Statistici de bază
| CIK | 1221149 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Gladstone Investment Corp., 6.75% Series B Cumulative Term Preferred Stock
SEC Filings (Chronological Order)
Această pagină oferă o listă completă, cronologică, a dosarelor SEC, cu excepția dosarelor de proprietate pe care le oferim în altă parte.
| April 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) * Gladstone Investment Corp. (Name of Issuer) Cumulative Preferred (Title of Class of Securities) 376546602 376546800 (CUSIP Number) March 31, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pur |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) * Gladstone Investment Corp. (Name of Issuer) Cumulative Preferred (Title of Class of Securities) 376546503 376546602 376546800 (CUSIP Number) February 28, 2021 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) * Gladstone Investment Corp. (Name of Issuer) Cumulative Preferred (Title of Class of Securities) 376546503 376546602 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule |
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| February 14, 2020 |
GAIN / Gladstone Investment Corp. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 4) * Gladstone Investment Corp (GAIN) (Name of Issuer) Cumulative Preferred (Title of Class of Securities) 376546503,37656602 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the |
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| February 14, 2019 |
GAIN / Gladstone Investment Corp. / Karpus Management, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 3) * Gladstone Investment Corp (GAIN) (Name of Issuer) Cumulative Preferred (Title of Class of Securities) 376546503, 376546602 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate t |
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| August 24, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 2) * Gladstone Investment Corp (GAIN) (Name of Issuer) Cumulative Preferred (Title of Class of Securities) 376546404, 376546503, 376546602 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13 G Under the Securities Exchange Act of 1934 (Amendment No. 1) Gladstone Investment Corp (GAIN) (Name of Issuer) Preferred (Title of Class of Securities) 376546404, 376546503 (CUSIP Number) December 31, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu |
