DFFN / Diffusion Pharmaceuticals Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Diffusion Pharmaceuticals Inc
US ˙ NASDAQ
ACEST SIMBOL NU MAI ESTE ACTIV

Acțiuni Insider18.181.629 shares
Scorul de sentimente din interior

Insider Sentiment Score găsește companiile cumpărate de persoane din interior.

Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cea mai mare acumulare de persoane din interior.

Scorul de sentiment al ofițerului

Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.

Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.

La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.

Valori cheie ale insiderului

Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.

De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).

Numărul net de persoane din interior care cumpără (clasament)

N/A

Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).

Procent din flota cumpărată de persoane din interior (clasament)

N/A

Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.

Graficul privind tranzacțiile privilegiate

Diffusion Pharmaceuticals Inc tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.

Lista de persoane din interior și valori de profitabilitate

Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.

See our leaderboard of most profitable insider traders.

Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat

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Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în DFFN / Diffusion Pharmaceuticals Inc. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Max
Pret la
Max
Max
Profit ($)
Randament maxim (%)
2025-11-18 ELDER WILLIAM ROBERT 2.500 8,3200 2.500 8,3200 20.800 8 9.9400 4.050 19,47
2025-11-18 Winton Matthew 1.500 7,9500 1.500 7,9500 11.925
2025-11-17 ALAM JOHN J 10.793 8,4600 10.793 8,4600 91.309
2025-11-17 ALAM JOHN J 10.807 8,4600 10.807 8,4600 91.427
2025-11-17 ELDER WILLIAM ROBERT 1.000 8,4500 1.000 8,4500 8.450
2025-11-17 Winton Matthew 3.500 8,4300 3.500 8,4300 29.505
2025-11-17 Gregoire Sylvie 10.807 8,4600 10.807 8,4600 91.427
2025-11-17 Gregoire Sylvie 10.793 8,4600 10.793 8,4600 91.309
2025-11-14 Winton Matthew 10.000 7,5700 10.000 7,5700 75.700

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

DFFN / Diffusion Pharmaceuticals Inc Insider Trades
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în DFFN / Diffusion Pharmaceuticals Inc. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Min
Pret la
Min
Pierdere maximă
Evitat ($)
Pierdere maximă
Evitat (%)
2024-02-26 BOGER JOSHUA S 36 36 291 1.9000

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

DFFN / Diffusion Pharmaceuticals Inc Insider Trades
Istoricul tranzactiilor

Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.

Fişier
Data
Comerț
Data
Formă Insider Ticker Titlul de securitate Cod 10b5-1 Direct Exercițiu
Preț
Unitate
Preț
Unități
Schimbat
Valoare
Schimbat (1K)
Rămas
Opțiuni
Rămas
Acțiuni
2025-11-19 2025-11-17 4 Gregoire Sylvie Spouse's IRA CRVO Common Stock P - Purchase I 8,4600 10.807 91 12.500
2025-11-19 2025-11-17 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 8,4600 10.793 91 1.484.078
2025-11-19 2025-11-18 4 Winton Matthew CRVO Common Stock P - Purchase D 7,9500 1.500 12 15.000
2025-11-19 2025-11-17 4 Winton Matthew CRVO Common Stock P - Purchase D 8,4300 3.500 30 13.500
2025-11-19 2025-11-18 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 8,3200 2.500 21 12.500
2025-11-19 2025-11-17 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 8,4500 1.000 8 10.000
2025-11-19 2025-11-17 4 ALAM JOHN J Spouse's IRA CRVO Common Stock P - Purchase I 8,4600 10.793 91 12.500
2025-11-19 2025-11-17 4 ALAM JOHN J CRVO Common Stock P - Purchase D 8,4600 10.807 91 1.484.078
2025-11-17 2025-11-14 4 Gregoire Sylvie Spouse's IRA CRVO Common Stock P - Purchase I 7,5500 1.693 13 1.693
2025-11-17 2025-11-14 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 7,5700 1.707 13 1.473.285
2025-11-17 2025-11-13 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 7,5100 4.447 33 1.471.578
2025-11-17 2025-11-14 4 Winton Matthew CRVO Common Stock P - Purchase D 7,5700 10.000 76 10.000
2025-11-17 2025-11-14 4 ALAM JOHN J Spouse's IRA CRVO Common Stock P - Purchase I 7,5700 1.707 13 1.707
2025-11-17 2025-11-14 4 ALAM JOHN J CRVO Common Stock P - Purchase D 7,5500 1.693 13 1.473.271
2025-11-17 2025-11-13 4 ALAM JOHN J CRVO Common Stock P - Purchase D 7,5100 4.447 33 1.471.578
2025-11-13 2025-11-12 4 Gregoire Sylvie CRVO Common Stock P - Purchase D 7,3500 5.553 41 1.467.131
2025-11-13 2025-11-12 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 7,4400 3.500 26 9.000
2025-11-13 2025-11-12 4 ALAM JOHN J CRVO Common Stock P - Purchase D 7,3500 5.553 41 1.467.131
2025-05-14 2025-05-14 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 8,4600 4.233 36 5.500
2024-08-27 2024-08-27 4 ELDER WILLIAM ROBERT CRVO Common Stock P - Purchase D 18,1600 1.000 18 1.267
2024-02-28 2024-02-26 4 BOGER JOSHUA S By Trusts CRVO Common Stock S - Sale I -36 840.451
2024-02-28 2024-02-26 4 BOGER JOSHUA S By Trusts CRVO Common Stock X - Other I 495.995 840.487
2024-02-09 3 BOGER JOSHUA S By Trusts CRVO Common Stock I 344.492
2024-02-09 3 BOGER JOSHUA S CRVO Common Stock D 216.817
2023-11-09 2023-11-09 4 Gregoire Sylvie CRVO Common Stock G - Gift D -10.000 732.039
2023-11-09 2023-11-09 4 ALAM JOHN J CRVO Common Stock G - Gift D -12.500 729.539
2023-09-06 2023-08-31 4 Hollingsworth Jane H CRVO Common Stock D - Sale to Issuer D -45 898
2023-09-06 2023-08-31 4 Hollingsworth Jane H CRVO Common Stock M - Exercise D 122 943
2023-08-25 3 ZAVRL FRANK By The FEZ Delaware Dynasty Trust CRVO Common Stock I 74.831
2023-08-25 3 ZAVRL FRANK CRVO Common Stock D 106.644
2023-08-25 3 ZAVRL FRANK By Paula Zavrl Delaware Dynasty Trust CRVO Common Stock I 171.534
2023-08-23 3 Blackburn Kelly CRVO Common Stock D 13.674
2023-08-23 3 ALAM JOHN J CRVO Common Stock D 742.039
2023-08-23 3 ALAM JOHN J By Spouse CRVO Common Stock I 742.039
2023-08-23 3 Gregoire Sylvie CRVO Common Stock D 742.039
2023-08-23 3 Gregoire Sylvie By Spouse CRVO Common Stock I 742.039
2023-07-05 2023-06-30 4 LANCHONEY DIANA M DFFN Common Stock D - Sale to Issuer D -85 294
2023-07-05 2023-06-30 4 LANCHONEY DIANA M DFFN Common Stock M - Exercise D 232 379
2023-06-02 2023-05-31 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -68 1.231
2023-06-02 2023-05-31 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 1.299
2023-04-03 2023-03-31 4 LANCHONEY DIANA M DFFN Common Stock D - Sale to Issuer D -85 147
2023-04-03 2023-03-31 4 LANCHONEY DIANA M DFFN Common Stock M - Exercise D 232 232
2023-03-03 2023-02-28 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -68 1.116
2023-03-03 2023-02-28 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 1.184
2023-02-03 2023-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -121 1.616
2023-02-03 2023-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.737
2022-12-02 2022-11-30 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -68 1.001
2022-12-02 2022-11-30 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 1.069
2022-11-02 2022-10-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -121 1.410
2022-11-02 2022-10-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.531
2022-09-02 2022-08-31 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -67 886
2022-09-02 2022-08-31 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 954
2022-08-03 2022-08-01 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -121 1.204
2022-08-03 2022-08-01 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.325
2022-06-02 2022-05-31 4 Hollingsworth Jane H DFFN Common Stock D - Sale to Issuer D -67 771
2022-06-02 2022-05-31 4 Hollingsworth Jane H DFFN Common Stock M - Exercise D 183 838
2022-05-03 2022-05-02 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit M - Exercise D -327 981
2022-05-03 2022-05-02 4 Cobuzzi Robert Joseph Jr. DFFN Common Sock D - Sale to Issuer D -121 998
2022-05-03 2022-05-02 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 327 1.119
2022-04-19 2022-04-18 4 ELDER WILLIAM ROBERT DFFN Series C Convertible Preferred Stock C - Conversion D 25,00 25,0000 -100 -2 0
2022-04-19 2022-04-18 4 ELDER WILLIAM ROBERT DFFN Common Stock C - Conversion D 25,0000 100 2 400
2022-04-19 2022-04-18 4 Cobuzzi Robert Joseph Jr. DFFN Series C Convertible Preferred Stock C - Conversion D 25,00 25,0000 -100 -2 0
2022-04-19 2022-04-18 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock C - Conversion D 25,0000 100 2 792
2022-03-22 2022-03-18 4 ELDER WILLIAM ROBERT DFFN Series C Convertible Preferred Stock P - Purchase D 0,50 0,5000 5.000 2 5.000
2022-03-22 2022-03-18 4 Cobuzzi Robert Joseph Jr. DFFN Series C Convertible Preferred Stock P - Purchase D 0,50 0,5000 5.000 2 5.000
2022-02-02 2021-11-01 4/A Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit M - Exercise D -16.350 81.750
2022-02-02 2021-11-01 4/A Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -6.049 24.301
2022-02-02 2021-11-01 4/A Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 16.350 30.350
2022-02-02 2022-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit M - Exercise D -16.350 65.400
2022-02-02 2022-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock D - Sale to Issuer D -6.049 34.602
2022-02-02 2022-01-31 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 16.350 40.651
2022-01-31 2022-01-27 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 0,24 764.357 764.357
2022-01-31 2022-01-27 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 0,24 305.743 305.743
2022-01-31 2022-01-27 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 0,24 305.743 305.743
2022-01-31 2022-01-27 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 0,24 305.743 305.743
2021-11-03 2021-11-01 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Units M - Exercise D -16.350 81.750
2021-11-03 2021-11-01 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock M - Exercise D 16.350 30.350
2021-10-15 2021-07-01 4 LANCHONEY DIANA M DFFN Restricted Stock Unit A - Award D 69.400 69.400
2021-10-15 2021-07-01 4 LANCHONEY DIANA M DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-10-15 2021-07-01 4 LANCHONEY DIANA M DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Hollingsworth Jane H DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Francois Eric DFFN Restricted Stock Unit A - Award D 69.400 69.400
2021-07-06 2021-07-01 4 Francois Eric DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Francois Eric DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-07-06 2021-07-01 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 0,72 83.300 83.300
2021-05-17 2021-05-13 4 Hollingsworth Jane H DFFN Common Stock P - Purchase D 0,6100 32.786 20 32.786
2021-03-04 2021-03-01 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 1,11 62.522 62.522
2021-03-04 2021-03-01 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 1,11 87.684 87.684
2021-03-04 2021-03-01 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 1,11 161.139 161.139
2021-03-04 2021-03-01 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 1,11 53.713 53.713
2021-03-04 2021-03-01 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 1,11 80.069 80.069
2021-03-04 2021-03-01 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 1,11 122.771 122.771
2021-03-04 2021-03-01 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 1,11 81.537 81.537
2021-03-04 2021-03-01 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 1,11 27.180 27.180
2020-11-18 2020-11-16 4 Cobuzzi Robert Joseph Jr. DFFN Common Stock P - Purchase D 0,6600 14.000 9 14.000
2020-11-18 2020-11-17 4 ELDER WILLIAM ROBERT DFFN Common Stock P - Purchase D 0,6300 5.000 3 15.000
2020-11-18 2020-11-16 4 ELDER WILLIAM ROBERT DFFN Common Stock P - Purchase D 0,6700 10.000 7 10.000
2020-10-21 2020-10-19 4 GALLOWAY CHRISTOPHER D DFFN Stock Option (Right to Buy) A - Award D 0,85 200.000 200.000
2020-10-21 3 GALLOWAY CHRISTOPHER D Individual Retirement Account (IRA) DFFN Common Stock I 20.000
2020-10-21 3 GALLOWAY CHRISTOPHER D Spouse's Individual Retirement Account (IRA) DFFN Common Stock I 10.000
2020-10-14 2020-09-22 4 ELDER WILLIAM ROBERT DFFN Stock Option (Right to Buy) A - Award D 0,82 70.000 70.000
2020-10-01 2020-09-01 4 Hollingsworth Jane H DFFN Restricted Stock Unit A - Award D 54.900 54.900
2020-10-01 2020-09-01 4 Hollingsworth Jane H DFFN Stock Option (Right to Buy) A - Award D 0,91 67.400 67.400
2020-09-11 2020-09-08 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 0,79 475.000 475.000
2020-06-18 2020-06-17 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-06-18 2020-06-17 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-06-18 2020-06-17 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-06-18 2020-06-17 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 1,00 61.300 61.300
2020-01-30 2020-01-02 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 0,46 239.400 239.400
2020-01-30 2020-01-02 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 0,46 52.600 52.600
2020-01-30 2020-01-02 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 0,46 262.900 262.900
2020-01-13 2020-01-07 4 Cobuzzi Robert Joseph Jr. DFFN Restricted Stock Unit A - Award D 0,51 98.100 98.100
2020-01-13 2020-01-07 4 Cobuzzi Robert Joseph Jr. DFFN Stock Option (Right to Buy) A - Award D 0,42 118.600 118.600
2020-01-09 2020-01-07 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 0,42 25.000 25.000
2019-08-06 2019-06-13 4/A LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 3,15 19.200 19.200
2019-08-06 2019-06-13 4/A Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 3,15 19.200 19.200
2019-08-06 2019-06-13 4/A Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 3,15 19.200 19.200
2019-07-19 2019-06-13 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 3,15 13.100 13.100
2019-07-19 2019-06-13 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 3,15 13.100 13.100
2019-07-19 2019-06-13 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 3,15 13.100 13.100
2019-01-30 2019-01-03 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 2,10 2.667 2.667
2019-01-04 2019-01-02 4 Hornung William Karl DFFN Stock Option (Right to Buy) A - Award D 2,10 16.334 16.334
2018-06-18 2018-06-14 4 RUFFOLO ROBERT R DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-06-18 2018-06-14 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-06-18 2018-06-14 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-06-18 2018-06-14 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 0,54 40.000 40.000
2018-01-04 2018-01-02 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 1,18 55.000 55.000
2018-01-04 2018-01-02 4 RUFFOLO ROBERT R DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 1,18 45.000 45.000
2018-01-04 2018-01-02 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 1,18 25.000 25.000
2018-01-04 2018-01-02 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 1,18 10.000 10.000
2017-07-13 2017-06-29 4 RUFFOLO ROBERT R DFFN Stock Option (Right to Buy) A - Award D 2,31 52.057 52.057
2017-06-30 2017-05-10 4/A Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 2,96 23.100 23.100
2017-06-30 2017-05-10 4/A Gainer John DFFN Stock Option (Right to Buy) A - Award D 2,96 34.000 34.000
2017-06-30 2017-05-10 4/A Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 2,96 41.000 41.000
2017-06-16 2017-06-15 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 2,40 23.900 23.900
2017-06-16 2017-06-15 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 2,40 23.900 23.900
2017-06-16 2017-06-15 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 2,40 23.900 23.900
2017-05-12 2017-05-10 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 2,95 41.000 41.000
2017-05-12 2017-05-10 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 2,95 34.000 34.000
2017-05-12 2017-05-10 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 2,95 23.100 23.100
2017-01-04 2017-01-03 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 2,26 4.673 4.673
2016-12-28 2016-12-28 4 Giles Mark T By MTG Investment Holdings, LLC DFFN Common Stock P - Purchase I 290.580 802.689
2016-12-28 2016-12-27 4 Giles Mark T By PANDA Holdings, LLC DFFN Common Stock J - Other I -290.580 0
2016-12-16 2016-12-15 4 Giles Mark T By MTG Investment Holdings, LLC DFFN Common Stock P - Purchase I 512.109 512.109
2016-12-16 2016-12-14 4 Giles Mark T By PANDA Holdings, LLC DFFN Common Stock J - Other I -339.055 290.580
2016-12-13 2016-12-08 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 2,74 14.000 14.000
2016-12-13 2016-12-08 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 2,74 16.000 16.000
2016-12-13 2016-12-08 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 2,74 34.000 34.000
2016-12-13 2016-12-08 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 2,74 14.000 14.000
2016-12-13 2016-12-08 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 2,74 14.000 14.000
2016-12-13 2016-12-08 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 2,74 105.000 105.000
2016-09-16 2016-08-31 4 BLECH ISAAC DFFN Stock Option (Right to Buy) A - Award D 8,00 204.907 204.907
2016-08-30 3 BLECH ISAAC By Trusts DFFN Common Stock I 349.765
2016-08-30 3 BLECH ISAAC DFFN Common Stock D 223.336
2016-08-30 3 BLECH ISAAC By Spouse DFFN Common Stock I 206.907
2016-08-30 3 BLECH ISAAC By Trusts DFFN Common Stock I 349.765
2016-08-30 3 BLECH ISAAC By Spouse DFFN Common Stock I 206.907
2016-08-30 3 BLECH ISAAC DFFN Common Stock D 223.336
2016-07-25 2016-07-21 4 LEVIN ALAN G DFFN Stock Option (Right to Buy) A - Award D 0,90 58.473 58.473
2016-07-25 2016-07-21 4 Adams Robert W DFFN Stock Option (Right to Buy) A - Award D 0,90 58.473 58.473
2016-07-25 2016-07-21 4 Giles Mark T DFFN Stock Option (Right to Buy) A - Award D 0,90 58.473 58.473
2016-05-20 2016-05-16 4 Shealy Ben DFFN Stock Option (Right to Buy) A - Award D 0,96 89.583 89.583
2016-05-20 2016-05-16 4 Gainer John DFFN Stock Option (Right to Buy) A - Award D 0,96 83.333 83.333
2016-05-20 2016-05-16 4 Byrne Thomas E DFFN Stock Option (Right to Buy) A - Award D 0,96 16.667 16.667
2016-05-20 2016-05-16 4 Kalergis David G DFFN Stock Option (Right to Buy) A - Award D 0,96 204.167 204.167
2016-02-19 3 Gilliam Richard Baxter DFFN Diffusion Pharmaceuticals Inc D 25.375.950
2016-02-19 3 Gilliam Richard Baxter DFFN Diffusion Pharmaceuticals Inc D 25.375.950
2016-01-15 3 Jones David Randolph RESX Common Stock D 765.114
2016-01-15 3 Jones David Randolph RESX Common Stock D 765.114
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,55 331.595 331.595
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,42 127.843 127.843
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,35 127.843 127.843
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,22 273.949 273.949
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-13 2016-01-08 4 Kalergis David G RESX Stock Option (Right to Buy) A - Award D 0,22 295.865 295.865
2016-01-13 2016-01-08 4 Kalergis David G By Daughter RESX Common Stock A - Award I 215.506 215.506
2016-01-13 2016-01-08 4 Kalergis David G RESX Common Stock A - Award D 1.069.216 1.069.216
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,55 237.422 237.422
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,35 36.526 36.526
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,22 109.579 109.579
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Stock Option (Right to Buy) A - Award D 0,22 215.506 215.506
2016-01-12 2016-01-08 4 Byrne Thomas E RESX Common Stock A - Award D 1.391.867 1.391.867
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Adams Robert W RESX Stock Option (Right to Buy) A - Award D 0,22 186.285 186.285
2016-01-12 2016-01-08 4 Adams Robert W By the Nixon & Vanderhye 401K for the benefit of Robert W. Adams RESX Common Stock A - Award I 188.973 188.973
2016-01-12 2016-01-08 4 Adams Robert W RESX Common Stock A - Award D 350.504 350.504
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Giles Mark T RESX Stock Option (Right to Buy) A - Award D 0,22 98.621 98.621
2016-01-12 2016-01-08 4 Giles Mark T By PANDA Holdings, LLC RESX Common Stock A - Award I 6.296.346 6.296.346
2016-01-12 2016-01-08 4 Giles Mark T By the VNB Trust IRA fbo Mark T. Giles RESX Common Stock A - Award I 44.069 44.069
2016-01-12 2016-01-08 4 LEVIN ALAN G RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 LEVIN ALAN G RESX Stock Option (Right to Buy) A - Award D 0,42 276.140 276.140
2016-01-12 2016-01-08 4 LEVIN ALAN G RESX Common Stock A - Award D 248.032 248.032
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,55 219.159 219.159
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,55 365.265 365.265
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,42 109.579 109.579
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,22 182.632 182.632
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,42 182.632 182.632
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,22 91.316 91.316
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,35 91.316 91.316
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,62 182.632 182.632
2016-01-12 2016-01-08 4 Gainer John RESX Stock Option (Right to Buy) A - Award D 0,22 226.486 226.486
2016-01-12 2016-01-08 4 Gainer John By the John L. Gainer Declaration of Trust RESX Common Stock A - Award I 3.725.711 3.725.711
2015-09-21 2014-01-07 4 BLECH ISAAC RESX Stock Option (right to buy) A - Award D 3,00 17.441 17.441
2014-08-06 2014-08-04 4 Weinberg Mark A. RESX Stock Option (right to buy) A - Award D 3,90 521.475 521.475
2014-07-29 2014-07-24 4 SHERRIS DAVID RESX Stock Option (right to buy) A - Award D 3,92 119.482 119.482
2014-07-29 2014-07-24 4 Donenberg Phillip B. RESX Stock Option (right to buy) A - Award D 3,92 271.475 271.475
2014-07-29 2014-07-24 4 BARER SOL J RESX Stock Option (right to buy) A - Award D 3,92 123.287 123.287
2014-07-29 2014-07-24 4 Bright Rex RESX Stock Option (right to buy) A - Award D 3,92 61.085 61.085
2014-07-29 2014-07-24 4 STACKS NELSON K. RESX Stock Option (right to buy) A - Award D 3,92 61.374 61.374
2014-07-29 2014-07-24 4 Schwartz Yael RESX Stock Option (right to buy) A - Award D 3,92 119.482 119.482
2014-07-29 2014-07-24 4 Boris Timothy RESX Stock Option (right to buy) A - Award D 3,92 79.655 79.655
2014-07-29 2014-07-24 4 SIMES STEPHEN M RESX Stock Option (right to buy) A - Award D 3,92 542.975 542.975
2014-07-29 2014-07-24 4 BLECH ISAAC RESX Stock Option (right to buy) A - Award D 3,92 87.449 87.449
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 126.894 254 1.011.072
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 76.755 154 884.178
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 78.473 157 807.423
2014-06-19 2014-06-06 4/A BARER SOL J RESX Common Stock C - Conversion D 2,0000 270.616 541 728.950
2014-06-12 2014-06-03 4 SHERRIS DAVID RESX Stock Option (right to buy) A - Award D 4,15 115.193 115.193
2014-06-12 2014-06-03 4 Abolin Craig RESX Stock Option (right to buy) A - Award D 4,15 57.596 57.596
2014-06-12 2014-06-03 4 Schwartz Yael RESX Stock Option (right to buy) A - Award D 4,15 115.193 115.193
2014-06-10 2014-06-06 4 BARER SOL J RESX Warrant A - Award D 2,00 95.170 95.170
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 3/19/14 C - Conversion D -126.894 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Warrant A - Award D 2,00 57.566 57.566
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 2/4/14 C - Conversion D -76.755 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 12/19/13 C - Conversion D -78.473 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Warrant A - Award D 2,00 202.962 202.962
2014-06-10 2014-06-06 4 BARER SOL J RESX Secured Convertible Promissory Note dated 8/9/13 C - Conversion D -270.606 0
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 126.894 254 46.386.071
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 76.755 154 46.259.177
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 78.473 157 46.182.422
2014-06-10 2014-06-06 4 BARER SOL J RESX Common Stock C - Conversion D 2,0000 270.616 541 46.103.949
2014-06-06 2014-05-27 4 Donenberg Phillip B. RESX Stock Option (right to buy) A - Award D 4,00 250.000 250.000
2014-04-09 3 SHERRIS DAVID RESX Common Stock D 3.195.186
2014-04-09 3 SHERRIS DAVID RESX Common Stock D 3.195.186
2014-03-12 2014-03-05 4 SIMES STEPHEN M SMDID Stock Option (right to buy) A - Award D 0,02 50.000.000 50.000.000
2014-03-10 2014-02-05 4 Bright Rex SMDID Stock Option (right to buy) A - Award D 0,03 1.650.000 1.650.000
2013-11-22 3 STACKS NELSON K. SMDI Common Stock D 0
2013-11-22 3 Abolin Craig SMDI Common Stock D 2.283.720
2013-11-22 3 Schwartz Yael SMDI Common Stock D 2.397.673
2013-11-01 3 BARER SOL J SMDI COMMON STOCK D 45.833.333
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Warrants (right to buy) X - Other I 1,00 -8.125.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Warrants (right to buy) X - Other I 0,65 -16.250.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Series E Preferred Stock, par value $0.001 per share C - Conversion I 0,06 -6.500 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Warrants (right to buy) X - Other I 1,00 -625.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Warrants (right to buy) X - Other I 0,65 -1.250.000 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Series E Preferred Stock, par value $0.001 per share C - Conversion I 0,06 -500 0
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Common Stock, par value $0.001 per share X - Other I 46.428.571 185.000.000
2013-06-10 2013-05-29 4 BLECH ISAAC By Trusts SMDI Common Stock, par value $0.001 per share C - Conversion I 0,0600 108.333.333 6.500 138.571.429
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Common Stock, par value $0.001 per share X - Other I 3.571.429 30.238.096
2013-06-10 2013-05-29 4 BLECH ISAAC By Spouse SMDI Common Stock, par value $0.001 per share C - Conversion I 0,0600 8.333.333 500 26.666.667
2013-06-10 2013-05-02 4 BLECH ISAAC SMDI Common Stock, par value $0.001 per share P - Purchase D 0,0600 18.333.334 1.100 18.333.334
2012-09-14 3 Schneider John SMDI Common Stock D 900.000
2012-09-14 3 Schneider John SMDI Common Stock D 179.105
P
Piața deschisă sau achiziția privată de titluri nederivate sau derivate
S
Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate
A
Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)
C
Conversia derivatei
D
Vânzarea sau transferul de valori mobiliare înapoi către companie
F
Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie
G
Donarea de valori mobiliare de către sau către persoane din interior
K
Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor
M
Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)
V
O tranzacție raportată voluntar pe Formularul 4
J
Altele (însoțite de o notă de subsol care descrie tranzacția)
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