AURX / Nuo Therapeutics, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Nuo Therapeutics, Inc.
US ˙ OTCPK

Acțiuni restante 48,402,419 shares
Acțiuni Insider40.329.854 shares
Proprietatea din interior83,32 %
Total Insiders22
Scorul de sentimente din interior

Insider Sentiment Score găsește companiile cumpărate de persoane din interior.

Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cea mai mare acumulare de persoane din interior.

Scorul de sentiment al ofițerului

Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.

Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.

La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.

Valori cheie ale insiderului

Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.

De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).

Numărul net de persoane din interior care cumpără (clasament)

0 ( )
7585 out of 10931

Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).

Procent din flota cumpărată de persoane din interior (clasament)

0.000% ( )
7408 out of 10788

Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.

Graficul privind tranzacțiile privilegiate

Nuo Therapeutics, Inc. tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.

Lista de persoane din interior și valori de profitabilitate

Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.

See our leaderboard of most profitable insider traders.

Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat
Aldagen Holdings, LLC 10% Owner - [10%] 13.139.215 13.139.215
Lawrence Atinsky 62.500
James Benson 380.000
Boyalife Investment Fund I, Inc. 10% Owner - [10%] 4.900.000 4.900.000
Peter Clausen CSO/COO - [O] 773.528 773.528
Guercio Joseph Del Director - [D] 305.160 305.160
Field Edward L. 834.000
Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat
Lyle A Hohnke 620.000
David Emerson Jorden CEO/CFO, Director - [D] [O] 2.085.000 2.085.000
Stephen Keith 285.000
Richard S Kent Director - [D] 1.233.740 1.233.740
Craig B Mendelsohn 95.000
Andrew Scott Maslan Chief Financial Officer - [O] 112.780 112.780
Mark T McLoughlin Director - [D] 20.001 20.001
Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat
Paul Mintz Director - [D] 108.294 108.294
Pittman Scott M. Director, 10% Owner - [D] [10%] 5.400.000 5.400.000
Martin P Rosendale Chief Executive Officer, Director - [D] [O] 229.149 229.149
Steven A Shallcross Chief Financial Officer - [O] 79.500 79.500
Charles E Sheedy 10% Owner - [10%] 11.570.833 11.570.833
Dean Tozer Chief Commercial Officer - [O] 200.000 200.000
Patrick Paul Vanek 140.000
C Eric Winzer Director - [D] 172.654 172.654

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Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în AURX / Nuo Therapeutics, Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Max
Pret la
Max
Max
Profit ($)
Randament maxim (%)
2025-07-30 SHEEDY CHARLES E 133.333 1,5000 133.333 1,5000 200.000 730
2024-09-18 SHEEDY CHARLES E 125.000 0,7500 125.000 0,7500 93.750
2024-05-20 SHEEDY CHARLES E 100.000 0,7500 100.000 0,7500 75.000
2023-12-19 SHEEDY CHARLES E 150.000 0,5000 150.000 0,5000 75.000
2023-08-01 SHEEDY CHARLES E 62.500 2,0000 62.500 2,0000 125.000
2022-04-29 SHEEDY CHARLES E 804.868 1,0000 804.868 1,0000 804.868
2020-10-05 SHEEDY CHARLES E 175.000 0,4000 175.000 0,4000 70.000

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

AURX / Nuo Therapeutics, Inc. Insider Trades
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în AURX / Nuo Therapeutics, Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Min
Pret la
Min
Pierdere maximă
Evitat ($)
Pierdere maximă
Evitat (%)
2025-11-28 JORDEN DAVID EMERSON 200.000 1,5000 200.000 1,5000 300.000 730
2022-11-09 JORDEN DAVID EMERSON 5.000 1,5000 5.000 1,5000 7.500
2022-11-09 JORDEN DAVID EMERSON 7.000 1,5000 7.000 1,5000 10.500
2022-11-09 JORDEN DAVID EMERSON 10.000 1,5000 10.000 1,5000 15.000
2022-11-09 JORDEN DAVID EMERSON 13.500 1,5000 13.500 1,5000 20.250
2022-11-09 JORDEN DAVID EMERSON 20.000 1,5000 20.000 1,5000 30.000
2022-11-09 JORDEN DAVID EMERSON 20.000 1,5000 20.000 1,5000 30.000
2022-11-09 JORDEN DAVID EMERSON 27.000 1,5000 27.000 1,5000 40.500
2022-11-09 JORDEN DAVID EMERSON 30.000 1,5000 30.000 1,5000 45.000

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

AURX / Nuo Therapeutics, Inc. Insider Trades
Istoricul tranzactiilor

Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.

Fişier
Data
Comerț
Data
Formă Insider Ticker Titlul de securitate Cod 10b5-1 Direct Exercițiu
Preț
Unitate
Preț
Unități
Schimbat
Valoare
Schimbat (1K)
Rămas
Opțiuni
Rămas
Acțiuni
2026-06-05 2026-06-05 4 JORDEN DAVID EMERSON AURX Common Stock A - Award D 1,0952 13.245 15 2.085.000
2026-01-05 2026-01-01 4 JORDEN DAVID EMERSON AURX Common Stock F - Taxes D 1,9700 -25.381 -50 2.046.374
2026-01-05 2026-01-01 4 JORDEN DAVID EMERSON AURX Common Stock M - Exercise D 0,4000 125.000 50 2.071.755
2025-12-22 2025-12-17 4 WINZER C ERIC AURX Common Stock F - Taxes D 2,0000 -13.750 -28 172.654
2025-12-22 2025-12-17 4 WINZER C ERIC AURX Common Stock M - Exercise D 0,4000 68.750 28 186.404
2025-12-11 2025-12-09 4/A Mintz Paul AURX Common Stock F - Taxes D 2,2000 -9.091 -20 108.294
2025-12-11 2025-12-09 4/A Mintz Paul AURX Common Stock M - Exercise D 0,4000 50.000 20 117.385
2025-12-11 2025-12-09 4 Mintz Paul AURX Common Stock F - Taxes D 2,2000 -9.091 -20 108.294
2025-12-11 2025-12-09 4 Mintz Paul AURX Common Stock M - Exercise D 0,4000 50.000 20 117.385
2025-12-03 2025-11-28 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -200.000 -300 1.946.755
2025-08-04 2025-08-01 4/A WINZER C ERIC AURX Common Stock F - Taxes D 1,7400 -27.659 -48 117.654
2025-08-04 2025-08-01 4/A WINZER C ERIC AURX Common Stock M - Exercise D 0,4000 120.313 48 145.313
2025-08-04 2025-08-01 4 WINZER C ERIC AURX Common Stock F - Taxes D 1,7400 -27.659 -48 117.654
2025-08-04 2025-08-01 4 WINZER C ERIC AURX Common Stock M - Exercise D 0,4000 120.313 48 145.313
2025-08-04 2025-08-01 4 Mintz Paul AURX Common Stock F - Taxes D 1,7400 -20.115 -35 67.385
2025-08-04 2025-08-01 4 Mintz Paul AURX Common Stock M - Exercise D 0,4000 87.500 35 87.500
2025-08-04 2025-08-01 4 JORDEN DAVID EMERSON AURX Common Stock F - Taxes D 1,7400 -21.313 -37 2.146.755
2025-08-04 2025-08-01 4 JORDEN DAVID EMERSON AURX Common Stock M - Exercise D 0,4000 92.710 37 2.168.068
2025-08-04 2025-08-01 4 JORDEN DAVID EMERSON AURX Common Stock M - Exercise D 0,4000 100.000 40 2.075.358
2025-08-04 2025-07-31 4 CLAUSEN PETER AURX Common Stock M - Exercise D 0,4000 183.853 74 770.054
2025-08-01 2025-07-30 4 Pittman Scott M. AURX Common Stock A - Award D 1,5000 3.946 6 5.400.000
2025-08-01 2025-07-30 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 1,5000 133.333 200 11.570.833
2024-11-19 2024-11-15 4 Pittman Scott M. AURX Common Stock M - Exercise D 0,5000 33.334 17 5.396.054
2024-11-19 2024-11-15 4 Pittman Scott M. AURX Common Stock M - Exercise D 0,4000 62.500 25 5.362.720
2024-11-19 2024-11-15 4 Pittman Scott M. AURX Common Stock M - Exercise D 0,4000 121.875 49 5.300.220
2024-09-19 2024-09-18 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 0,7500 125.000 94 11.437.500
2024-05-21 2024-05-20 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 0,7500 100.000 75 11.312.500
2024-05-21 2024-05-20 4 CLAUSEN PETER AURX Common Stock A - Award D 0,7500 15.000 11 586.201
2024-05-21 2024-05-20 4 Pittman Scott M. AURX Common Stock A - Award D 0,7500 135.000 101 5.178.345
2023-12-20 2023-12-19 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 0,5000 150.000 75 11.212.500
2023-12-20 2023-12-19 4 CLAUSEN PETER AURX Common Stock A - Award D 0,5000 20.000 10 571.201
2023-12-20 2023-12-19 4 Pittman Scott M. AURX Common Stock A - Award D 0,5000 600.000 300 5.043.345
2023-08-04 2023-08-01 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 2,0000 62.500 125 11.062.500
2023-08-03 2023-08-01 4 CLAUSEN PETER AURX Common Stock A - Award D 2,0000 25.000 50 551.201
2023-08-03 2023-08-01 4 Pittman Scott M. AURX Common Stock A - Award D 2,0000 100.000 200 4.443.345
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -5.000 -8 1.975.358
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -7.000 -10 1.980.358
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -10.000 -15 1.987.358
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -13.500 -20 1.997.358
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -20.000 -30 2.010.858
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -20.000 -30 2.010.858
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -27.000 -40 2.050.858
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -30.000 -45 2.077.858
2022-11-14 2022-11-09 4 JORDEN DAVID EMERSON AURX Common Stock S - Sale D 1,5000 -30.000 -45 2.077.858
2022-10-18 3/A CLAUSEN PETER AURX Common Stock D 501.201
2022-10-18 3/A CLAUSEN PETER By spouse AURX Common Stock I 3.474
2022-05-02 2022-04-29 4 JORDEN DAVID EMERSON AURX Common Stock A - Award D 1,0000 10.532 11 2.137.858
2022-05-02 2022-04-29 4 Pittman Scott M. AURX Common Stock A - Award D 1,0000 100.000 100 4.343.345
2022-05-02 2022-04-29 4 CLAUSEN PETER AURX Common Stock A - Award D 1,0000 25.000 25 526.201
2022-05-02 2022-04-29 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 1,0000 804.868 805 11.000.000
2022-04-26 3 CLAUSEN PETER AURX Common Stock D 501.201
2022-04-26 3 CLAUSEN PETER By spouse AURX Common Stock I 3.747
2022-04-26 2022-03-04 4 WINZER C ERIC AURX Option to Purchase Common Stock A - Award D 0,75 75.000 75.000
2022-04-26 2022-03-04 4 WINZER C ERIC AURX Option to Purchase Common Stock A - Award D 0,50 36.666 36.666
2022-04-26 2022-03-04 4 Mintz Paul AURX Option to Purchase Common Stock A - Award D 0,75 75.000 75.000
2022-04-26 2022-03-04 4 Mintz Paul AURX Option to Purchase Common Stock A - Award D 0,50 26.666 26.666
2022-04-26 2022-03-04 4 CLAUSEN PETER AURX Option to Purchase Common Stock A - Award D 0,50 43.328 43.328
2022-04-26 2022-03-04 4 Pittman Scott M. AURX Option to Purchase Common Stock A - Award D 0,75 100.000 100.000
2022-04-26 2022-03-04 4 Pittman Scott M. AURX Option to Purchase Common Stock A - Award D 0,50 33.334 33.334
2022-04-26 2022-03-04 4 JORDEN DAVID EMERSON AURX Option to Purchase Common Stock A - Award D 0,75 125.000 125.000
2022-04-26 2022-03-04 4 JORDEN DAVID EMERSON AURX Option to Purchase Common Stock A - Award D 0,50 66.672 66.672
2022-04-26 2021-12-30 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock X - Other D 0,20 -1.431.615 0
2022-04-26 2021-12-30 5 SHEEDY CHARLES E AURX Common Stock X - Other D 0,2000 1.431.615 286 10.195.132
2022-04-26 2021-12-01 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock J - Other D 0,40 -1.431.615 0
2022-04-26 2021-12-01 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock J - Other D 0,20 1.431.615 1.431.615
2022-04-26 2021-12-30 5 Pittman Scott M. AURX Warrants to purchase Common Stock M - Exercise D 0,20 -900.000 0
2022-04-26 2021-12-30 5 Pittman Scott M. AURX Common Stock M - Exercise D 0,2000 900.000 180 4.243.345
2022-04-26 2021-12-06 5 Pittman Scott M. AURX Warrants to purchase Common Stock J - Other D 0,40 -322.635 900.000
2022-04-26 2021-12-01 5 Pittman Scott M. AURX Warrants to purchase Common Stock D - Sale to Issuer D 0,40 -322.635 0
2022-04-26 2021-12-01 5 Pittman Scott M. AURX Warrants to purchase Common Stock D - Sale to Issuer D 0,40 -900.000 0
2022-04-26 2021-12-01 5 Pittman Scott M. AURX Warrants to purchase Common Stock A - Award D 0,20 1.222.635 1.222.635
2022-04-26 2021-12-30 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock M - Exercise D 0,20 -1.137.635 0
2022-04-26 2021-12-30 5 JORDEN DAVID EMERSON AURX Common Stock M - Exercise D 0,2000 1.137.635 228 2.127.326
2022-04-26 2021-12-06 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock J - Other D 0,40 -160.000 1.137.635
2022-04-26 2021-12-01 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock D - Sale to Issuer D 0,40 -397.635 0
2022-04-26 2021-12-01 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock D - Sale to Issuer D 0,40 -900.000 0
2022-04-26 2021-12-01 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock A - Award D 0,20 1.297.635 1.297.635
2022-04-26 2020-10-05 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock J - Other D 0,40 -165.000 0
2022-04-26 2020-10-05 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock J - Other D 0,40 1.431.615 1.431.615
2022-04-26 2020-10-05 5 SHEEDY CHARLES E AURX Common Stock P - Purchase D 0,4000 175.000 70 8.763.517
2022-04-26 2020-10-05 5 SHEEDY CHARLES E AURX Common Stock J - Other D 0,4000 302.205 121 8.588.517
2022-04-26 2020-10-05 5 Pittman Scott M. AURX Warrants to purchase Common Stock A - Award D 0,40 900.000 900.000
2022-04-26 2020-10-05 5 Pittman Scott M. AURX Warrants to purchase Common Stock D - Sale to Issuer D 0,40 -45.000 0
2022-04-26 2020-10-05 5 Pittman Scott M. AURX Warrants to purchase Common Stock A - Award D 0,40 322.635 322.635
2022-04-26 2020-10-05 5 Pittman Scott M. AURX Common Stock A - Award D 0,4000 25.000 10 3.343.345
2022-04-26 2020-10-05 5 Pittman Scott M. AURX Common Stock A - Award D 0,4000 82.545 33 3.318.345
2022-04-26 2020-10-05 5 Pittman Scott M. AURX Common Stock A - Award D 0,4000 300.000 120 3.235.800
2022-04-26 2020-10-05 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock A - Award D 0,40 900.000 900.000
2022-04-26 2020-10-05 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock D - Sale to Issuer D 0,40 -45.000 0
2022-04-26 2020-10-05 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock A - Award D 0,40 397.635 397.635
2022-04-26 2020-10-05 5 JORDEN DAVID EMERSON AURX Common Stock A - Award D 0,4000 50.000 20 989.691
2022-04-26 2020-10-05 5 JORDEN DAVID EMERSON AURX Common Stock A - Award D 0,4000 82.545 33 939.691
2022-04-26 2020-10-05 5 JORDEN DAVID EMERSON AURX Common Stock A - Award D 0,4000 300.000 120 857.146
2022-04-26 2019-12-06 5 Pittman Scott M. AURX Warrants to purchase Common Stock A - Award D 0,40 30.000 45.000
2022-04-26 2019-11-15 5 Pittman Scott M. AURX Warrants to purchase Common Stock A - Award D 0,40 15.000 15.000
2022-04-26 2019-12-06 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock P - Purchase D 0,40 150.000 165.000
2022-04-26 2019-11-15 5 SHEEDY CHARLES E AURX Warrants to purchase Common Stock P - Purchase D 0,40 15.000 15.000
2022-04-26 2019-12-06 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock A - Award D 0,40 30.000 45.000
2022-04-26 2019-11-15 5 JORDEN DAVID EMERSON AURX Warrants to purchase Common Stock A - Award D 0,40 15.000 15.000
2019-01-03 2018-12-31 4 Atinsky Lawrence AURX Option to Purchase Common Stock A - Award D 0,40 62.500 62.500
2019-01-03 2018-12-31 4 Mintz Paul AURX Option to Purchase Common Stock A - Award D 0,40 50.000 50.000
2019-01-03 2019-01-01 4 JORDEN DAVID EMERSON AURX Option to Purchase Common Stock A - Award D 0,40 125.000 125.000
2019-01-03 2018-12-31 4 CLAUSEN PETER AURX Option to Purchase Common Stock A - Award D 0,40 81.250 81.250
2019-01-03 2018-12-31 4 Pittman Scott M. AURX Option to Purchase Common Stock A - Award D 0,40 62.500 62.500
2019-01-03 2018-12-31 4 WINZER C ERIC AURX Option to Purchase Common Stock A - Award D 0,40 68.750 68.750
2018-08-13 2018-08-09 4 Atinsky Lawrence AURX Option to Purchase Common Stock A - Award D 0,40 109.375 109.375
2018-08-13 2018-08-09 4 Pittman Scott M. AURX Option to Purchase Common Stock A - Award D 0,40 121.875 121.875
2018-08-13 2018-08-09 4 CLAUSEN PETER AURX Option to Purchase Common Stock A - Award D 0,40 183.853 183.853
2018-08-13 2018-08-09 4 WINZER C ERIC AURX Option to Purchase Common Stock A - Award D 0,40 120.313 120.313
2018-08-13 2018-08-09 4 JORDEN DAVID EMERSON AURX Option to Purchase Common Stock A - Award D 0,40 192.710 192.710
2018-08-13 2018-08-09 4 Mintz Paul AURX Option to Purchase Common Stock A - Award D 0,40 87.500 87.500
2017-09-21 2017-09-11 4 Boyalife Investment Fund I, Inc. AURX Common Stock, $.00001 par value P - Purchase D 0,2222 3.150.000 700 4.900.000
2017-08-14 2017-08-10 4 SHEEDY CHARLES E AURX Common Stock P - Purchase D 0,2222 5.220.000 1.160 8.286.312
2017-08-14 2017-08-10 4 Pittman Scott M. AURX COMMON STOCK P - Purchase D 0,5000 560.000 280 2.935.800
2017-08-14 2017-08-10 4 Pittman Scott M. AURX COMMON STOCK P - Purchase D 0,2222 1.485.000 330 2.375.800
2017-08-14 2017-08-10 4 JORDEN DAVID EMERSON AURX COMMON STOCK P - Purchase D 0,2222 247.500 55 557.146
2017-07-10 2017-05-10 4 Mintz Paul AURX Option to purchase Common Stock A - Award D 1,00 18.750 18.750
2017-01-11 2017-01-09 4 WINZER C ERIC NONE Option to purchase Common Stock A - Award D 1,00 40.000 40.000
2017-01-11 2017-01-09 4 JORDEN DAVID EMERSON NONE Option to purchase Common Stock A - Award D 1,00 162.500 162.500
2017-01-11 2017-01-09 4 DEL GUERCIO JOSEPH NONE Option to purchase Common Stock A - Award D 1,00 40.000 40.000
2017-01-11 2017-01-09 4 CLAUSEN PETER NONE Option to purchase Common Stock A - Award D 1,00 80.000 80.000
2017-01-11 2017-01-09 4 Atinsky Lawrence NONE Option to purchase Common Stock A - Award D 1,00 40.000 40.000
2017-01-11 2017-01-09 4 Pittman Scott M. NONE Option to purchase Common Stock A - Award D 1,00 40.000 40.000
2016-10-07 2016-05-05 4 DEL GUERCIO JOSEPH NONE Common Stock, par value $0.0001 per share J - Other I 27.859 305.160
2016-09-01 3 Boyalife Investment Fund I, Inc. NONE Common Stock, par value $0.0001 per share D 3.500.000
2016-09-01 3 Boyalife Investment Fund I, Inc. NONE Common Stock, par value $0.0001 per share D 3.500.000
2016-08-23 2016-06-20 4 Pittman Scott M. NONE Common Stock, par value $0.0001 per share J - Other D 10.000 890.800
2016-08-23 2016-05-05 4 Pittman Scott M. NONE Warrants to purchase Common Stock P - Purchase D 1,00 280.000 280.000
2016-08-23 2016-05-05 4 Pittman Scott M. NONE Warrants to purchase Common Stock P - Purchase D 0,75 850.000 850.000
2016-08-15 2016-06-20 4 SHEEDY CHARLES E NONE Common Stock, par value $0.0001 per share J - Other D 10.000 3.066.312
2016-08-12 3 SHEEDY CHARLES E NONE Common Stock, par value $0.0001 per share D 6.115.989
2016-08-12 3 SHEEDY CHARLES E NONE Common Stock, par value $0.0001 per share I 3.063.042
2016-08-12 3 SHEEDY CHARLES E NONE Common Stock, par value $0.0001 per share D 6.115.989
2016-08-12 3 SHEEDY CHARLES E NONE Common Stock, par value $0.0001 per share I 3.063.042
2016-07-29 2016-05-05 4 WINZER C ERIC NONE Common Stock, par value $0.0001 per share P - Purchase D 1,0000 25.000 25 25.000
2016-07-29 2016-05-05 4 JORDEN DAVID EMERSON By Child NONE Common Stock, par value $0.0001 per share J - Other I 167 167
2016-07-29 2016-05-05 4 JORDEN DAVID EMERSON NONE Common Stock, par value $0.0001 per share J - Other D 55.915 309.646
2016-07-29 2016-05-05 4 JORDEN DAVID EMERSON NONE Common Stock, par value $0.0001 per share J - Other D 62.182 253.731
2016-07-29 2016-05-05 4 JORDEN DAVID EMERSON NONE Common Stock, par value $0.0001 per share J - Other D 54.049 191.549
2016-07-29 2016-05-05 4 JORDEN DAVID EMERSON NONE Common Stock, par value $0.0001 per share P - Purchase D 1,0000 137.500 138 137.500
2016-07-29 2016-05-05 4 DEL GUERCIO JOSEPH NONE Common Stock, par value $0.0001 per share J - Other I 27.301 277.301
2016-07-29 2016-05-05 4 DEL GUERCIO JOSEPH NONE Common Stock, par value $0.0001 per share P - Purchase I 1,0000 250.000 250 250.000
2016-07-29 2016-05-05 4 CLAUSEN PETER By Spouse NONE Common Stock, par value $0.0001 per share J - Other I 3.474 3.474
2016-07-29 2016-05-05 4 CLAUSEN PETER NONE Common Stock, par value $0.0001 per share J - Other D 1.201 1.201
2016-07-29 2016-05-05 4 Pittman Scott M. NONE Common Stock, par value $0.0001 per share J - Other D 189 880.800
2016-07-29 2016-05-05 4 Pittman Scott M. NONE Common Stock, par value $0.0001 per share J - Other D 21.483 880.611
2016-07-29 2016-05-05 4 Pittman Scott M. NONE Common Stock, par value $0.0001 per share J - Other D 34.128 859.128
2016-07-29 2016-05-05 4 Pittman Scott M. NONE Common Stock, par value $0.0001 per share P - Purchase D 1,0000 525.000 525 825.000
2016-07-29 2016-05-05 4 Pittman Scott M. NONE Common Stock, par value $0.0001 per share P - Purchase D 1,0000 300.000 300 300.000
2015-07-15 2015-07-09 4 JORDEN DAVID EMERSON NUOT Employee Stock Option (right to buy) A - Award D 0,21 250.000 430.000
2015-05-13 2015-05-11 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,2700 -50.000 -14 13.139.215
2015-03-12 2015-01-09 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -15.850 -6 13.189.215
2015-03-12 2014-12-30 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -1.200 -0 13.205.065
2015-03-12 2014-11-11 4 Aldagen Holdings, LLC NUOT Common Stock J - Other D 1,1800 1.270.000 1.499 13.206.265
2015-03-12 2013-06-13 4 Aldagen Holdings, LLC NUOT Common Stock J - Other D -105.300 11.936.265
2015-01-22 2015-01-20 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -5.500 -2 12.181.395
2015-01-15 2015-01-14 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -153.467 -54 12.186.895
2015-01-15 2015-01-13 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -14.000 -5 12.340.362
2015-01-12 2015-01-12 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -73.496 -26 12.354.362
2015-01-12 2015-01-09 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -61.037 -21 12.427.858
2015-01-12 2015-01-08 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -82.850 -29 12.488.895
2015-01-12 2015-01-02 4 DEL GUERCIO JOSEPH NUOT Options to purchase shares of Common Stock A - Award D 0,34 45.000 491.364
2015-01-12 2014-01-28 4 DEL GUERCIO JOSEPH NUOT Options to purchase shares of Common Stock A - Award D 0,61 30.000 446.364
2015-01-06 2015-01-02 4 HOHNKE LYLE A NUOT Options to purchase shares of Common Stock A - Award D 0,34 45.000 620.000
2015-01-06 2015-01-02 4 KEITH STEPHEN NUOT Options to purchase shares of Common Stock A - Award D 0,34 45.000 285.000
2015-01-06 2015-01-02 4 WINZER C ERIC NUOT Options to purchase shares of Common Stock A - Award D 0,34 45.000 285.000
2015-01-06 2015-01-02 4 McLoughlin Mark T NUOT Options to purchase shares of Common Stock A - Award D 0,34 45.000 435.000
2015-01-02 2014-12-31 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -100 -0 12.571.745
2014-12-31 2014-12-30 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -299.900 -105 12.571.845
2014-12-31 2014-12-29 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -100 -0 12.871.745
2014-12-23 2014-12-22 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3700 -10.300 -4 12.871.845
2014-12-23 2014-12-19 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -97.150 -34 12.882.145
2014-12-23 2014-11-28 4 Aldagen Holdings, LLC NUOT Common Stock S - Sale D 0,3500 -2.850 -1 12.979.295
2014-10-08 2014-10-06 4 TOZER DEAN CMXI Common Stock P - Purchase D 0,3600 33.300 12 200.000
2014-09-16 2014-09-12 4 TOZER DEAN CMXI Common Stock P - Purchase D 0,4500 40.000 18 166.700
2014-09-02 2014-08-29 4 TOZER DEAN CMXI Common Stock P - Purchase D 0,3500 40.000 14 126.700
2014-08-27 2014-08-26 4 SHALLCROSS STEVEN A CMXI Common Stock P - Purchase D 0,3800 27.500 10 79.500
2014-08-25 2014-08-22 4 TOZER DEAN CMXI Common Stock P - Purchase D 0,3800 38.700 15 86.700
2014-08-21 2014-08-20 4 SHALLCROSS STEVEN A CMXI Common Stock P - Purchase D 0,3900 52.000 20 52.000
2014-08-21 2014-08-20 4 ROSENDALE MARTIN P CMXI Common Stock P - Purchase D 0,4000 25.000 10 229.149
2014-08-21 2014-08-20 4 TOZER DEAN CMXI Common Stock P - Purchase D 0,3900 48.000 19 48.000
2014-06-20 2014-04-08 4/A ROSENDALE MARTIN P CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 0,60 300.000 1.330.223
2014-06-20 3/A CLAUSEN PETER CMXI COMMON STOCK D 195.891
2014-06-20 2014-04-08 4/A SHALLCROSS STEVEN A CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 0,60 300.000 900.000
2014-06-20 2014-04-08 4/A Field Edward L. CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 0,60 300.000 834.000
2014-04-14 3 CLAUSEN PETER CMXI COMMON STOCK D 391.782
2014-04-14 3 CLAUSEN PETER CMXI COMMON STOCK D 391.782
2014-04-10 2014-04-08 4 SHALLCROSS STEVEN A CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 0,60 1.219.900 1.819.900
2014-04-10 2014-04-08 4 ROSENDALE MARTIN P CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 0,60 2.624.800 3.655.023
2014-04-10 2014-04-08 4 Field Edward L. CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 0,60 1.285.900 1.819.900
2014-02-07 2014-01-28 4 McLoughlin Mark T CMXI Options to purchase shares of Common Stock A - Award D 0,61 30.000 420.000
2014-01-30 2014-01-28 4 HOHNKE LYLE A CMXI Options to purchase shares of Common Stock A - Award D 0,61 40.000 575.000
2014-01-30 2014-01-28 4 WINZER C ERIC CMXI Options to purchase shares of Common Stock A - Award D 0,61 40.000 240.000
2014-01-30 2014-01-28 4 Kent Richard S CMXI Option to purchase shares of Common Stock A - Award D 0,61 30.000 30.000
2014-01-30 2014-01-28 4 KEITH STEPHEN CMXI Options to purchase shares of Common Stock A - Award D 0,61 40.000 240.000
2013-05-21 2013-05-21 4 JORDEN DAVID EMERSON CMXI COMMON STOCK P - Purchase D 0,5000 55.000 28 6.905.000
2013-05-21 2013-05-17 4 JORDEN DAVID EMERSON CMXI COMMON STOCK P - Purchase D 0,5000 25.000 12 6.850.000
2013-04-19 2013-04-19 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,5000 15.000 8 6.875.000
2013-04-19 2013-04-18 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,5100 20.000 10 6.860.000
2013-04-19 2013-04-17 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,5100 15.000 8 6.840.000
2013-04-09 2013-04-09 4 JORDEN DAVID EMERSON CMXI COMMON STOCK P - Purchase D 0,5200 31.515 16 6.825.000
2013-04-09 2013-04-08 4 JORDEN DAVID EMERSON CMXI COMMON STOCK P - Purchase D 0,5100 43.485 22 6.793.485
2013-04-05 2013-04-04 4 ROSENDALE MARTIN P CMXI Common Stock P - Purchase D 0,5200 17.231 9 204.149
2013-03-29 2013-02-19 4/A DEL GUERCIO JOSEPH CMXI COMMON STOCK P - Purchase I 0,75 356.364 550.362
2013-03-21 2013-03-19 4 Kent Richard S CMXI Option to purchase shares of Common Stock A - Award D 0,51 30.000 30.000
2013-03-20 2013-03-19 4 HOHNKE LYLE A CMXI Option to purchase shares of Common Stock A - Award D 0,51 30.000 535.000
2013-03-20 2013-03-19 4 WINZER C ERIC CMXI Option to purchase shares of Common Stock A - Award D 0,51 40.000 200.000
2013-03-20 2013-03-19 4 McLoughlin Mark T CMXI Option to purchase shares of Common Stock A - Award D 0,51 40.000 390.000
2013-03-20 2013-03-19 4 Benson James CMXI Option to purchase shares of Common Stock A - Award D 0,51 30.000 380.000
2013-03-20 2013-03-19 4 KEITH STEPHEN CMXI Option to purchase shares of Common Stock A - Award D 0,51 40.000 200.000
2013-03-20 2013-03-19 4 DEL GUERCIO JOSEPH CMXI Option to purchase shares of Common Stock A - Award D 0,51 30.000 580.362
2013-02-27 2013-02-27 4 JORDEN DAVID EMERSON CMXI COMMON STOCK P - Purchase D 0,5300 4.400 2 6.750.000
2013-02-27 2013-02-26 4 JORDEN DAVID EMERSON CMXI COMMON STOCK P - Purchase D 0,5200 20.600 11 6.745.600
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Partners VII, L.P. CMXI Warrant (right to buy) P - Purchase I 0,75 224.849 224.849
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Partners VI, L.P. CMXI Warrant (right to buy) P - Purchase I 0,75 224.848 224.848
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Partners V, L.P. CMXI Warrant (right to buy) P - Purchase I 0,75 215.020 215.020
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Affiliates V, L.P. CMXI Warrant (right to buy) P - Purchase I 0,75 9.829 9.829
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Partners VII, L.P. CMXI Common Stock P - Purchase I 0,5500 321.213 177 1.233.740
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Partners VI, L.P. CMXI Common Stock P - Purchase I 0,5500 321.211 177 1.233.738
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Partners V, L.P. CMXI Common Stock P - Purchase I 0,5500 307.171 169 1.179.805
2013-02-26 2013-02-22 4 Kent Richard S by Intersouth Affiliates V, L.P. CMXI Common Stock P - Purchase I 0,5500 14.042 8 53.934
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Warrant (right to buy) P - Purchase I 0,75 19.091 19.091
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Warrant (right to buy) P - Purchase I 0,75 12.727 12.727
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Warrant (right to buy) P - Purchase I 0,75 63.636 63.636
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Warrant (right to buy) P - Purchase I 0,75 63.636 63.636
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Warrant (right to buy) P - Purchase I 0,75 22.567 22.567
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Warrant (right to buy) P - Purchase I 0,75 15.616 15.616
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Common Stock P - Purchase I 0,5500 27.273 15 39.967
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Common Stock P - Purchase I 0,5500 18.182 10 60.494
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Common Stock P - Purchase I 0,5500 90.909 50 429.404
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Common Stock P - Purchase I 0,5500 90.909 50 429.404
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Common Stock P - Purchase I 0,5500 32.238 18 157.276
2013-02-26 2013-02-22 4 Aldagen Holdings, LLC CMXI Common Stock P - Purchase I 0,5500 22.308 12 108.830
2013-02-22 2013-02-22 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,5300 20.000 11 6.725.000
2013-02-22 2013-02-21 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,5300 30.000 16 6.705.000
2013-02-22 2013-02-22 4 ROSENDALE MARTIN P CMXI COMMON STOCK P - Purchase D 0,5300 20.000 11 186.918
2013-02-21 2013-02-19 4 JORDEN DAVID EMERSON CMXI COMMON STOCK WARRANT P - Purchase D 0,70 114.286 620.110
2013-02-21 2013-02-19 4 DEL GUERCIO JOSEPH CMXI COMMON STOCK WARRANT P - Purchase I 0,75 356.364 520.362
2013-02-21 2013-02-19 4 DEL GUERCIO JOSEPH CMXI COMMON STOCK P - Purchase I 0,5500 509.091 280 1.143.770
2013-02-15 2013-02-13 4 Aldagen Holdings, LLC CMXI Common Stock J - Other D -557.671 12.982.145
2012-09-14 2012-09-14 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,8900 25.000 22 6.675.000
2012-09-12 2012-09-11 4 JORDEN DAVID EMERSON CMXI Common Stock P - Purchase D 0,9500 8.333 8 6.650.000
2012-09-04 2012-08-29 4 McLoughlin Mark T CMXI Warrant X - Other D -6.667 350.000
2012-09-04 2012-08-29 4 McLoughlin Mark T CMXI Common Stock X - Other D 6.667 20.001
2012-08-31 2012-08-29 4 JORDEN DAVID EMERSON CMXI Warrant X - Other D -16.667 505.824
2012-08-31 2012-08-29 4 JORDEN DAVID EMERSON CMXI Common Stock X - Other D 1,0000 16.667 17 6.641.667
2012-08-08 2012-08-07 4 Maslan Andrew Scott CMXI Warrant X - Other D -10.000 462.643
2012-08-08 2012-08-07 4 Maslan Andrew Scott CMXI Common Stock X - Other D 1,0000 10.000 10 112.780
2012-08-07 2012-08-06 4 ROSENDALE MARTIN P CMXI Common Stock G - Gift D 1,6500 -8.000 -13 166.918
2012-08-07 2012-08-03 4 ROSENDALE MARTIN P CMXI Warrant X - Other D -16.667 1.096.997
2012-08-07 2012-08-03 4 ROSENDALE MARTIN P CMXI Common Stock X - Other D 1,0000 16.667 17 174.918
2012-07-03 2012-07-03 4 Maslan Andrew Scott CMXI Common Stock P - Purchase D 1,0800 5.000 5 102.780
2012-07-03 2012-07-03 4 ROSENDALE MARTIN P CMXI Common Stock P - Purchase D 1,1500 8.000 9 158.251
2012-06-20 2012-06-18 4 Kent Richard S CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,88 30.000 986.426
2012-06-20 2012-06-18 4 DEL GUERCIO JOSEPH CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,88 30.000 193.998
2012-06-19 2012-06-18 4 HOHNKE LYLE A CMXI OPTIONS TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,88 30.000 505.000
2012-05-22 2012-05-18 4 Aldagen Holdings, LLC CMXI Series E Convertible Preferred Stock C - Conversion D -135.398 0
2012-05-22 2012-05-18 4 Aldagen Holdings, LLC CMXI Common Stock C - Conversion D 13.539.816 13.539.816
2012-05-04 2012-05-03 4 ROSENDALE MARTIN P CMXI Warrant P - Purchase D 1,42 4.071 1.080.330
2012-05-04 2012-05-03 4 ROSENDALE MARTIN P CMXI Warrant X - Other D -17.922 1.076.259
2012-05-04 2012-05-03 4 ROSENDALE MARTIN P CMXI Common Stock X - Other D 0,5368 17.922 10 150.251
2012-04-10 3 Clark B. Jefferson CMXI Common Stock I 338.495
2012-04-10 3 Clark B. Jefferson CMXI Common Stock I 84.624
2012-04-10 3 Clark B. Jefferson CMXI Common Stock I 125.038
2012-04-10 3 Clark B. Jefferson CMXI Common Stock I 86.522
2012-04-10 3 Clark B. Jefferson CMXI Common Stock I 12.694
2012-04-10 3 Clark B. Jefferson CMXI Common Stock I 42.312
2012-03-19 2011-12-01 4 VANEK PATRICK PAUL CMXI OPTIONS TO PURCHASE COMMON STOCK A - Award D 0,80 30.000 140.000
2012-02-21 3 Kent Richard S by Intersouth Partners VI, L.P. CMXI COMMON STOCK I 912.527
2012-02-21 3 Kent Richard S by Intersouth Partners VII L.P. CMXI COMMON STOCK I 912.527
2012-02-21 3 Kent Richard S by Intersouth Partners V, L.P. CMXI COMMON STOCK I 872.634
2012-02-21 3 Kent Richard S by Intersouth Affiliates V, L.P. CMXI COMMON STOCK I 39.892
2012-02-21 3 DEL GUERCIO JOSEPH by CNF Investments II, LLC. CMXI COMMON STOCK I 634.679
2012-02-15 2012-02-15 4 JORDEN DAVID EMERSON CMXI Warrant X - Other D -178.571 522.494
2012-02-15 2012-02-15 4 JORDEN DAVID EMERSON CMXI Warrant X - Other D -200.000 701.065
2012-02-15 2012-02-15 4 JORDEN DAVID EMERSON CMXI Common Stock X - Other D 0,5000 178.571 89 6.625.000
2012-02-15 2012-02-15 4 JORDEN DAVID EMERSON CMXI Common Stock X - Other D 0,5368 200.000 107 6.446.429
2012-02-15 2012-02-15 4 JORDEN DAVID EMERSON CMXI Common Stock S - Sale D 1,1540 -76.313 -88 6.246.429
2012-02-15 2012-02-14 4 JORDEN DAVID EMERSON CMXI Common Stock S - Sale D 1,2000 -27.000 -32 6.322.742
2012-02-15 2012-02-13 4 JORDEN DAVID EMERSON CMXI Common Stock S - Sale D 1,2520 -39.775 -50 6.349.742
2012-02-14 2012-02-13 4 Maslan Andrew Scott CMXI Warrant X - Other D -8.961 477.321
2012-02-14 2012-02-13 4 Maslan Andrew Scott CMXI Common Stock X - Other D 0,5368 8.961 5 97.780
2012-02-13 2012-01-03 4 WINZER C ERIC CMXI NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,13 40.000 160.000
2012-02-13 2012-01-03 4 McLoughlin Mark T CMXI NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,13 40.000 356.667
2012-02-13 2012-01-03 4 Benson James CMXI NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,13 40.000 350.000
2012-02-13 2012-01-03 4 KEITH STEPHEN CMXI NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,13 40.000 160.000
2012-02-13 2012-01-03 4 MENDELSOHN CRAIG B CMXI NONQUALIFIED OPTION TO PURCHASE SHARES OF COMMON STOCK A - Award D 1,13 30.000 95.000
2012-02-10 2012-02-08 4 JORDEN DAVID EMERSON CMXI Common Stock J - Other D 8.000 6.389.517
2012-02-10 2012-02-08 4 JORDEN DAVID EMERSON CMXI Common Stock C - Conversion D 143.370 6.381.517
2012-02-10 2012-02-08 4 Maslan Andrew Scott CMXI Common Stock J - Other D 1.000 88.819
2012-02-10 2012-02-08 4 Maslan Andrew Scott CMXI Common Stock C - Conversion D 17.922 87.819
2012-02-10 2012-02-08 4 ROSENDALE MARTIN P CMXI Common Stock J - Other D 2.000 132.329
2012-02-10 2012-02-08 4 ROSENDALE MARTIN P CMXI Common Stock C - Conversion D 35.843 130.329
2012-01-30 2012-01-17 4 JORDEN DAVID EMERSON CMXI Common Stock J - Other D 1.854 6.238.147
2012-01-30 2012-01-17 4 Maslan Andrew Scott CMXI Common Stock J - Other D 232 69.897
2012-01-30 2012-01-17 4 ROSENDALE MARTIN P CMXI Common Stock J - Other D 464 94.486
P
Piața deschisă sau achiziția privată de titluri nederivate sau derivate
S
Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate
A
Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)
C
Conversia derivatei
D
Vânzarea sau transferul de valori mobiliare înapoi către companie
F
Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie
G
Donarea de valori mobiliare de către sau către persoane din interior
K
Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor
M
Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)
V
O tranzacție raportată voluntar pe Formularul 4
J
Altele (însoțite de o notă de subsol care descrie tranzacția)
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