, 2010 |
RATIFICATION AND AMENDMENT AGREEMENT EX-10.C 4 exhibit10c.htm EXHIBIT 10-C RATIFICATION AND AMENDMENT AGREEMENT This Ratification and Amendment Agreement (the “Agreement”) is made as of June , 2010 by and among certain parties listed on Schedule 1 attached hereto (collectively, the “Obligors”), and YA Global Investments, L.P. (the “Secured Party”) in consideration of the mutual covenants herein contained and benefits to be derived he |
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| June 21, 2010 |
Financial Statements and Exhibits 8-K 1 gers8k61810.htm GREENSHIFT FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: June 17, 2010 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of other jurisdiction of Incorporation or |
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| June 21, 2010 |
EX-10.A 2 exhibit10a.htm EXHIBIT 10-A June , 2010 YA Corn Oil Systems, LLC c/o Yorkville Advisors, LLC 101 Hudson Street, Suite 3700 Jersey City, New Jersey 07302 Attn: Troy J. Rillo, Manager Re: AGREEMENT TO ACCEPT COLLATERAL IN SATISFACTION OF OBLIGATION Dear Mr. Rillo: Reference is made to (i) that certain Secured Demand Note dated June , 2010 (the “Note”) made by GS COES (Yorkville I), LLC (th |
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| June 21, 2010 |
FIRST AMENDMENT TO GLOBAL FORBEARANCE AGREEMENT FIRST AMENDMENT TO GLOBAL FORBEARANCE AGREEMENT This FIRST AMENDMENT TO GLOBAL FORBEARANCE AGREEMENT (this ?Amendment?) is dated as of June , 2010, by and between (i) VIRIDIS CAPITAL, LLC (?Viridis?), (ii) GREENSHIFT CORPORATION (?GreenShift?), (iii) the subsidiaries and affiliates of GreenShift and Viridis listed on Schedule 1 attached hereto (the ?Subsidiaries?) (Viridis, GreenShift and the Subsidiaries shall be collectively referred to herein as the ?Obligors?), and (ii) YA GLOBAL INVESTMENTS, L. |
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| June 21, 2010 |
GLOBAL SECURITY AGREEMENT THIS GLOBAL SECURITY AGREEMENT (the ?Agreement?), is entered into and made effective as of June , 2010, by and among (i) VIRIDIS CAPITAL LLC, a New Jersey limited liability company (?Viridis?), (ii) GREENSHIFT CORPORATION, a Delaware corporation (?GreenShift?), (iii) GS AGRIFUELS CORPORATION, a Delaware corporation (?AgriFuels?), (iv) GS CL EANTECH CORPORATION, a Delaware corporation (?CleanTech,? collectively with Viridis, GreenShift and AgriFuels, the ?Companies?), and (v) each subsidiary and affiliate of the Companies listed on Schedule 1 attached hereto (the ?Subsidiaries,? collectively with the Companies, the ?Grantors?) in favor of YA CORN OIL SYSTEMS, LLC (?the ?Secured Party?). |
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| June 16, 2010 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| May 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2010 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 59-3764931 (State of incorporation) (IRS identification number) One Penn |
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| May 17, 2010 |
United States Securities and Exchange Commission Washington D.C. 20549 FORM 12b-25 Notification of Late Filing SEC File Number 000-50469 CUSIP Number 3957U100 (Check one): Form 10-K Form 20-F Form 11-K ? Form 10-Q Form N-SAR Form N-CSR For Period Ended:March 31, 2010 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transiti |
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| April 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State of other jurisdiction of (IRS Employer i |
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| April 15, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT UNDER SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter) Delaware 20-3148296 (State of other jurisdiction of (IRS Employer incorporation or orga |
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| April 5, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO. 000-50469 Date of Report: March 31, 2010 GREENSHIFT CORPORATION (Exact name of registrant as specified in its charter)- Delaware 59-3764931 (State of other jurisdiction of (IRS Employer incorporation or organization Identificat |
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| April 5, 2010 |
CERTIFICATE OF AMENDMENT CERTIFICATE OF INCORPORATION GREENSHIFT CORPORATION EX-3.1 2 exhibit3.htm EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GREENSHIFT CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Board of Directors of the said corporation, by the unanimous consent of its members, filed with the minutes of the Board, ado |
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| March 31, 2010 |
United States Securities and Exchange Commission Washington, D.C. 20549 FORM 12b-25 Notification of Late Filing (Amendment No. 0)* OMB Number 3235-0058 SEC File Number 000-50469 CUSIP Number 39571U100 (Check one): √ Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: December 31, 2009 Transition Report on Form 10-K Transition Report on Form 20-F Transition Rep |
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| March 5, 2010 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| February 22, 2010 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to SectiPreliminary on 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Stateions [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| December 9, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 9, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization |
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| November 23, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Empl |
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| November 18, 2009 | ||
| November 16, 2009 |
SEC File No.000-50469 Cusip No. 39571U100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: September 30, 2009 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] T |
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| October 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q/A (Amendment No. 1) - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdict |
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| October 16, 2009 |
October 16, 2009 Via Edgar Ms. Lisa Haynes Staff Accountant Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 RE: FORM 10-KSB for the fiscal year ended December 31, 2008 Form 10-Q for the period ended March 31, 2009 File No. 000-50469 Dear Ms. Haynes: I am writing in response to your letter dated, June 30, 2009. The Staff's comments are repe |
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| October 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q/A (Amendment No. 1) - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdic |
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| October 14, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: October 13, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization |
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| October 13, 2009 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 9, 2009 |
CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GREENSHIFT CORPORATION GREENSHIFT CORPORATION, a corporation organized and existing under the General Corporation Law of the State of Delaware, does hereby certify: FIRST: That the Board of Directors of the said corporation, by the unanimous consent of its members, filed with the minutes of the Board, adopted a resolution proposing and declaring advisable the following amendment to the Certificate of Incorporation of said corporation: RESOLVED, that the Certificate of Incorporation of this corporation be amended by changing the Article thereof numbered "V" so that, as amended, said Article be and read as follows: ARTICLE V Capital Stock (a) Authorization. |
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| September 9, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: September 8, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizatio |
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| September 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-4631 DIVISION OF CORPORATION FINANCE Mail Stop 4631 September 1, 2009 Via U.S. mail and facsimile Mr. Edward R. Carroll Chief Financial Officer Greenshift Corporation One Penn Plaza; Suite 1612 New York, NY 10119 RE: Form 10-KSB for the fiscal year ended December 31, 2008 Form 10-Q for the period ended March 31, 2009 File No. |
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| August 31, 2009 |
GREENSHIFT CORPORATION One Penn Plaza, Suite 1612 New York, NY 10119 August 31, 2009 Via EDGAR Rufus Decker Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form 10-KSB for the fiscal year ended December 31, 2008 Form 10-Q for the period ended March 31, 2009 File No. |
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| August 24, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Employer |
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| August 14, 2009 |
SEC File No.000-50469 Cusip No. 39571U100 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: June 30, 2009 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transi |
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| August 11, 2009 |
GREENSHIFT CORPORATION One Penn Plaza, Suite 1612 New York, NY 10119 August 11, 2009 Via EDGAR Rufus Decker Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form 10-KSB for the fiscal year ended December 31, 2008 Form 10-Q for the period ended March 31, 2009 File No. |
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| August 4, 2009 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| August 3, 2009 |
GREENSHIFT CORPORATION One Penn Plaza Suite 1612 New York, NY 10119 August 3, 2009 Via EDGAR Pamela A. |
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| August 3, 2009 |
GREENSHIFT CORPORATION 14C/A-2 SCHEDULE 14C/A INFORMATION REQUIRED IN INFORMATION STATEMENT (Amendment No. 2) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION (Name of Registrant as Specified In Its Charter) Payment of |
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| July 31, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 4631 July 31, 2009 Kevin Kreisler Chief Executive Officer Greenshift Corporation One Penn Plaza Suite 1612 New York, NY 10019 Re: Greenshift Corporation Amendment No. 1 to Preliminary Information Statement on Schedule 14C Filed July 15, 2009 File No. 000-50469 Dear Mr. Kreisler: We hav |
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| July 15, 2009 |
SCHEDULE 14C/A INFORMATION REQUIRED IN INFORMATION STATEMENT (Amendment No. 1) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION - (Name of Registrant as Specified In Its Charter) Payment o |
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| July 13, 2009 |
SCHEDULE 14C/A INFORMATION REQUIRED IN INFORMATION STATEMENT (Amendment No. 1) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION - (Name of Registrant as Specified In Its Charter) Payment o |
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| July 13, 2009 |
GREENSHIFT CORPORATION One Penn Plaza Suite 1612 New York, NY 10119 July 13, 2009 Via EDGAR Pamela A. |
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| July 7, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE Mail Stop 4631 July 7, 2009 Kevin Kreisler Chief Executive Officer Greenshift Corporation One Penn Plaza Suite 1612 New York, NY 10019 Re: Greenshift Corporation Preliminary Information Statement on Schedule 14C Filed June 12, 2009 File No. 000-50469 Dear Mr. Kreisler: We have limited our review |
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| July 2, 2009 |
Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: June 30, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization Id |
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| June 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-4631 DIVISION OF CORPORATION FINANCE Mail Stop 4631 June 30, 2009 Via U.S. mail and facsimile Mr. Edward R. Carroll Chief Financial Officer Greenshift Corporation One Penn Plaza; Suite 1612 New York, NY 10119 RE: Form 10-KSB for the fiscal year ended December 31, 2008 Form 10-Q for the period ended March 31, 2009 File No. 000- |
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| June 12, 2009 |
GREENSHIFT CORPORATION FORM 14C SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ] Confidential, for use of the Commission only [ ] Definitive Information Statement GREENSHIFT CORPORATION - (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| June 12, 2009 |
GREENSHIFT CORPORATION One Penn Plaza - Suite 1612 New York, NY 10119 212-994-5374 June 12, 2009 Via EDGAR Mr. |
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| May 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2009 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Employer |
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| May 19, 2009 |
GREENSHIFT CORPORATION One Penn Plaza, Suite 1612 New York, NY 10119 May 18, 2009 Via EDGAR Rufus Decker Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form 10-K for the fiscal year ended December 31, 2008 Form 10-KSB for the fiscal year ended December 31, 2007 File No. |
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| May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: March 31, 2009 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| May 11, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: May 7, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization Iden |
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| May 5, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-7010 DIVISION OF CORPORATION FINANCE Mail Stop 7010 May 5, 2009 Via U.S. mail and facsimile Mr. Edward R. Carroll Chief Financial Officer Greenshift Corporation One Penn Plaza; Suite 1612 New York, NY 10119 RE: Form 10-K for the fiscal year ended December 31, 2008 Form 10-KSB for the fiscal year ended December 31, 2007 File No |
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| April 20, 2009 |
GREENSHIFT CORPORATION One Penn Plaza - Suite 1612 New York, NY 10119 212-994-5374 April 20, 2009 Via EDGAR Mr. |
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| April 16, 2009 |
================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 31, 2009 |
SECURITIES & EXCHANGE COMMISSION SEC File Number: WASHINGTON, D.C. 20549 0-50469 FORM 12b-25 CUSIP Number: 39571U100 Notification of Late Filing GREENSHIFT CORPORATION - (Check one) [x] Form 10-K [ ] Form 11-K [ ] Form 20-F [ ] Form 10-D [ ] Form 10-Q [ ] Form N-SAR [ ] Form N-CSR For the period ended: December 31, 2008 - [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Tr |
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| March 12, 2009 |
GREENSHIFT CORPORATION One Penn Plaza - Suite 1612 New York, NY 10119 212-994-5374 March 12, 2009 Via EDGAR Rufus Decker Accounting Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form 10-KSB for the fiscal year ended December 31, 2007 Form 10-Q for the period ended September 30, 2008 File No. |
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| March 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: March 2, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization Id |
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| March 6, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: January 22, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization |
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| February 26, 2009 | ||
| February 6, 2009 |
February 6, 2008 Via Edgar and Federal Express United States Securities and Exchange Commission Division of Corporate Finance 100 F Street, N. |
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| February 3, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: January 30, 2009 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization |
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| January 15, 2009 | ||
| December 19, 2008 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 16, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 11, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizatio |
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| December 16, 2008 |
NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. |
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| December 16, 2008 |
As of December 11, 2008 GS COES (Yorkville I), LLC One Penn Plaza Suite 1612 New York, New York 10119 Re: Amendment of Credit Agreement dated as of January 11, 2008 - Gentlemen: Reference is made to that certain Credit Agreement, dated as of January 11, 2008 (as amended and in effect from time to time, the "Credit Agreement"), by and between GS COES (Yorkville I), LLC, as borrower (the "Borrower") and YA Global Investments, L. |
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| December 16, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 11, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizatio |
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| December 15, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 12, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - State of other jurisdiction of (IRS Employer incorporation or organization |
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| December 9, 2008 |
GREENSHIFT CORPORATION One Penn Plaza - Suite 1612 New York, NY 10119 212-994-5374 December 9, 2008 Via EDGAR Rufus Decker Accounting Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Form 10-KSB for the fiscal year ended December 31, 2007 Form 10-Q for the period ended September 30, 2008 File No. |
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| November 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-7010 DIVISION OF CORPORATION FINANCE Mail Stop 7010 November 25, 2008 Via U.S. mail and facsimile Mr. Edward R. Carroll Chief Financial Officer Greenshift Corporation One Penn Plaza; Suite 1612 New York, NY 10119 RE: Form 10-KSB for the fiscal year ended December 31, 2007 Form 10-Q for the period ended September 30, 2008 File |
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| November 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q/A (Amendment No. 1) - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2008 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other juri |
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| November 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2008 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Empl |
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| November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: September 30, 2008 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| August 19, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2008 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Employer |
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| August 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: June 30, 2008 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| May 21, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: May 15, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization Ide |
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| May 20, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-Q - ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL QUARTER ENDED MARCH 31, 2008 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Employer inco |
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| May 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [] Form 20-F [] Form 11-K [X] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: March 31, 2008 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| April 7, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-KSB - ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2007 COMMISSION FILE NO.: 0-50469 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Employer incorporation or |
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| April 1, 2008 |
GREENSHIFT CORPORATION 12B-25/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: December 31, 2007 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| March 31, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [] Form 20-F [] Form 11-K [] Form 10-Q [] Form 10-D [] Form N-SAR [] N-CSR For Period Ended: December 31, 2007 - [] Transition Report on Form 10-K [] Transition Report on Form 20-F [] Transition Report on Form 11-K [] Transition Report on Form 10-Q [] Transition Report on Form N-SAR For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form. |
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| March 6, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: February 19, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizatio |
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| March 6, 2008 |
GREENSHIFT RELEASES SHAREHOLDER LETTER NEW YORK, N.Y., February 19, 2008 - Kevin Kreisler, chairman of GreenShift Corporation (OTC Bulletin Board: GERS), issued the following letter today to the shareholders of GreenShift: Dear Shareholders: Our transition away from investing broadly in emerging cleantech to operating a company based on focused applications of cleantech is materially complete. We |
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| March 3, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: February 29, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizatio |
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| February 13, 2008 |
GREENSHIFT CORPRATION FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: February 11, 2008 GREENSHIFT CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizatio |
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| February 13, 2008 |
Exhibit 3-a STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GS CLEANTECH CORPORATION GS CleanTech Corporation (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware ("GCL") does hereby certify: FIRST: That by written consent in lieu of meeting dated January 11, 2007, the Board of Directors of the Corporation duly adopted a resolution setting forth a proposed amendment of the Certificate of Incorporation of the Corporation, declaring said amendment to be advisable and calling for the approval of the amendment by the stockholders. |
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| February 5, 2008 |
OMB APROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response…10/4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| January 31, 2008 |
NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE. |
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| January 31, 2008 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: January 25, 2008 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizati |
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| January 31, 2008 |
RESTRUCTURING AGREEMENT RESTRUCTURING AGREEMENT (the "Agreement"), dated as of January 10, 2008, by and between GS CleanTech Corporation, a Delaware corporation (the "Company"), and YA Global Investments, L. |
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| January 31, 2008 |
CREDIT AGREEMENT BETWEEN GS COES (YORKVILLE I), LLC, AS BORROWER AND YA GLOBAL INVESTMENTS, L. |
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| January 31, 2008 |
AMENDED AND RESTATED FORBEARANCE AGREEMENT THIS AMENDMED AND RESTATED FORBEARANCE AGREEMENT (the Agreement") is made this 11h day of January, 2008 between YA Global Investments, L. |
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| January 31, 2008 |
AGREEMENT THIS AGREEMENT is effective the 10th day of January, 2008 AMONG: GS CLEANTECH CORPORATION, a company formed pursuant to the laws of the State of Delaware and having an office for business located at One Penn Plaza, Suite 1612, New York, New York 10119 ("GS CleanTech"); AND: GS AGRIFUELS CORPORATION, a company formed pursuant to the laws of the State of Delaware and having an office for business located at One Penn Plaza, Suite 1612, New York, New York 10119 ("GS AgriFuels"); AND: YA GLOBAL INVESTMENTS, L. |
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| January 31, 2008 |
GLOBAL GUARANTY AGREEMENT This GLOBAL GUARANTY AGREEMENT dated as of January 11, 2008 (the "Guaranty"), is given by (i) Viridis Capital LLC, a New Jersey limited liability company (the "Parent") (ii) Kevin Kreisler, (iii) GreenShift Corporation, a Delaware corporation ("GreenShift"), (iv) GS AgriFuels Corporation, a Delaware corporation ("AgriFuels"), (v) GS CleanTech Corporation (f/k/a Veridium Corporation), a Delaware corporation ("CleanTech," collectively with GreenShift and AgriFuels, the "Companies"), and (vi) each subsidiary and affiliate of the Companies listed on Schedule 1 attached hereto (the "Subsidiaries," collectively with the Parent and the Companies, the "Guarantors") in favor of YA Global Investments, L. |
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| January 31, 2008 |
STOCK PURCHASE AGREEMENT STOCK PURCHASE AGREEMENT made as of January 11, 2008 between GS CleanTech Corporation, a Delaware corporation with offices at One Penn Plaza, Suite 1612, New York, NY 10119 ("GSCL") and GS EnviroServices, Inc. |
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| January 11, 2008 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of the Commission only [x] Definitive Information Statement GS CLEANTECH CORPORATION. |
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| December 31, 2007 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ] Confidential, for use of the [ ] Definitive Information Statement Commission only GS CLEANTECH CORPORATION - (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| December 11, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: December 11, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizat |
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| December 11, 2007 |
STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GS CLEANTECH CORPORATION GS CleanTech Corporation (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware ("GCL"), does hereby certify: FIRST: That by written consent in lieu of meeting dated November 8, 2007, the Board of Directors of the Corporation duly adopted a resolution setting forth proposed amendments of the Certificate of Incorporation of the Corporation, declaring said amendments to be advisable and calling for the approval of the amendments by the stockholders. |
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| November 30, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: November 30, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizat |
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| November 21, 2007 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ] Confidential, for use of [x] Definitive Information Statement the Commission only GS CLEANTECH CORPORATION - (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| November 14, 2007 |
- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-QSB - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL QUARTER ENDED SEPTEMBER 30, 2007 COMMISSION FILE NO.: 0-50469 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of IRS Employer incor |
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| November 13, 2007 |
GREENSHIFT AND SUBSIDIARIES RELEASE SHAREHOLDER LETTER NEW YORK, N.Y., November 9, 2007 - Kevin Kreisler, chairman and chief executive officer of GreenShift Corporation (OTC Bulletin Board: GSHF), issued the following letter today to the shareholders of GreenShift and its subsidiaries, GS CleanTech Corporation, GS AgriFuels Corporation and GS Energy Corporation: Dear Shareholders: We continue to m |
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| November 13, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: November 9, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizati |
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| November 9, 2007 |
SCHEDULE 14C (Rule 14c-101) INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [x] Preliminary Information Statement [ ]Confidential, for use [ ] Definitive Information Statement of the Commission only GS CLEANTECH CORPORATION . |
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| August 16, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: July 1, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization I |
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| August 16, 2007 |
ASSIGNMENT AND ASSUMPTION AGREEMENT THAT GS CARBON CORPORATION, a Delaware corporation (the "Seller"), effective as of July 1, 2007, pursuant to that certain Share Purchase Agreement effective July 1, 2007 by and between GS CLEANTECH CORPORATION (the "Buyer"), and all agreements executed or delivered in connection therewith (collectively, the "Purchase Documents"), and for and in considerations for the assumption by Buyer of all rights and obligations of Seller pursuant to that certain Securities Purchase Agreement dated February 28, 2007 by and between Seller and CORNELL CAPITAL PARTNERS, L. |
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| August 16, 2007 |
Dated: February 27, 2007 NEITHER THIS DEBENTURE NOR THE SECURITIES INTO WHICH THIS DEBENTURE IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE "SECURITIES ACT"), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER THE SECURITIES ACT OR PURSUANT TO AN AVAILABLE EXEMPTION FROM, OR IN A TRANSACTION NOT SUBJECT TO, THE REGISTRATION REQUIREMENTS OF THE SECURITIES ACT AND IN ACCORDANCE WITH APPLICABLE STATE SECURITIES LAWS. |
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| August 14, 2007 |
- - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-QSB - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL QUARTER ENDED JUNE 30, 2007 COMMISSION FILE NO.: 0-50469 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorpo |
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| August 6, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: June 30, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization |
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| June 25, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: June 22, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organization |
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| June 25, 2007 |
GREENSHIFT RELEASES SHAREHOLDER LETTER NEW YORK, N.Y., June 22, 2007 - GreenShift Corporation (OTC Bulletin Board: GSHF) chairman and chief executive officer, Kevin Kreisler, issued the following letter to GreenShift's shareholders today: Dear Shareholders: We have accomplished much since GreenShift initiated operations in April 2005, and we are proud and excited by the progress we have made in ou |
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| May 21, 2007 |
- - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-QSB - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL QUARTER ENDED MARCH 31, 2007 COMMISSION FILE NO.: 0-50469 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorp |
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| May 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING GS CleanTech Corporation - Commission File No. |
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| April 27, 2007 |
GS CLEANTECH CORP. REGISTRATION STATEMENT As filed with the Securities and Exchange Commission on April 27, 2007 Registration Number: 333- SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 27, 2007 |
EXHIBIT 4.1 GS CLEANTECH CORPORATION 2007 Equity Incentive Plan Article 1. Establishment and Purpose 1.1 Establishment of the Plan. GS CleanTech Corporation, a Delaware corporation (the "Company" or "GS CleanTech"), hereby establishes an incentive compensation plan (the "Plan"), as set forth in this document. 1.2 Purpose of the Plan. The purpose of the Plan is to promote the success and enhance th |
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| April 17, 2007 |
GS AGRIFUELS PLEDGE AGREEMENT PLEDGE AGREEMENT (this "Agreement"), dated as of October 25, 2006, by and between THE STILLWATER ASSET-BACKED FUND LP, a Delaware limited partnership ("Lender"), and GS AGRIFUELS CORPORATION, a Delaware corporation ("Pledgor"). |
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| April 17, 2007 |
GUARANTY AGREEMENT GUARANTY AGREEMENT (this "Agreement"), dated as of October 25, 2006, by GREENSHIFT CORPORATION, a Delaware corporation, GS AGRIFUELS CORPORATION, a Delaware corporation, GS ENERGY CORPORATION, a Delaware corporation and GS CLEANTECH CORPORATION, a Delaware corporation (each a "Guarantor" and collectively, the "Guarantors") in favor or THE STILLWATER ASSET-BACKED FUND LP, a Delaware limited partnership (the "Lender"). |
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| April 17, 2007 |
================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 30, 2007 |
GS CLEANTECH CORP. NOTICE OF LATE FILING SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Notification of Late Filing GS CLEANTECH CORPORATION Commission File Number 0-50469 (Check one) [X] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [ ] Form 10-Q and Form 10-QSB [ ] Form N-SAR [ ] Form N-CSR For the period ended: December 31, 2006 - [ ] Transition Report on Form 10-K and Form 10-KSB [ ] Transition Report on |
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| March 6, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: February 28, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizat |
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| March 6, 2007 |
EX-10 2 ex10a.txt EXHIBIT 10-A STIPULATION OF SETTLEMENT SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF QUEENS -X KERNS MANUFACTURING CORP., : Index No. 19788/03 Plaintiff, : : -against - STIPULATION OF : SETTLEMENT VERIDIUM CORPORATION and KBF POLLUTION MANAGEMENT, INC., : Defendants. : -X WHEREAS, the above referenced action was assigned for trial before the Honorable Timothy J. Flaherty, J.S. |
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| February 22, 2007 |
Exhibit 3-a STATE OF DELAWARE CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF GS CLEANTECH CORPORATION GS CleanTech Corporation (the "Corporation"), a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware ("GCL") does hereby certify: FIRST: That by written consent in lieu of meeting dated December 18, 2006, the Board of Directors of the Corporation duly adopted a resolution setting forth proposed amendments of the Certificate of Incorporation of the Corporation, declaring said amendments to be advisable and calling for the approval of the amendments by the stockholders. |
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| February 22, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: February 21, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizat |
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| January 22, 2007 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 8-K - CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 COMMISSION FILE NO.: 0-50469 Date of Report: January 17, 2007 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer incorporation or organizati |
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| January 11, 2007 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: [ ] Preliminary Information Statement [ ]Confidential, for use of the Commission only [X] Definitive Information Statement GS CleanTech Corporation - (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): [x] No fee required. |
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| December 20, 2006 |
SCHEDULE 14C INFORMATION REQUIRED IN INFORMATION STATEMENT Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 15, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549-7010 DIVISION OF CORPORATION FINANCE Mail Stop 7010 December 15, 2006 via U.S. mail and facsimile Mr. Kevin Kreisler Chief Executive Officer GS Cleantech Corporation 535 West 34th Street, Suite 203 New York, NY 10001 RE: Form 10-KSB for the fiscal year ended December 31, 2005 Form 10-QSB for the period ended September 30, 2006 |
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| December 14, 2006 |
December 15, 2006 Via Edgar U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington D.C. 20549 Attn: Rufus Decker Accounting Branch Chief Re: GS Cleantech Corporation Form 10-KSB for the fiscal year ended December 31, 2005 Form 10-QSB for the period ended June 30, 2006 Form 8-K dated April 28, 2006 Form 8-K/A#1 date July 1, 2006 File No. 0-50469 Dear Mr. |
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| December 7, 2006 |
- - GS CleanTech Corporation - - Attachment #1 - - Beneficial Conversion Feature on Preferred Stock - - A B C = A / D D =(B-C)*D Preferred Dividends - - |
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| November 16, 2006 |
- - SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM 10-QSB - QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL QUARTER ENDED SEPTEMBER 30, 2006 COMMISSION FILE NO.: 0-50469 GS CLEANTECH CORPORATION - - (Exact name of registrant as specified in its charter) Delaware 59-3764931 - - (State of other jurisdiction of (IRS Employer in |
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| November 14, 2006 |
GS CLEANTECH NOTICE OF LATE FILING SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Notification of Late Filing GS CLEANTECH CORPORATION - Commission File Number 0-50469 (Check one) [ ] Form 10-K and Form 10-KSB [ ] Form 11-K [ ] Form 20-F [X] Form 10-Q and Form 10-QSB [ ] Form N-SAR [ ] Form N-CSR For the period ended: September 30, 2006 - [ ] Transition Report on Form 10-K and Form 10-KSB [ ] Transition Report |
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| November 13, 2006 |
November 8, 2006 Via Edgar and Federal Express - - U.S. Securities and Exchange Commission Division of Corporate Finance 100 F Street, N.E. Washington D.C. 20549 Attn: Rufus Decker Accounting Branch Chief Re: GS Cleantech Corporation Form 10-KSB for the fiscal year ended December 31, 2005 Form 10-QSB for the period ended June 30, 2006 Form 8-K dated April 28, 2006 Form 8-K/A#1 date July 1, 2006 Fi |
