Richard Lampen - Insider Trading Tracker

Douglas Elliman Inc.

US ˙ NYSE ˙ US25961D1054

Introducere

Această pagină oferă o analiză cuprinzătoare a istoricului cunoscut al tranzacțiilor privilegiate a Richard Lampen. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. Este ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații specifice, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4. În ciuda acestor restricții, cercetările academice sugerează că persoanele din interior - în general - tind să depășească piața în propriile companii.

Rentabilitatea medie comercială

Rentabilitatea medie a comerțului este randamentul mediu al tuturor achizițiilor de pe piața deschisă efectuate de persoane din interior în ultimii trei ani. Pentru a calcula acest lucru, examinăm fiecare achiziție neplanificată pe piață deschisă făcută de către insider, excluzând toate tranzacțiile care au fost marcate ca parte a unui plan de tranzacționare 10b5-1. Apoi calculăm performanța medie a acelor tranzacții pe 3, 6 și 12 luni, făcând o medie a fiecărei durate pentru a genera o valoare finală a performanței pentru fiecare tranzacție. În cele din urmă, facem o medie a tuturor valorilor de performanță pentru a calcula o valoare de performanță pentru persoana din interior. Această listă include doar persoane din interior care au efectuat cel puțin trei tranzacții în ultimii doi ani.

Dacă profitabilitatea acestei tranzacții este „N/A”, atunci acesta fie nu a făcut nicio achiziție pe piața deschisă în ultimii trei ani, fie tranzacțiile pe care le-au făcut sunt prea recente pentru a calcula o măsură de performanță fiabilă.

Frecvența actualizării: zilnic

Consultați lista celor mai profitabili comercianți din interior.

Vezi Insider cu cel mai înalt rang

Companii cu poziții din interior raportate

Înregistrările SEC indică faptul că Richard Lampen a raportat participații sau tranzacții în următoarele companii:

Securitate	Titlu	Ultimele participații raportate
US:DOUG / Douglas Elliman Inc.	Director	1.244.447
US:VGR / Vector Group Ltd.	EVP/COO, Director	0
US:LTS / Ladenburg Thalmann Financial Services, Inc.		0
US:ROX / Castle Brands, Inc.	President and CEO, Director	0
US:SGBX / Olenox Industries Inc.	Director	50.000

Cum se interpretează diagramele

Următoarele diagrame arată performanța acțiunilor de valori mobiliare ulterioare fiecărei tranzacții neplanificate pe piață deschisă efectuată de Richard Lampen. Comerțurile neplanificate sunt tranzacții care nu au fost efectuate ca parte a unui plan de tranzacționare 10b5-1. Performanța acțiunilor este reprezentată ca variație procentuală cumulată a prețului acțiunilor. De exemplu, dacă o tranzacție privilegiată a fost efectuată la 1 ianuarie 2019, graficul va afișa modificarea procentuală zilnică a titlului până în prezent. Dacă prețul acțiunilor ar merge de la 10 USD la 15 USD în acest timp, modificarea procentuală cumulativă a prețului acțiunilor ar fi de 50%. O modificare a prețului de la 10 USD la 20 USD ar fi 100%, iar o modificare a prețului de la 10 USD la 5 USD ar fi -50%.

În cele din urmă, încercăm să determinăm cât de strâns se corelează tranzacțiile insider-ului cu randamentele în exces (pozitive sau negative) ale prețului acțiunilor, pentru a vedea dacă insider-ul își programează tranzacțiile pentru a profita de informațiile privilegiate. Luați în considerare situația în care un insider făcea asta. În această situație, ne-am aștepta fie la (a) randamente pozitive după achiziții, fie (b) la profituri negative după vânzare. În cazul punctului (a), graficul CUMPĂRĂRI ar arăta o serie de curbe în pantă ascendentă, indicând randamente pozitive după fiecare tranzacție de cumpărare. În cazul (b), graficul VÂNZARE ar arăta o serie de curbe înclinate în jos, indicând randamente negative după fiecare tranzacție de vânzare.

Cu toate acestea, acest lucru în sine nu este suficient pentru a trage concluzii. Dacă, de exemplu, prețul acțiunilor companiei a fost într-o creștere neciclică de-a lungul multor ani, atunci ne-am aștepta ca toate parcelele post-cumpărare să fie în pantă ascendentă. De asemenea, scăderile non-ciclice de-a lungul multor ani ar avea ca rezultat o pantă descendentă post-tranzacționare. Niciunul dintre aceste grafice nu ar sugera activitate de tranzacționare a informațiilor privilegiate.

Cel mai puternic indicator ar fi o situație în care prețul acțiunilor a fost extrem de ciclic, și au existat atât semnale pozitive în graficul CUMPĂRARE, cât și grafice negative pe graficul VÂNZARE. Această situație ar sugera foarte mult un insider care a programat tranzacțiile în avantajul lor financiar.

Achiziții din interior DOUG / Douglas Elliman Inc. - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în DOUG / Douglas Elliman Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție, iar rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției	Ticker	Insider	Raportat Acțiuni	Raportat Preț	Ajustat Acțiuni	Ajustat Preț	Baza costurilor	Zile pentru Max	Pret la Max	Max Profit ($)	Randament maxim (%)
2024-07-10	DOUG	LAMPEN RICHARD	75.000	1,1953	75.000	1,1953	89.648	321	3.0000	135.353	150,98
2024-07-09	DOUG	LAMPEN RICHARD	30.000	1,1591	30.000	1,1591	34.773
2024-07-05	DOUG	LAMPEN RICHARD	125.000	1,0775	125.000	1,0775	134.688
2023-11-21	DOUG	LAMPEN RICHARD	10.000	1,6946	10.000	1,6946	16.946
2023-11-16	DOUG	LAMPEN RICHARD	10.000	1,7433	10.000	1,7433	17.433
2023-08-22	DOUG	LAMPEN RICHARD	50.000	2,0928	50.000	2,0928	104.640
2022-09-07	DOUG	LAMPEN RICHARD	10.000	4,5520	10.500	4,3352	45.520
2022-06-29	DOUG	LAMPEN RICHARD	10.000	4,6853	10.500	4,4622	46.853
2022-05-17	DOUG	LAMPEN RICHARD	5.000	5,6362	5.250	5,3678	28.181
2022-03-11	DOUG	LAMPEN RICHARD	20.000	6,7647	21.000	6,4426	135.294
2022-03-10	DOUG	LAMPEN RICHARD	10.000	6,8874	10.500	6,5594	68.874
2022-03-07	DOUG	LAMPEN RICHARD	10.000	6,6896	10.500	6,3710	66.896
2022-03-04	DOUG	LAMPEN RICHARD	20.000	6,9768	21.000	6,6446	139.536

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate sunt acțiunile ajustate în funcție de divizarea.

Vânzări din interior DOUG / Douglas Elliman Inc. - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în DOUG / Douglas Elliman Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție, iar rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Ticker Insider Raportat
Acțiuni Raportat
Preț Ajustat
Acțiuni Ajustat
Preț Baza costurilor Zile pentru
Min Pret la
Min Pierdere maximă
Evitat ($) Pierdere maximă
Evitat (%)

Nu se cunosc tranzacții neplanificate pe piața deschisă pentru această combinație de informații privilegiate și de securitate

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate sunt acțiunile ajustate în funcție de divizarea.

Achiziții din interior LTSAP / Osaic Financial Services, Inc. - Preferred Stock - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în DOUG / Douglas Elliman Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție, iar rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Ticker Insider Raportat
Acțiuni Raportat
Preț Ajustat
Acțiuni Ajustat
Preț Baza costurilor Zile pentru
Max Pret la
Max Max
Profit ($) Randament maxim (%)

2019-06-03 LTS LAMPEN RICHARD 10.000 3,1326 10.000 3,1326 31.326 24

2019-05-31 LTS LAMPEN RICHARD 10.000 3,2295 10.000 3,2295 32.295

2019-05-30 LTS LAMPEN RICHARD 10.000 3,3668 10.000 3,3668 33.668

2019-05-23 LTS LAMPEN RICHARD 10.000 3,3399 10.000 3,3399 33.399

2019-05-22 LTS LAMPEN RICHARD 10.000 3,3515 10.000 3,3515 33.515

2019-05-16 LTS LAMPEN RICHARD 10.000 3,3139 10.000 3,3139 33.139

2019-04-15 LTS LAMPEN RICHARD 10.000 3,4301 10.000 3,4301 34.301

2019-04-10 LTS LAMPEN RICHARD 10.000 3,2363 10.000 3,2363 32.363

2019-04-10 LTS LAMPEN RICHARD 10.000 3,2377 10.000 3,2377 32.377

2018-11-15 LTS LAMPEN RICHARD 5.000 2,6835 5.000 2,6835 13.418

2018-10-12 LTS LAMPEN RICHARD 10.000 2,5388 10.000 2,5388 25.388

2018-09-21 LTS LAMPEN RICHARD 50.000 2,5286 50.000 2,5286 126.430

2018-08-17 LTS LAMPEN RICHARD 5.000 3,2000 5.000 3,2000 16.000

2018-07-02 LTS LAMPEN RICHARD 5.000 3,4018 5.000 3,4018 17.009

2018-06-29 LTS LAMPEN RICHARD 5.000 3,4290 5.000 3,4290 17.145

2018-06-28 LTS LAMPEN RICHARD 10.000 3,5017 10.000 3,5017 35.017

2018-06-27 LTS LAMPEN RICHARD 5.000 3,5695 5.000 3,5695 17.848

2018-06-25 LTS LAMPEN RICHARD 5.000 3,5676 5.000 3,5676 17.838

2018-04-13 LTS LAMPEN RICHARD 5.000 3,3022 5.000 3,3022 16.511

2018-04-12 LTS LAMPEN RICHARD 5.000 3,1964 5.000 3,1964 15.982

2018-04-06 LTS LAMPEN RICHARD 5.000 3,1000 5.000 3,1000 15.500

2018-04-02 LTS LAMPEN RICHARD 5.000 3,0946 5.000 3,0946 15.473

2018-03-29 LTS LAMPEN RICHARD 10.000 3,2957 10.000 3,2957 32.957

2018-03-28 LTS LAMPEN RICHARD 20.000 3,2489 20.000 3,2489 64.978

2017-05-22 LTS LAMPEN RICHARD 5.000 2,2273 5.000 2,2273 11.136

2017-03-17 LTS LAMPEN RICHARD 10.000 2,3342 10.000 2,3342 23.342

2016-11-09 LTS LAMPEN RICHARD 718 1,8500 718 1,8500 1.328

2016-11-09 LTS LAMPEN RICHARD 7.800 1,8600 7.800 1,8600 14.508

2016-11-09 LTS LAMPEN RICHARD 1.482 1,8650 1.482 1,8650 2.764

2016-08-16 LTS LAMPEN RICHARD 2.600 2,2800 2.600 2,2800 5.928

2016-08-16 LTS LAMPEN RICHARD 2.400 2,2900 2.400 2,2900 5.496

2016-01-14 LTS LAMPEN RICHARD 3.900 2,2400 3.900 2,2400 8.736

2016-01-14 LTS LAMPEN RICHARD 1.100 2,2500 1.100 2,2500 2.475

2015-09-28 LTS LAMPEN RICHARD 10.000 2,1200 10.000 2,1200 21.200

2015-09-24 LTS LAMPEN RICHARD 5.000 2,2500 5.000 2,2500 11.250

2015-09-22 LTS LAMPEN RICHARD 5.000 2,2800 5.000 2,2800 11.400

2015-08-24 LTS LAMPEN RICHARD 5.000 2,3852 5.000 2,3852 11.926

2015-08-14 LTS LAMPEN RICHARD 5.000 2,6175 5.000 2,6175 13.088

2015-08-12 LTS LAMPEN RICHARD 5.000 2,6722 5.000 2,6722 13.361

2015-07-07 LTS LAMPEN RICHARD 5.000 3,3719 5.000 3,3719 16.860

2015-07-02 LTS LAMPEN RICHARD 5.000 3,4600 5.000 3,4600 17.300

2015-06-09 LTS LAMPEN RICHARD 5.000 3,6074 5.000 3,6074 18.037

2014-12-11 LTS LAMPEN RICHARD 500 3,7100 500 3,7100 1.855

2014-12-11 LTS LAMPEN RICHARD 4.500 3,7200 4.500 3,7200 16.740

2014-05-21 LTS LAMPEN RICHARD 3.000 2,6700 3.000 2,6700 8.010

2014-05-21 LTS LAMPEN RICHARD 900 2,6900 900 2,6900 2.421

2014-05-21 LTS LAMPEN RICHARD 1.000 2,7100 1.000 2,7100 2.710

2014-05-21 LTS LAMPEN RICHARD 100 2,7200 100 2,7200 272

2014-05-09 LTS LAMPEN RICHARD 630 2,6700 630 2,6700 1.682

2014-05-09 LTS LAMPEN RICHARD 166 2,7000 166 2,7000 448

2014-05-09 LTS LAMPEN RICHARD 4.204 2,7200 4.204 2,7200 11.435

2014-04-15 LTS LAMPEN RICHARD 5.000 2,5900 5.000 2,5900 12.950

2014-04-11 LTS LAMPEN RICHARD 2.100 2,6700 2.100 2,6700 5.607

2014-04-11 LTS LAMPEN RICHARD 2.900 2,6800 2.900 2,6800 7.772

2014-03-14 LTS LAMPEN RICHARD 850 2,9700 850 2,9700 2.524

2014-03-14 LTS LAMPEN RICHARD 1.250 2,9900 1.250 2,9900 3.738

2014-03-14 LTS LAMPEN RICHARD 2.900 3,0000 2.900 3,0000 8.700

2014-01-13 LTS LAMPEN RICHARD 319 2,9300 319 2,9300 935

2014-01-13 LTS LAMPEN RICHARD 492 2,9521 492 2,9521 1.452

2014-01-13 LTS LAMPEN RICHARD 3.056 2,9616 3.056 2,9616 9.051

2014-01-13 LTS LAMPEN RICHARD 1.133 2,9700 1.133 2,9700 3.365

2013-08-15 LTS LAMPEN RICHARD 50.000 1,6700 50.000 1,6700 83.500

2013-04-05 LTS LAMPEN RICHARD 500 1,5700 500 1,5700 785

2013-04-05 LTS LAMPEN RICHARD 4.351 1,6000 4.351 1,6000 6.962

2013-04-05 LTS LAMPEN RICHARD 149 1,6300 149 1,6300 243

2013-03-21 LTS LAMPEN RICHARD 25 1,6800 25 1,6800 42

2013-03-21 LTS LAMPEN RICHARD 2.117 1,6900 2.117 1,6900 3.578

2013-03-21 LTS LAMPEN RICHARD 4.631 1,7000 4.631 1,7000 7.873

2013-03-20 LTS LAMPEN RICHARD 793 1,6500 793 1,6500 1.308

2013-03-20 LTS LAMPEN RICHARD 534 1,6600 534 1,6600 886

2013-03-20 LTS LAMPEN RICHARD 1.250 1,6700 1.250 1,6700 2.088

2013-03-20 LTS LAMPEN RICHARD 650 1,6800 650 1,6800 1.092

2012-11-14 LTS LAMPEN RICHARD 20.000 1,1500 20.000 1,1500 23.000

2012-11-09 LTS LAMPEN RICHARD 1.275 1,2800 1.275 1,2800 1.632

2012-11-09 LTS LAMPEN RICHARD 3.725 1,2900 3.725 1,2900 4.805

2012-10-10 LTS LAMPEN RICHARD 10.000 1,2500 10.000 1,2500 12.500

2012-10-04 LTS LAMPEN RICHARD 5.000 1,3400 5.000 1,3400 6.700

2012-08-15 LTS LAMPEN RICHARD 1.050 1,3200 1.050 1,3200 1.386

2012-08-15 LTS LAMPEN RICHARD 2.400 1,3300 2.400 1,3300 3.192

2012-08-15 LTS LAMPEN RICHARD 1.550 1,3400 1.550 1,3400 2.077

2012-05-30 LTS LAMPEN RICHARD 800 1,4300 800 1,4300 1.144

2012-05-30 LTS LAMPEN RICHARD 4.200 1,4400 4.200 1,4400 6.048

2012-05-24 LTS LAMPEN RICHARD 5.000 1,5200 5.000 1,5200 7.600

2012-05-15 LTS LAMPEN RICHARD 25 1,4500 25 1,4500 36

2012-05-15 LTS LAMPEN RICHARD 454 1,4600 454 1,4600 663

2012-05-15 LTS LAMPEN RICHARD 4.521 1,4700 4.521 1,4700 6.646

2012-04-13 LTS LAMPEN RICHARD 3.000 1,6400 3.000 1,6400 4.920

2012-04-10 LTS LAMPEN RICHARD 5.000 1,5800 5.000 1,5800 7.900

2012-04-03 LTS LAMPEN RICHARD 5.000 1,7900 5.000 1,7900 8.950

2012-03-23 LTS LAMPEN RICHARD 5.000 1,8600 5.000 1,8600 9.300

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate sunt acțiunile ajustate în funcție de divizarea.

Vânzări din interior LTSAP / Osaic Financial Services, Inc. - Preferred Stock - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în DOUG / Douglas Elliman Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție, iar rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Ticker Insider Raportat
Acțiuni Raportat
Preț Ajustat
Acțiuni Ajustat
Preț Baza costurilor Zile pentru
Min Pret la
Min Pierdere maximă
Evitat ($) Pierdere maximă
Evitat (%)

Nu se cunosc tranzacții neplanificate pe piața deschisă pentru această combinație de informații privilegiate și de securitate

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate sunt acțiunile ajustate în funcție de divizarea.

Achiziții din interior OLOX / Olenox Industries Inc. - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în DOUG / Douglas Elliman Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție, iar rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Ticker Insider Raportat
Acțiuni Raportat
Preț Ajustat
Acțiuni Ajustat
Preț Baza costurilor Zile pentru
Max Pret la
Max Max
Profit ($) Randament maxim (%)

2012-11-19 SGBX LAMPEN RICHARD 30.000 0,3500 865 12,1333 10.500 730

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate sunt acțiunile ajustate în funcție de divizarea.

Vânzări din interior OLOX / Olenox Industries Inc. - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în DOUG / Douglas Elliman Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție, iar rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Ticker Insider Raportat
Acțiuni Raportat
Preț Ajustat
Acțiuni Ajustat
Preț Baza costurilor Zile pentru
Min Pret la
Min Pierdere maximă
Evitat ($) Pierdere maximă
Evitat (%)

Nu se cunosc tranzacții neplanificate pe piața deschisă pentru această combinație de informații privilegiate și de securitate

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate sunt acțiunile ajustate în funcție de divizarea.

Istoricul tranzacțiilor privilegiate

Acest tabel arată lista completă a tranzacțiilor privilegiate efectuate de Richard Lampen, astfel cum a fost dezvăluită Comisiei pentru Bursa de Valori Valori (SEC).

Data fișierului Tran Data Formă Ticker Securitate Cod 10b5-1 Acțiuni Acțiuni rămase La sută
Schimbare Acțiune
Preț Tran
Valoare Rămas
Valoare

2026-04-14 2026-04-10 4 DOUG Douglas Elliman Inc.
Common Stock A - Award 90.910 1.244.447 7,88

2025-06-30 2025-06-28 4 DOUG Douglas Elliman Inc.
Common Stock A - Award 61.983 1.153.537 5,68

2024-12-17 2024-12-13 4 DOUG Douglas Elliman Inc.
Common Stock D - Sale to Issuer -1.181.250 1.091.554 -51,97

2024-10-07 2024-10-07 4 VGR VECTOR GROUP LTD
Common Stock D - Sale to Issuer -607.500 0 -100,00 15,00 -9.112.500

2024-10-07 2024-10-07 4 VGR VECTOR GROUP LTD
Common Stock (underlying performance-based restricted stock) A - Award 292.500 607.500 92,86

2024-10-07 2024-10-05 4 VGR VECTOR GROUP LTD
Common Stock U - Other -6.179 0 -100,00 15,00 -92.685

2024-10-07 2024-10-05 4 VGR VECTOR GROUP LTD
Common Stock U - Other -557.578 315.000 -63,90 15,00 -8.363.670 4.725.000

2024-07-11 2024-07-10 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 75.000 2.272.804 3,41 1,20 89.648 2.716.683

2024-07-09 2024-07-09 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 30.000 2.197.804 1,38 1,16 34.773 2.547.475

2024-07-09 2024-07-05 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 125.000 2.167.804 6,12 1,08 134.688 2.335.809

2024-05-28 2024-05-27 4 VGR VECTOR GROUP LTD
Common stock F - Taxes -7.378 872.578 -0,84 10,90 -80.383 9.506.737

2024-03-04 2024-02-29 4 DOUG Douglas Elliman Inc.
Common Stock A - Award 525.000 2.042.804 34,59

2024-02-26 2024-02-24 4 VGR VECTOR GROUP LTD
Common stock F - Taxes -50.171 879.956 -5,39 11,20 -562.041 9.857.707

2024-02-26 2024-02-24 4 VGR VECTOR GROUP LTD
Common stock A - Award 22.500 930.127 2,48

2024-02-15 2024-02-13 4 VGR VECTOR GROUP LTD
Common stock A - Award 120.000 907.627 15,24

2023-12-18 2023-12-15 4 DOUG Douglas Elliman Inc.
Common Stock F - Taxes -103.293 1.517.804 -6,37 2,53 -261.331 3.840.044

2023-12-06 2023-12-06 4 VGR VECTOR GROUP LTD
Common stock G - Gift -10.000 787.627 -1,25

2023-11-22 2023-11-21 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 10.000 1.621.097 0,62 1,69 16.946 2.747.111

2023-11-20 2023-11-16 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 10.000 1.611.097 0,62 1,74 17.433 2.808.625

2023-09-12 2023-09-08 4 VGR VECTOR GROUP LTD
Common stock P - Purchase 10.000 797.627 1,27 10,32 103.185 8.230.314

2023-08-23 2023-08-22 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 50.000 1.601.097 3,22 2,09 104.640 3.350.776

2023-05-30 2023-05-27 4 VGR VECTOR GROUP LTD
Common stock F - Taxes -7.378 787.627 -0,93 11,86 -87.466 9.337.318

2023-03-16 2023-03-14 4 DOUG Douglas Elliman Inc.
Common Stock A - Award 500.000 1.477.236 51,16

2023-02-27 2023-02-24 4 VGR VECTOR GROUP LTD
Common stock F - Taxes -32.463 795.005 -3,92 13,47 -437.277 10.708.717

2023-02-17 2023-02-15 4 VGR VECTOR GROUP LTD
Common stock A - Award 90.000 827.468 12,20

2023-01-13 2023-01-12 4 VGR VECTOR GROUP LTD
Common stock G - Gift -15.000 737.468 -1,99

2023-01-09 2023-01-06 4 VGR VECTOR GROUP LTD
Common Stock F - Taxes -167.918 752.468 -18,24 12,48 -2.095.617 9.390.801

2023-01-09 2023-01-06 4 VGR VECTOR GROUP LTD
Common Stock M - Exercise 175.884 920.386 23,62 11,47 2.017.389 10.556.827

2022-12-16 2022-12-15 4 DOUG Douglas Elliman Inc.
Common Stock F - Taxes -49.187 977.236 -4,79 3,98 -196.010 3.894.285

2022-09-09 2022-09-07 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 10.000 1.026.423 0,98 4,55 45.520 4.672.277

2022-06-30 2022-06-29 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 10.000 1.016.423 0,99 4,69 46.853 4.762.247

2022-05-27 2022-05-27 4 VGR VECTOR GROUP LTD
Common Stock F - Taxes -7.378 744.502 -0,98 12,35 -91.118 9.194.600

2022-05-19 2022-05-17 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 5.000 1.006.423 0,50 5,64 28.181 5.672.401

2022-03-14 2022-03-11 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 20.000 1.001.423 2,04 6,76 135.294 6.774.326

2022-03-14 2022-03-10 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 10.000 981.423 1,03 6,89 68.874 6.759.453

2022-03-07 2022-03-07 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 10.000 971.423 1,04 6,69 66.896 6.498.431

2022-03-07 2022-03-04 4 DOUG Douglas Elliman Inc.
Common Stock P - Purchase 20.000 961.423 2,12 6,98 139.536 6.707.656

2022-03-03 2022-03-01 4 VGR VECTOR GROUP LTD
Common Stock A - Award 180.000 751.880 31,48

2022-02-28 2022-02-24 4 VGR VECTOR GROUP LTD
Common Stock F - Taxes -14.728 571.880 -2,51 10,76 -158.507 6.154.744

2022-01-03 2021-12-31 4 DOUG Douglas Elliman Inc.
Common Stock A - Award 500.000 941.423 113,27

2022-01-03 2021-12-29 4 DOUG Douglas Elliman Inc.
Common Stock J - Other 3.089 3.089

2022-01-03 2021-12-29 4 DOUG Douglas Elliman Inc.
Common Stock J - Other 441.423 441.423

2021-12-21 3 DOUG Douglas Elliman Inc.
No Securities Owned 0

2021-05-28 2021-05-27 4 VGR VECTOR GROUP LTD
Common Stock F - Taxes -7.378 586.608 -1,24 14,48 -106.852 8.495.550

2021-02-26 2021-02-24 4 VGR VECTOR GROUP LTD
Common Stock A - Award 150.000 593.986 33,78

2021-01-20 2021-01-15 4 VGR VECTOR GROUP LTD
Common Stock P - Purchase 15.000 443.986 3,50 12,10 181.500 5.372.231

2020-09-23 2020-09-23 4 VGR VECTOR GROUP LTD
Common Stock P - Purchase 2.500 428.986 0,59 9,25 23.125 3.968.120

2020-09-23 2020-09-22 4 VGR VECTOR GROUP LTD
Common Stock P - Purchase 5.000 426.486 1,19 9,45 47.250 4.030.293

2020-09-14 2020-09-11 4 VGR VECTOR GROUP LTD
Common Stock P - Purchase 50.000 421.486 13,46 10,15 507.500 4.278.083

2020-05-29 2020-05-27 4 VGR VECTOR GROUP LTD
Common Stock A - Award 75.000 371.486 25,30

2020-05-20 2020-05-18 4 VGR VECTOR GROUP LTD
Common Stock P - Purchase 25.000 296.486 9,21 10,85 271.250 3.216.873

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) D - Sale to Issuer -200.000 0 -100,00 0,85 -170.000

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) D - Sale to Issuer -200.000 0 -100,00

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) D - Sale to Issuer -400.000 0 -100,00 0,25 -100.000

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) D - Sale to Issuer -300.000 0 -100,00 2,10 -630.000

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) D - Sale to Issuer -600.000 0 -100,00 0,70 -420.000

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) D - Sale to Issuer -600.000 0 -100,00 2,22 -1.332.000

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock D - Sale to Issuer -83.333 0 -100,00 3,50 -291.666

2020-02-14 2020-02-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock D - Sale to Issuer -3.324.916 0 -100,00 3,50 -11.637.206

2020-02-14 2020-02-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
8.00% Series A Cumulative Redeemable Preferred Stock S - Sale -4.000 200 -95,24 25,11 -100.456 5.023

2019-11-20 2019-11-18 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) M - Exercise 260.620 0 -100,00

2019-11-20 2019-11-18 4 VGR VECTOR GROUP LTD
Common Stock F - Taxes -211.027 271.486 -43,73 12,46 -2.629.396 3.382.716

2019-11-20 2019-11-18 4 VGR VECTOR GROUP LTD
Common Stock M - Exercise 260.620 482.513 117,45 8,67 2.259.575 4.183.388

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -600.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -500.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -500.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -500.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -500.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -500.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) D - Sale to Issuer -300.000 0 -100,00

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Common Stock U - Other -1.016.065 0 -100,00 1,27 -1.290.403

2019-10-09 2019-10-08 4 ROX Castle Brands Inc
Common Stock U - Other -2.797.470 0 -100,00 1,27 -3.552.787

2019-06-04 2019-06-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 3.324.916 0,30 3,13 31.326 10.415.632

2019-06-03 2019-05-31 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 3.314.916 0,30 3,23 32.295 10.705.521

2019-05-31 2019-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 3.304.916 0,30 3,37 33.668 11.126.991

2019-05-24 2019-05-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 3.294.916 0,30 3,34 33.399 11.004.690

2019-05-23 2019-05-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 3.284.916 0,31 3,35 33.515 11.009.396

2019-05-17 2019-05-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 3.008.671 0,33 3,31 33.139 9.970.435

2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) M - Exercise -600.000 0 -100,00

2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock F - Taxes -333.755 3.274.916 -9,25 3,39 -1.131.429 11.101.965

2019-05-17 2019-05-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock M - Exercise 600.000 3.608.671 19,94 0,90 540.000 3.247.804

2019-04-16 2019-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 2.998.671 0,33 3,43 34.301 10.285.741

2019-04-11 2019-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 83.333 13,64 3,24 32.377 269.807

2019-04-11 2019-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 2.988.671 0,34 3,24 32.363 9.672.236

2019-02-27 2019-02-27 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 62.500 62.500

2019-02-21 2019-02-20 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.797.470 0,36 0,80 7.957 2.225.947

2019-02-20 2019-02-19 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.787.470 0,36 0,80 7.986 2.226.074

2019-02-19 2019-02-15 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.777.470 0,36 0,80 8.008 2.224.198

2019-01-22 2019-01-18 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.767.470 0,36 0,90 8.962 2.480.207

2019-01-18 2019-01-17 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.757.470 0,36 0,91 9.094 2.507.643

2019-01-16 2019-01-15 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.747.470 0,37 0,89 8.941 2.456.513

2019-01-15 2019-01-14 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.737.470 0,37 0,92 9.153 2.505.606

2019-01-14 2019-01-11 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.727.470 0,37 0,89 8.862 2.417.084

2019-01-14 2019-01-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock A - Award 400.000 2.978.671 15,51

2019-01-11 2019-01-10 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.717.470 0,37 0,84 8.390 2.279.957

2019-01-10 2019-01-09 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.707.470 0,37 0,84 8.423 2.280.502

2018-12-26 2018-12-24 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.697.470 0,37 0,80 7.974 2.150.963

2018-12-20 2018-12-19 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.687.470 0,37 0,80 7.977 2.143.795

2018-12-18 2018-12-17 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.677.470 0,37 0,84 8.437 2.258.981

2018-12-17 2018-12-14 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.667.470 0,38 0,82 8.203 2.188.126

2018-12-14 2018-12-13 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 2.657.470 0,38 0,81 8.084 2.148.299

2018-11-16 2018-11-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.578.671 0,19 2,68 13.418 6.919.864

2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) M - Exercise -600.000 0 -100,00

2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock F - Taxes -431.388 2.573.671 -14,36 2,92 -1.259.653 7.515.119

2018-10-18 2018-10-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock M - Exercise 600.000 3.005.059 24,95 1,58 948.000 4.747.993

2018-10-15 2018-10-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 2.405.059 0,42 2,54 25.388 6.105.964

2018-09-24 2018-09-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 50.000 2.395.059 2,13 2,53 126.430 6.056.146

2018-08-23 2018-08-22 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -100.000 300.000 -25,00

2018-08-23 2018-08-22 4 ROX Castle Brands Inc
Common Stock M - Exercise 100.000 2.647.470 3,93 0,35 35.000 926.614

2018-08-20 2018-08-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.345.059 0,21 3,20 16.000 7.504.189

2018-08-02 2018-08-01 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -300.000 0 -100,00

2018-08-02 2018-08-01 4 ROX Castle Brands Inc
Common Stock M - Exercise 300.000 2.547.470 13,35 0,35 105.000 891.614

2018-07-13 2018-07-12 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -200.000 300.000 -40,00

2018-07-13 2018-07-12 4 ROX Castle Brands Inc
Common Stock M - Exercise 200.000 2.247.470 9,77 0,35 70.000 786.614

2018-07-03 2018-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.340.059 0,21 3,40 17.009 7.960.413

2018-07-02 2018-06-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.335.059 0,21 3,43 17.145 8.006.917

2018-06-29 2018-06-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 2.330.059 0,43 3,50 35.017 8.159.168

2018-06-29 2018-06-28 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -200.000 500.000 -28,57

2018-06-29 2018-06-28 4 ROX Castle Brands Inc
Common Stock M - Exercise 200.000 2.047.470 10,83 0,35 70.000 716.614

2018-06-28 2018-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.320.059 0,22 3,57 17.848 8.281.451

2018-06-26 2018-06-25 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.315.059 0,22 3,57 17.838 8.259.204

2018-04-16 2018-04-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 73.333 7,32 3,30 16.511 242.160

2018-04-13 2018-04-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.310.059 0,22 3,20 15.982 7.383.873

2018-04-09 2018-04-06 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 68.333 7,89 3,10 15.500 211.832

2018-04-03 2018-04-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 2.305.059 0,22 3,09 15.473 7.133.236

2018-03-30 2018-03-29 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 2.300.059 0,44 3,30 32.957 7.580.304

2018-03-29 2018-03-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 20.000 2.290.059 0,88 3,25 64.978 7.440.173

2018-03-28 2018-03-28 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -9.000 201.264 -4,28

2018-03-08 2018-03-08 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -22.000 5.605 -79,70

2018-03-08 2018-03-07 4 VGR VECTOR GROUP LTD
Common Stock G - Gift 11.000 27.605 66,25

2018-03-08 2018-03-07 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -11.000 210.264 -4,97

2018-02-27 2018-02-27 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 62.500 62.500

2018-01-22 2018-01-22 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.700 16.605 -13,99

2018-01-22 2018-01-22 4 VGR VECTOR GROUP LTD
Common Stock G - Gift 14.000 19.305 263,90

2018-01-22 2018-01-22 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -16.700 221.264 -7,02

2018-01-17 2018-01-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock A - Award 325.000 2.270.059 16,71

2017-12-29 2017-12-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock G - Gift -25.000 1.945.059 -1,27

2017-11-22 2017-11-20 4 ROX Castle Brands Inc
5% Subordinated Convertible Note due 2018 M - Exercise 50.000,00

2017-11-22 2017-11-20 4 ROX Castle Brands Inc
Common Stock M - Exercise 56.065 1.016.065 5,84 0,90 50.458 914.458

2017-10-12 2017-10-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift 3.000 5.305 130,15

2017-10-12 2017-10-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.000 237.964 -1,24

2017-10-12 2017-10-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -5.000 240.964 -2,03

2017-08-09 2017-08-09 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -15.000 2.196 -87,23

2017-08-09 2017-08-08 4 VGR VECTOR GROUP LTD
Common Stock G - Gift 10.000 17.196 138,97

2017-08-09 2017-08-08 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -10.000 234.252 -4,09

2017-07-21 2017-07-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) M - Exercise -600.000 0 -100,00

2017-07-21 2017-07-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock F - Taxes -572.412 1.970.059 -22,51 2,49 -1.425.306 4.905.447

2017-07-21 2017-07-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock M - Exercise 600.000 2.542.471 30,89 2,30 1.380.000 5.847.683

2017-06-29 2017-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Stock Option (Right to Buy) M - Exercise -20.000 0 -100,00

2017-06-29 2017-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock M - Exercise 20.000 1.942.471 1,04 2,30 46.000 4.467.683

2017-05-23 2017-05-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 5.000 1.922.471 0,26 2,23 11.136 4.281.920

2017-04-05 2017-04-05 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -4.000 244.252 -1,61

2017-03-20 2017-03-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock P - Purchase 10.000 1.917.471 0,52 2,33 23.342 4.475.761

2017-02-23 2017-02-23 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 62.500 62.500

2017-01-18 2017-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
Common Stock A - Award 275.000 1.907.471 16,85

2017-01-10 2017-01-10 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.400 7.196 -25,01

2017-01-10 2017-01-10 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.400 7.196 -25,01

2016-12-28 2016-12-28 4 ROX Castle Brands Inc
Common Stock P - Purchase 40.000 1.847.470 2,21 0,73 29.168 1.347.175

2016-12-28 2016-12-27 4 ROX Castle Brands Inc
Common Stock P - Purchase 50.000 1.807.470 2,84 0,71 35.585 1.286.376

2016-11-14 2016-11-14 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.000 250.652 -1,18

2016-11-10 2016-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.482 1.632.471 0,09 1,86 2.764 3.044.558

2016-11-10 2016-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 7.800 1.630.989 0,48 1,86 14.508 3.033.640

2016-11-10 2016-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 718 1.623.189 0,04 1,85 1.328 3.002.900

2016-10-25 2016-10-25 5 VGR VECTOR GROUP LTD
Common Stock G - Gift 4.000 9.596 71,48

2016-10-25 2016-10-25 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -4.000 253.652 -1,55

2016-09-01 2016-08-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) M - Exercise -20.000 0 -100,00

2016-09-01 2016-08-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock M - Exercise 20.000 1.622.471 1,25 1,39 27.800 2.255.235

2016-08-30 2016-08-29 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -100.000 700.000 -12,50

2016-08-30 2016-08-29 4 ROX Castle Brands Inc
Common Stock M - Exercise 100.000 1.757.470 6,03 0,35 35.000 615.114

2016-08-17 2016-08-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.400 1.602.471 0,15 2,29 5.496 3.669.659

2016-08-17 2016-08-16 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.600 1.600.071 0,16 2,28 5.928 3.648.162

2016-07-29 2016-07-28 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -100.000 800.000 -11,11

2016-07-29 2016-07-28 4 ROX Castle Brands Inc
Common Stock M - Exercise 100.000 1.657.470 6,42 0,35 35.000 580.114

2016-07-06 2016-07-05 4 ROX Castle Brands Inc
Common Stock P - Purchase 17.650 1.557.470 1,15 0,75 13.290 1.172.775

2016-06-29 2016-06-29 4 ROX Castle Brands Inc
Common Stock P - Purchase 50.000 1.539.820 3,36 0,75 37.505 1.155.019

2016-06-29 2016-06-28 4 ROX Castle Brands Inc
Common Stock P - Purchase 72.300 1.489.820 5,10 0,74 53.748 1.107.532

2016-06-29 2016-06-27 4 ROX Castle Brands Inc
Common Stock P - Purchase 120.000 1.417.520 9,25 0,71 85.764 1.013.102

2016-06-29 2016-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) M - Exercise -600.000 0 -100,00 0,88 -528.000

2016-06-29 2016-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock F - Taxes -384.446 1.597.471 -19,40 2,29 -880.381 3.658.209

2016-06-29 2016-06-27 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock M - Exercise 600.000 1.981.917 43,42 0,88 528.000 1.744.087

2016-06-27 2016-06-24 4 ROX Castle Brands Inc
Common Stock P - Purchase 20.200 1.297.520 1,58 0,72 14.544 934.214

2016-06-07 2016-06-03 4 ROX Castle Brands Inc
Stock Option (Right to Buy) A - Award 600.000 600.000

2016-05-23 2016-05-20 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 1.277.320 0,79 0,81 8.100 1.034.629

2016-05-06 2016-05-06 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.000 245.383 -1,21

2016-05-04 2016-05-04 5 VGR VECTOR GROUP LTD
Common Stock G - Gift 5.000 5.330 1.515,15

2016-05-04 2016-05-04 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -5.000 248.383 -1,97

2016-04-26 2016-04-25 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 1.267.320 0,80 0,89 8.900 1.127.915

2016-04-21 2016-04-20 4 ROX Castle Brands Inc
Common Stock P - Purchase 8.500 1.257.320 0,68 0,85 7.225 1.068.722

2016-04-21 2016-04-20 4/A ROX Castle Brands Inc
Common Stock P - Purchase 8.500 1.257.320 0,68 0,89 7.565 1.119.015

2016-04-15 2016-04-14 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 1.248.820 0,81 0,89 8.888 1.109.951

2016-04-13 2016-04-12 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 1.238.820 0,81 0,88 8.776 1.087.188

2016-03-30 2016-03-29 4 ROX Castle Brands Inc
Common Stock P - Purchase 7.100 1.228.820 0,58 0,85 6.035 1.044.497

2016-03-22 2016-03-21 4 ROX Castle Brands Inc
Common Stock P - Purchase 25.000 1.221.720 2,09 0,85 21.250 1.038.462

2016-03-18 2016-03-17 4 ROX Castle Brands Inc
Common Stock P - Purchase 25.000 1.196.720 2,13 0,84 20.995 1.005.005

2016-03-03 2016-03-02 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -50.000 900.000 -5,26

2016-03-03 2016-03-02 4 ROX Castle Brands Inc
Common Stock M - Exercise 50.000 1.171.720 4,46 0,35 17.500 410.102

2016-02-29 2016-02-29 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 62.500 62.500

2016-02-19 2016-02-18 4 ROX Castle Brands Inc
Stock Option (Right to Buy) M - Exercise -50.000 950.000 -5,00

2016-02-19 2016-02-18 4 ROX Castle Brands Inc
Common Stock M - Exercise 50.000 1.121.720 4,67 0,35 17.500 392.602

2016-01-19 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) A - Award 200.000 200.000

2016-01-19 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock A - Award 250.000 1.381.917 22,09

2016-01-15 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.100 1.131.917 0,10 2,25 2.475 2.546.813

2016-01-15 2016-01-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 3.900 1.130.817 0,35 2,24 8.736 2.533.030

2016-01-12 2016-01-12 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.400 330 -87,91

2016-01-12 2016-01-12 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.400 253.383 -0,94

2015-11-16 2015-11-13 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 1.071.720 0,94 1,36 13.600 1.457.539

2015-11-12 2015-11-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.000 255.783 -0,78

2015-11-12 2015-11-12 4/A VGR VECTOR GROUP LTD
Common Stock G - Gift -2.000 255.783 -0,78

2015-09-29 2015-09-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 10.000 1.126.917 0,90 2,12 21.200 2.389.064

2015-09-25 2015-09-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.116.917 0,45 2,25 11.250 2.513.063

2015-09-23 2015-09-22 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.111.917 0,45 2,28 11.400 2.535.171

2015-08-25 2015-08-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock P - Purchase 200 4.200 5,00 21,75 4.350 91.350

2015-08-25 2015-08-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.106.917 0,45 2,39 11.926 2.640.218

2015-08-25 2015-08-24 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 1.061.720 0,95 1,06 10.600 1.125.423

2015-08-19 2015-08-18 4 ROX Castle Brands Inc
Common Stock P - Purchase 20.000 960.000 2,13 1,14 22.800 1.094.400

2015-08-18 2015-08-17 4 ROX Castle Brands Inc
Common Stock P - Purchase 20.000 1.051.720 1,94 1,13 22.648 1.190.968

2015-08-17 2015-08-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.101.917 0,46 2,62 13.088 2.884.268

2015-08-13 2015-08-12 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.096.917 0,46 2,67 13.361 2.931.182

2015-08-12 2015-08-11 4 ROX Castle Brands Inc
Common Stock P - Purchase 40.000 1.031.720 4,03 1,17 46.968 1.211.446

2015-07-08 2015-07-07 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.091.917 0,46 3,37 16.860 3.681.835

2015-07-06 2015-07-02 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.086.917 0,46 3,46 17.300 3.760.733

2015-06-10 2015-06-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 1.081.917 0,46 3,61 18.037 3.902.907

2015-06-04 2015-06-02 4 ROX Castle Brands Inc
Stock Option (Right to Buy) A - Award 500.000 500.000

2015-05-18 2015-05-18 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.000 245.508 -1,21

2015-03-17 2015-03-16 4 ROX Castle Brands Inc
Common Stock P - Purchase 30.000 991.720 3,12 1,20 36.000 1.190.064

2015-03-17 2015-03-13 4 ROX Castle Brands Inc
Common Stock P - Purchase 20.000 961.720 2,12 1,17 23.468 1.128.482

2015-02-24 2015-02-24 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 62.500 62.500

2015-02-11 2015-02-04 5/A VGR VECTOR GROUP LTD
Common Stock G - Gift -2.400 2.600 -48,00

2015-02-05 2015-02-04 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.400 246.108 -0,97

2015-01-22 2015-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) A - Award 200.000 200.000

2015-01-22 2015-01-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock A - Award 200.000 1.076.917 22,81

2015-01-12 2015-01-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift 5.000 5.000

2015-01-12 2015-01-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -5.000 248.508 -1,97

2015-01-12 2015-01-12 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -2.500 253.508 -0,98

2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 4.500 876.917 0,52 3,72 16.740 3.262.131

2014-12-12 2014-12-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 500 872.417 0,06 3,71 1.855 3.236.667

2014-11-25 2014-11-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) M - Exercise -20.000 0 -100,00

2014-11-25 2014-11-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock M - Exercise 20.000 871.917 2,35 0,48 9.600 418.520

2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant X - Other -13.333 0 -100,00

2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant G - Gift 13.333 13.333

2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Warrant G - Gift -13.333 0 -100,00

2014-11-25 2014-11-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock X - Other 13.333 63.333 26,67 1,68 22.399 106.399

2014-11-14 2014-11-13 4 VGR VECTOR GROUP LTD
Common Stock S - Sale -47.250 0 -100,00 21,52 -1.016.820

2014-08-22 2014-08-22 5 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.000 243.818 -1,22

2014-06-27 2014-06-26 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -5.000 246.818 -1,99

2014-06-27 2014-06-20 4 ROX Castle Brands Inc
Common Stock G - Gift 940.000 940.000

2014-06-27 2014-06-20 4 ROX Castle Brands Inc
Common Stock G - Gift -940.000 941.720 -49,95

2014-05-29 2014-05-28 4 ROX Castle Brands Inc
Stock Option (Right to Buy) A - Award 500.000 500.000

2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 100 851.917 0,01 2,72 272 2.317.214

2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.000 851.817 0,12 2,71 2.710 2.308.424

2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 900 850.817 0,11 2,69 2.421 2.288.698

2014-05-22 2014-05-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 3.000 849.917 0,35 2,67 8.010 2.269.278

2014-05-16 2014-05-16 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 62.500 62.500

2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 4.204 846.917 0,50 2,72 11.435 2.303.614

2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 166 842.713 0,02 2,70 448 2.275.325

2014-05-12 2014-05-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 630 842.547 0,07 2,67 1.682 2.249.600

2014-04-16 2014-04-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 841.917 0,60 2,59 12.950 2.180.565

2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.900 836.917 0,35 2,68 7.772 2.242.938

2014-04-14 2014-04-11 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.100 834.017 0,25 2,67 5.607 2.226.825

2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.900 831.917 0,35 3,00 8.700 2.495.751

2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.250 829.017 0,15 2,99 3.738 2.478.761

2014-03-17 2014-03-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 850 827.767 0,10 2,97 2.524 2.458.468

2014-02-25 2014-02-24 4 ROX Castle Brands Inc
10% Series A Convertible Preferred Stock M - Exercise -259 0 -100,00

2014-02-25 2014-02-24 4 ROX Castle Brands Inc
Common Stock M - Exercise 1.059.740 1.881.720 128,93 0,30 322.161 572.043

2014-02-03 2014-01-31 4 ROX Castle Brands Inc
Common Stock Purchase Warrants M - Exercise -426.303 0 -100,00

2014-02-03 2014-01-31 4 ROX Castle Brands Inc
Common Stock M - Exercise 426.303 821.880 107,77 0,38 161.995 312.314

2014-01-21 2014-01-17 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) A - Award 400.000 400.000

2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.133 826.917 0,14 2,97 3.365 2.455.943

2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 3.056 825.784 0,37 2,96 9.051 2.445.642

2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 492 822.728 0,06 2,95 1.452 2.428.775

2014-01-14 2014-01-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 319 822.236 0,04 2,93 935 2.409.151

2014-01-06 2014-01-03 4 ROX Castle Brands Inc
Common Stock P - Purchase 5.000 395.577 1,28 0,76 3.800 300.639

2014-01-03 2014-01-02 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.300 45.000 -6,83

2014-01-03 2014-01-02 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.300 45.000 -6,83

2013-11-22 2013-11-21 4 ROX Castle Brands Inc
Common Stock P - Purchase 10.000 390.577 2,63 0,73 7.300 285.121

2013-11-04 2013-11-04 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -6.000 255.118 -2,30

2013-11-04 2013-10-31 4 ROX Castle Brands Inc
5% Subordinated Convertible Note due 2018 A - Award 50.000,00

2013-08-16 2013-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 50.000 50.000 1,67 83.500 83.500

2013-06-07 2013-06-05 4 ROX Castle Brands Inc
Stock Option (Right to Buy) A - Award 500.000 500.000

2013-05-29 2013-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
8.00% Series A Cumulative Redeemable Preferred Stock P - Purchase 4.000 4.000 25,00 100.000 100.000

2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 149 821.917 0,02 1,63 243 1.339.725

2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 4.351 821.768 0,53 1,60 6.962 1.314.829

2013-04-08 2013-04-05 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 500 817.417 0,06 1,57 785 1.283.345

2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 4.631 816.917 0,57 1,70 7.873 1.388.759

2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.117 812.286 0,26 1,69 3.578 1.372.763

2013-03-22 2013-03-21 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 25 810.169 0,00 1,68 42 1.361.084

2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 650 810.144 0,08 1,68 1.092 1.361.042

2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.250 809.494 0,15 1,67 2.088 1.351.855

2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 534 808.244 0,07 1,66 886 1.341.685

2013-03-22 2013-03-20 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 793 807.710 0,10 1,65 1.308 1.332.722

2013-03-18 2013-03-14 4 SGBX SG BLOCKS, INC.
Stock Option (Right to Buy) A - Award 50.000 50.000

2013-03-07 2013-03-06 4 ROX Castle Brands Inc
Common Stock P - Purchase 25.000 380.577 7,03 0,28 7.000 106.562

2013-03-06 2013-03-05 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.400 248.684 -1,35

2013-03-06 2013-03-05 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.400 248.684 -1,35

2013-03-04 2013-03-04 4 ROX Castle Brands Inc
Common Stock P - Purchase 11.900 355.577 3,46 0,28 3.332 99.562

2013-03-04 2013-02-28 4 ROX Castle Brands Inc
Common Stock P - Purchase 1.293 343.677 0,38 0,27 349 92.793

2013-02-27 2013-02-26 4 VGR VECTOR GROUP LTD
Employee Stock Option (right to buy) A - Award 125.000 125.000

2013-02-25 2013-02-25 4 ROX Castle Brands Inc
Common Stock P - Purchase 2.500 342.384 0,74 0,27 675 92.444

2013-02-25 2013-02-25 4 ROX Castle Brands Inc
Common Stock P - Purchase 15.723 339.884 4,85 0,26 4.088 88.370

2013-02-25 2013-02-21 4 ROX Castle Brands Inc
Common Stock P - Purchase 898 324.161 0,28 0,26 233 84.282

2013-01-30 2013-01-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) A - Award 300.000 300.000

2012-12-27 2012-12-26 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -6.000 252.084 -2,32

2012-12-27 2012-12-21 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -3.200 49.300 -6,10

2012-11-21 2012-11-19 4 SGBX SG BLOCKS, INC.
Common Stock P - Purchase 30.000 30.000 0,35 10.500 10.500

2012-11-15 2012-11-14 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 20.000 806.917 2,54 1,15 23.000 927.955

2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 3.725 786.917 0,48 1,29 4.805 1.015.123

2012-11-13 2012-11-09 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.275 783.192 0,16 1,28 1.632 1.002.486

2012-10-11 2012-10-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 10.000 781.917 1,30 1,25 12.500 977.396

2012-10-05 2012-10-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 771.917 0,65 1,34 6.700 1.034.369

2012-09-07 2012-09-06 4 ROX Castle Brands Inc
Common Stock P - Purchase 27.262 323.263 9,21 0,28 7.633 90.514

2012-09-05 2012-08-31 4 ROX Castle Brands Inc
Common Stock P - Purchase 200 296.001 0,07 0,28 56 82.880

2012-08-30 2012-08-28 4 ROX Castle Brands Inc
Common Stock P - Purchase 7.500 295.801 2,60 0,28 2.100 82.824

2012-08-29 2012-08-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) M - Exercise -20.000 0 -100,00

2012-08-29 2012-08-28 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock M - Exercise 20.000 766.917 2,68 0,22 4.400 168.722

2012-08-27 2012-08-23 4 ROX Castle Brands Inc
Common Stock P - Purchase 800 288.301 0,28 0,28 224 80.724

2012-08-22 2012-08-22 4 ROX Castle Brands Inc
Common Stock P - Purchase 2.000 287.501 0,70 0,28 560 80.500

2012-08-22 2012-08-21 4 ROX Castle Brands Inc
Common Stock P - Purchase 3.000 285.501 1,06 0,28 840 79.940

2012-08-22 2012-08-20 4 ROX Castle Brands Inc
Common Stock P - Purchase 6.000 282.501 2,17 0,28 1.680 79.100

2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.550 746.917 0,21 1,34 2.077 1.000.869

2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 2.400 745.367 0,32 1,33 3.192 991.338

2012-08-16 2012-08-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 1.050 742.967 0,14 1,32 1.386 980.716

2012-08-16 2012-08-07 4/A SGBX SG BLOCKS, INC.
Stock Option (Right to Buy) A - Award 14.286 14.286

2012-08-09 2012-08-07 4 SGBX SG BLOCKS, INC.
Stock Option (Right to Buy) A - Award 38.462 38.462

2012-06-12 2012-06-08 4 ROX Castle Brands Inc
Stock Option (Right to Buy) A - Award 500.000 500.000

2012-05-31 2012-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 4.200 741.917 0,57 1,44 6.048 1.068.360

2012-05-31 2012-05-30 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 800 737.717 0,11 1,43 1.144 1.054.935

2012-05-30 2012-05-29 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -6.102 245.795 -2,42

2012-05-30 2012-05-25 4 VGR VECTOR GROUP LTD
Common Stock G - Gift 50.000 50.000

2012-05-30 2012-05-25 4 VGR VECTOR GROUP LTD
Common Stock G - Gift -50.000 251.897 -16,56

2012-05-25 2012-05-24 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 736.917 0,68 1,52 7.600 1.120.114

2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 4.521 731.917 0,62 1,47 6.646 1.075.918

2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 454 727.396 0,06 1,46 663 1.061.998

2012-05-16 2012-05-15 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 25 726.942 0,00 1,45 36 1.054.066

2012-04-16 2012-04-13 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 3.000 726.917 0,41 1,64 4.920 1.192.144

2012-04-11 2012-04-10 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 723.917 0,70 1,58 7.900 1.143.789

2012-04-04 2012-04-03 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 718.917 0,70 1,79 8.950 1.286.861

2012-03-26 2012-03-23 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock P - Purchase 5.000 713.917 0,71 1,86 9.300 1.327.886

2012-03-22 2012-03-20 4 SGBX SG BLOCKS, INC.
Stock Option (Right-to-Buy) A - Award 20.000 20.000

2012-02-02 2012-01-31 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) A - Award 600.000 600.000

2012-01-06 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Stock Option (Right to Buy) M - Exercise -20.000 0 -100,00

2012-01-06 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock F - Taxes -7.214 708.917 -1,01 2,44 -17.602 1.729.757

2012-01-06 2012-01-04 4 LTS LADENBURG THALMANN FINANCIAL SERVICES INC
Common Stock M - Exercise 20.000 716.131 2,87 0,88 17.600 630.195

P

Piața deschisă sau achiziția privată de titluri nederivate sau derivate

S

Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate

A

Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)

C

Conversia derivatei

D

Vânzarea sau transferul de valori mobiliare înapoi către companie

F

Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie

G

Donarea de valori mobiliare de către sau către persoane din interior

K

Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor

M

Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)

V

O tranzacție raportată voluntar pe Formularul 4

J

Altele (însoțite de o notă de subsol care descrie tranzacția)

Data tranzacției	Ticker	Insider	Raportat Acțiuni	Raportat Preț	Ajustat Acțiuni	Ajustat Preț	Baza costurilor	Zile pentru Max
2019-06-03	LTS	LAMPEN RICHARD	10.000	3,1326	10.000	3,1326	31.326	24
2019-05-31	LTS	LAMPEN RICHARD	10.000	3,2295	10.000	3,2295	32.295
2019-05-30	LTS	LAMPEN RICHARD	10.000	3,3668	10.000	3,3668	33.668
2019-05-23	LTS	LAMPEN RICHARD	10.000	3,3399	10.000	3,3399	33.399
2019-05-22	LTS	LAMPEN RICHARD	10.000	3,3515	10.000	3,3515	33.515
2019-05-16	LTS	LAMPEN RICHARD	10.000	3,3139	10.000	3,3139	33.139
2019-04-15	LTS	LAMPEN RICHARD	10.000	3,4301	10.000	3,4301	34.301
2019-04-10	LTS	LAMPEN RICHARD	10.000	3,2363	10.000	3,2363	32.363
2019-04-10	LTS	LAMPEN RICHARD	10.000	3,2377	10.000	3,2377	32.377
2018-11-15	LTS	LAMPEN RICHARD	5.000	2,6835	5.000	2,6835	13.418
2018-10-12	LTS	LAMPEN RICHARD	10.000	2,5388	10.000	2,5388	25.388
2018-09-21	LTS	LAMPEN RICHARD	50.000	2,5286	50.000	2,5286	126.430
2018-08-17	LTS	LAMPEN RICHARD	5.000	3,2000	5.000	3,2000	16.000
2018-07-02	LTS	LAMPEN RICHARD	5.000	3,4018	5.000	3,4018	17.009
2018-06-29	LTS	LAMPEN RICHARD	5.000	3,4290	5.000	3,4290	17.145
2018-06-28	LTS	LAMPEN RICHARD	10.000	3,5017	10.000	3,5017	35.017
2018-06-27	LTS	LAMPEN RICHARD	5.000	3,5695	5.000	3,5695	17.848
2018-06-25	LTS	LAMPEN RICHARD	5.000	3,5676	5.000	3,5676	17.838
2018-04-13	LTS	LAMPEN RICHARD	5.000	3,3022	5.000	3,3022	16.511
2018-04-12	LTS	LAMPEN RICHARD	5.000	3,1964	5.000	3,1964	15.982
2018-04-06	LTS	LAMPEN RICHARD	5.000	3,1000	5.000	3,1000	15.500
2018-04-02	LTS	LAMPEN RICHARD	5.000	3,0946	5.000	3,0946	15.473
2018-03-29	LTS	LAMPEN RICHARD	10.000	3,2957	10.000	3,2957	32.957
2018-03-28	LTS	LAMPEN RICHARD	20.000	3,2489	20.000	3,2489	64.978
2017-05-22	LTS	LAMPEN RICHARD	5.000	2,2273	5.000	2,2273	11.136
2017-03-17	LTS	LAMPEN RICHARD	10.000	2,3342	10.000	2,3342	23.342
2016-11-09	LTS	LAMPEN RICHARD	718	1,8500	718	1,8500	1.328
2016-11-09	LTS	LAMPEN RICHARD	7.800	1,8600	7.800	1,8600	14.508
2016-11-09	LTS	LAMPEN RICHARD	1.482	1,8650	1.482	1,8650	2.764
2016-08-16	LTS	LAMPEN RICHARD	2.600	2,2800	2.600	2,2800	5.928
2016-08-16	LTS	LAMPEN RICHARD	2.400	2,2900	2.400	2,2900	5.496
2016-01-14	LTS	LAMPEN RICHARD	3.900	2,2400	3.900	2,2400	8.736
2016-01-14	LTS	LAMPEN RICHARD	1.100	2,2500	1.100	2,2500	2.475
2015-09-28	LTS	LAMPEN RICHARD	10.000	2,1200	10.000	2,1200	21.200
2015-09-24	LTS	LAMPEN RICHARD	5.000	2,2500	5.000	2,2500	11.250
2015-09-22	LTS	LAMPEN RICHARD	5.000	2,2800	5.000	2,2800	11.400
2015-08-24	LTS	LAMPEN RICHARD	5.000	2,3852	5.000	2,3852	11.926
2015-08-14	LTS	LAMPEN RICHARD	5.000	2,6175	5.000	2,6175	13.088
2015-08-12	LTS	LAMPEN RICHARD	5.000	2,6722	5.000	2,6722	13.361
2015-07-07	LTS	LAMPEN RICHARD	5.000	3,3719	5.000	3,3719	16.860
2015-07-02	LTS	LAMPEN RICHARD	5.000	3,4600	5.000	3,4600	17.300
2015-06-09	LTS	LAMPEN RICHARD	5.000	3,6074	5.000	3,6074	18.037
2014-12-11	LTS	LAMPEN RICHARD	500	3,7100	500	3,7100	1.855
2014-12-11	LTS	LAMPEN RICHARD	4.500	3,7200	4.500	3,7200	16.740
2014-05-21	LTS	LAMPEN RICHARD	3.000	2,6700	3.000	2,6700	8.010
2014-05-21	LTS	LAMPEN RICHARD	900	2,6900	900	2,6900	2.421
2014-05-21	LTS	LAMPEN RICHARD	1.000	2,7100	1.000	2,7100	2.710
2014-05-21	LTS	LAMPEN RICHARD	100	2,7200	100	2,7200	272
2014-05-09	LTS	LAMPEN RICHARD	630	2,6700	630	2,6700	1.682
2014-05-09	LTS	LAMPEN RICHARD	166	2,7000	166	2,7000	448
2014-05-09	LTS	LAMPEN RICHARD	4.204	2,7200	4.204	2,7200	11.435
2014-04-15	LTS	LAMPEN RICHARD	5.000	2,5900	5.000	2,5900	12.950
2014-04-11	LTS	LAMPEN RICHARD	2.100	2,6700	2.100	2,6700	5.607
2014-04-11	LTS	LAMPEN RICHARD	2.900	2,6800	2.900	2,6800	7.772
2014-03-14	LTS	LAMPEN RICHARD	850	2,9700	850	2,9700	2.524
2014-03-14	LTS	LAMPEN RICHARD	1.250	2,9900	1.250	2,9900	3.738
2014-03-14	LTS	LAMPEN RICHARD	2.900	3,0000	2.900	3,0000	8.700
2014-01-13	LTS	LAMPEN RICHARD	319	2,9300	319	2,9300	935
2014-01-13	LTS	LAMPEN RICHARD	492	2,9521	492	2,9521	1.452
2014-01-13	LTS	LAMPEN RICHARD	3.056	2,9616	3.056	2,9616	9.051
2014-01-13	LTS	LAMPEN RICHARD	1.133	2,9700	1.133	2,9700	3.365
2013-08-15	LTS	LAMPEN RICHARD	50.000	1,6700	50.000	1,6700	83.500
2013-04-05	LTS	LAMPEN RICHARD	500	1,5700	500	1,5700	785
2013-04-05	LTS	LAMPEN RICHARD	4.351	1,6000	4.351	1,6000	6.962
2013-04-05	LTS	LAMPEN RICHARD	149	1,6300	149	1,6300	243
2013-03-21	LTS	LAMPEN RICHARD	25	1,6800	25	1,6800	42
2013-03-21	LTS	LAMPEN RICHARD	2.117	1,6900	2.117	1,6900	3.578
2013-03-21	LTS	LAMPEN RICHARD	4.631	1,7000	4.631	1,7000	7.873
2013-03-20	LTS	LAMPEN RICHARD	793	1,6500	793	1,6500	1.308
2013-03-20	LTS	LAMPEN RICHARD	534	1,6600	534	1,6600	886
2013-03-20	LTS	LAMPEN RICHARD	1.250	1,6700	1.250	1,6700	2.088
2013-03-20	LTS	LAMPEN RICHARD	650	1,6800	650	1,6800	1.092
2012-11-14	LTS	LAMPEN RICHARD	20.000	1,1500	20.000	1,1500	23.000
2012-11-09	LTS	LAMPEN RICHARD	1.275	1,2800	1.275	1,2800	1.632
2012-11-09	LTS	LAMPEN RICHARD	3.725	1,2900	3.725	1,2900	4.805
2012-10-10	LTS	LAMPEN RICHARD	10.000	1,2500	10.000	1,2500	12.500
2012-10-04	LTS	LAMPEN RICHARD	5.000	1,3400	5.000	1,3400	6.700
2012-08-15	LTS	LAMPEN RICHARD	1.050	1,3200	1.050	1,3200	1.386
2012-08-15	LTS	LAMPEN RICHARD	2.400	1,3300	2.400	1,3300	3.192
2012-08-15	LTS	LAMPEN RICHARD	1.550	1,3400	1.550	1,3400	2.077
2012-05-30	LTS	LAMPEN RICHARD	800	1,4300	800	1,4300	1.144
2012-05-30	LTS	LAMPEN RICHARD	4.200	1,4400	4.200	1,4400	6.048
2012-05-24	LTS	LAMPEN RICHARD	5.000	1,5200	5.000	1,5200	7.600
2012-05-15	LTS	LAMPEN RICHARD	25	1,4500	25	1,4500	36
2012-05-15	LTS	LAMPEN RICHARD	454	1,4600	454	1,4600	663
2012-05-15	LTS	LAMPEN RICHARD	4.521	1,4700	4.521	1,4700	6.646
2012-04-13	LTS	LAMPEN RICHARD	3.000	1,6400	3.000	1,6400	4.920
2012-04-10	LTS	LAMPEN RICHARD	5.000	1,5800	5.000	1,5800	7.900
2012-04-03	LTS	LAMPEN RICHARD	5.000	1,7900	5.000	1,7900	8.950
2012-03-23	LTS	LAMPEN RICHARD	5.000	1,8600	5.000	1,8600	9.300