| Acțiuni Insider | 27.868.334 shares |
Scorul de sentimente din interior
Insider Sentiment Score găsește companiile cumpărate de persoane din interior.
Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.
Frecvența actualizării: zilnic
Scorul de sentiment al ofițerului
Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.
Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.
La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.
Frecvența actualizării: zilnic
Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.
Valori cheie ale insiderului
Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.
De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).
Numărul net de persoane din interior care cumpără (clasament)
N/A
Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).
Procent din flota cumpărată de persoane din interior (clasament)
N/A
Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.
Graficul privind tranzacțiile privilegiate
Apollo Endosurgery Inc tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.
Lista de persoane din interior și valori de profitabilitate
Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Profit mediu (%) | Acțiuni Deținut |
Despică Ajustat |
|---|
Report errors via our new Insider Auditing Tool
Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt
În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în APEN / Apollo Endosurgery Inc. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .
Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.
Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt
În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în APEN / Apollo Endosurgery Inc. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .
Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.
Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.
Istoricul tranzactiilor
Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.
| Fişier Data |
Comerț Data |
Formă | Insider | Ticker | Titlul de securitate | Cod | Direct | Exercițiu Preț |
Unitate Preț |
Unități Schimbat |
Valoare Schimbat (1K) |
Rămas Opțiuni |
Rămas Acțiuni |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Mallard Fund, LP | APEN | Common Stock | I | -400.675 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Kestrel Fund, LP | APEN | Common Stock | I | -63.671 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Crested Crane, LP | APEN | Common Stock | I | -45.594 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Common Stock | I | -3.687.781 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Common Stock | I | -1.310.701 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Common Stock | I | -675.181 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | -400.675 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | -63.671 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | -45.594 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | -3.687.781 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Common Stock | I | -1.310.701 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | -675.181 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McClellan William D. Jr. by Trust | APEN | Common Stock | I | -2.000 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | -39.249 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | McKhann Chas | APEN | Common Stock | D | -689.880 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Molesphini John J | APEN | Common Stock | D | -92.626 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | BARR JOHN R | APEN | Common Stock | D | -44.082 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | O'KEEFE SHARON | APEN | Common Stock | D | -35.604 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Bankes Jeannette | APEN | Common Stock | D | -17.641 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Black Jeffrey G. | APEN | Common Stock | D | -335.330 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Gutteridge Mike | APEN | Common Stock | D | -86.647 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Gostout Christopher J. | APEN | Common Stock | D | -90.267 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Pacitti David | APEN | Common Stock | D | -18.112 | 0 | ||||||
| 2023-04-04 | 2023-04-04 | 4 | Shimer Julie Ann | APEN | Common Stock | D | -36.021 | 0 | ||||||
| 2022-12-30 | 2022-12-28 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 3,2500 | 1.465.770 | 4.764 | 3.687.781 | ||||
| 2022-12-30 | 2022-12-28 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 3,2500 | 586.308 | 1.906 | 1.310.701 | ||||
| 2022-12-30 | 2022-12-28 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 3,2500 | 146.577 | 476 | 675.181 | ||||
| 2022-12-30 | 2022-12-28 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 3,2500 | 1.465.770 | 4.764 | 3.687.781 | ||||
| 2022-12-30 | 2022-12-28 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 3,2500 | 586.308 | 1.906 | 1.310.701 | ||||
| 2022-12-30 | 2022-12-28 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 3,2500 | 146.577 | 476 | 675.181 | ||||
| 2022-11-04 | 2022-11-04 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 6,4600 | -15.060 | -97 | 332.650 | ||||
| 2022-08-05 | 2022-08-05 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 6,4600 | -6.190 | -40 | 347.710 | ||||
| 2022-08-05 | 2022-08-05 | 4 | O'KEEFE SHARON | APEN | Common Stock | D | 17.028 | 17.028 | ||||||
| 2022-08-05 | 2022-08-05 | 4 | O'KEEFE SHARON | APEN | Common Stock | D | 18.576 | 18.576 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Anderson Rick D | APEN | Common Stock | D | 14.224 | 113.484 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 14.224 | 39.249 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 14.224 | 36.021 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Bankes Jeannette | APEN | Common Stock | D | 14.224 | 17.641 | ||||||
| 2022-06-16 | 2022-05-06 | 4 | Bankes Jeannette | APEN | Common Stock | D | 3.417 | 3.417 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 88.900 | 353.900 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | BARR JOHN R | APEN | Common Stock | D | 14.224 | 44.082 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | McKhann Chas | APEN | Common Stock | D | 112.607 | 689.880 | ||||||
| 2022-06-16 | 2022-06-14 | 4 | Pacitti David | APEN | Common Stock | D | 14.224 | 18.112 | ||||||
| 2022-05-09 | 2022-05-05 | 4 | McKhann Chas | APEN | Common Stock | D | 5,4200 | -66.553 | -361 | 577.273 | ||||
| 2022-03-10 | 3/A | Gutteridge Mike | APEN | Common Stock | D | 21.403 | ||||||||
| 2022-03-10 | 3/A | Gutteridge Mike | APEN | Common Stock | D | 22.838 | ||||||||
| 2022-03-10 | 3/A | Gutteridge Mike | APEN | Common Stock | D | 19.796 | ||||||||
| 2022-03-10 | 2022-02-25 | 4/A | Gutteridge Mike | APEN | Stock Option (Right to Buy) | D | 5,63 | 11.611 | 11.611 | |||||
| 2022-03-10 | 2022-02-25 | 4/A | Gutteridge Mike | APEN | Common Stock | D | 22.610 | 63.809 | ||||||
| 2022-03-01 | 2022-03-01 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 6,2000 | 10.000 | 62 | 265.000 | ||||
| 2022-03-01 | 2022-02-28 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 5,6600 | 15.000 | 85 | 255.000 | ||||
| 2022-03-01 | 2022-02-25 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 5,4800 | 15.000 | 82 | 240.000 | ||||
| 2022-03-01 | 3 | Gutteridge Mike | APEN | Common Stock | D | 41.199 | ||||||||
| 2022-03-01 | 3 | Gutteridge Mike | APEN | Common Stock | D | 22.838 | ||||||||
| 2022-03-01 | 2022-02-25 | 4 | Gutteridge Mike | APEN | Stock Option (Right to Buy) | D | 5,63 | 11.611 | 11.611 | |||||
| 2022-03-01 | 2022-02-25 | 4 | Gutteridge Mike | APEN | Common Stock | D | 22.610 | 63.809 | ||||||
| 2022-02-28 | 2022-02-25 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 5,63 | 26.539 | 26.539 | |||||
| 2022-02-28 | 2022-02-25 | 4 | Molesphini John J | APEN | Common Stock | D | 17.227 | 92.626 | ||||||
| 2022-02-28 | 2022-02-25 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 5,63 | 6.635 | 6.635 | |||||
| 2022-02-28 | 2022-02-25 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 12.920 | 90.267 | ||||||
| 2021-10-19 | 2021-10-15 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 7,7500 | 387.097 | 3.000 | 2.151.209 | ||||
| 2021-10-19 | 2021-10-15 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 7,7500 | 258.064 | 2.000 | 696.071 | ||||
| 2021-10-19 | 2021-10-15 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 7,7500 | 38.710 | 300 | 521.522 | ||||
| 2021-10-19 | 2021-10-15 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 7,7500 | 387.097 | 3.000 | 2.151.209 | ||||
| 2021-10-19 | 2021-10-15 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 7,7500 | 258.064 | 2.000 | 696.071 | ||||
| 2021-10-19 | 2021-10-15 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 7,7500 | 38.710 | 300 | 521.522 | ||||
| 2021-08-20 | 2021-08-20 | 4/A | McKhann Chas | APEN | Common Stock | D | 7,7400 | -21.148 | -164 | 643.826 | ||||
| 2021-08-20 | 2021-08-19 | 4/A | McKhann Chas | APEN | Common Stock | D | 7,8900 | -21.148 | -167 | 664.974 | ||||
| 2021-08-20 | 2021-08-18 | 4/A | McKhann Chas | APEN | Common Stock | D | 8,2100 | -21.156 | -174 | 686.122 | ||||
| 2021-08-20 | 2021-08-20 | 4 | McKhann Chas | APEN | Common Stock | D | 7,7400 | -21.148 | -164 | 643.826 | ||||
| 2021-08-20 | 2021-08-19 | 4 | McKhann Chas | APEN | Common Stock | D | 7,8900 | -21.148 | -167 | 664.974 | ||||
| 2021-08-20 | 2021-08-18 | 4 | McKhann Chas | APEN | Common Stock | D | 8,2100 | -21.156 | -174 | 686.122 | ||||
| 2021-08-11 | 2021-08-11 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 8,7500 | 25.000 | 219 | 25.000 | ||||
| 2021-08-11 | 2021-08-09 | 4 | Black Jeffrey G. | APEN | Stock Option (Right to Buy) | D | 8,69 | 8,6900 | 150.000 | 1.304 | 150.000 | |||
| 2021-08-11 | 2021-08-09 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 80.000 | 225.000 | ||||||
| 2021-08-11 | 2021-08-09 | 4 | Black Jeffrey G. | APEN | Common Stock | D | 120.000 | 145.000 | ||||||
| 2021-07-08 | 2021-06-30 | 4 | GAGNON NEIL By Limited Partner of the Family Partnership | APEN | Common Stock, $0.001 par value per share | I | 1.001 | 85.015 | ||||||
| 2021-07-08 | 2021-06-30 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 3.337 | 413.962 | ||||||
| 2021-07-07 | 2021-07-07 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 91 | 95.998 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 8,86 | 8,8600 | 5.271 | 47 | 66.382 | |||
| 2021-06-21 | 2021-06-17 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 3.888 | 25.025 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Pacitti David | APEN | Non-Qualified Stock Option (right to buy) | D | 8,86 | 8,8600 | 5.271 | 47 | 64.710 | |||
| 2021-06-21 | 2021-06-17 | 4 | Pacitti David | APEN | Common Stock | D | 3.888 | 3.888 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | BARR JOHN R | APEN | Non-Qualified Stock Option (right to buy) | D | 8,86 | 8,8600 | 5.271 | 47 | 51.124 | |||
| 2021-06-21 | 2021-06-17 | 4 | BARR JOHN R | APEN | Common Stock | D | 3.888 | 29.858 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Anderson Rick D | APEN | Non-Qualified Stock Option (right to buy) | D | 8,86 | 8,8600 | 5.271 | 47 | 5.271 | |||
| 2021-06-21 | 2021-06-17 | 4 | Anderson Rick D | APEN | Common Stock | D | 3.888 | 53.565 | ||||||
| 2021-06-21 | 2021-06-17 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 8,86 | 8,8600 | 5.271 | 47 | 57.965 | |||
| 2021-06-21 | 2021-06-17 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 3.888 | 21.797 | ||||||
| 2021-06-15 | 2021-06-11 | 4 | GAGNON NEIL As Managing Member of General Partner of Gagnon Investment Associates | APEN | Pre-funded warrants | I | 0,00 | -128.585 | 0 | |||||
| 2021-06-15 | 2021-06-11 | 4 | GAGNON NEIL By Managing Member as General Partner of Gagnon Investment Associates | APEN | Common Stock, $0.001 par value per share | I | 0,0010 | 128.585 | 0 | 1.329.354 | ||||
| 2021-06-15 | 2021-05-21 | 4 | GAGNON NEIL By Limited Partner of the Family Partnership | APEN | Common Stock, $0.001 par value per share | I | 1.609 | 84.014 | ||||||
| 2021-06-15 | 2021-05-21 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 8.045 | 410.625 | ||||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,9600 | -790 | -5 | 0 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,9300 | -600 | -4 | 790 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,9200 | -3.400 | -24 | 1.390 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,9100 | -5.524 | -38 | 4.790 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,9000 | -3.144 | -22 | 10.314 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,8900 | -464 | -3 | 13.458 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,8800 | -1.100 | -8 | 13.922 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,8500 | -20 | -0 | 15.022 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,8100 | -500 | -3 | 15.042 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,8000 | -600 | -4 | 15.542 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,7300 | -600 | -4 | 16.142 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,7200 | -300 | -2 | 16.742 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,7100 | -100 | -1 | 17.042 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,7000 | -800 | -5 | 17.142 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,6700 | -200 | -1 | 17.942 | ||||
| 2021-05-20 | 2021-05-19 | 4/A | Pacitti David | APEN | Common Stock | D | 6,6400 | -600 | -4 | 18.142 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,9600 | -790 | -5 | 0 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,9300 | -600 | -4 | 790 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,9200 | -3.400 | -24 | 1.390 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,9100 | -5.524 | -38 | 4.790 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,9000 | -3.144 | -22 | 10.314 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,8900 | -464 | -3 | 13.458 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,8800 | -1.100 | -8 | 13.922 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,8500 | -20 | -0 | 15.022 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,8100 | -500 | -3 | 15.042 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,8000 | -600 | -4 | 15.542 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,7300 | -600 | -4 | 16.142 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,7200 | -300 | -2 | 16.742 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,7100 | -100 | -1 | 17.042 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,7000 | -800 | -5 | 17.142 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,6700 | -200 | -1 | 17.942 | ||||
| 2021-05-20 | 2021-05-19 | 4 | Pacitti David | APEN | Common Stock | D | 6,6400 | -600 | -4 | 18.142 | ||||
| 2021-04-13 | 2021-04-05 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 5,4834 | 303 | 2 | 402.580 | ||||
| 2021-03-12 | 2021-03-10 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 5,95 | 5,9500 | 16.627 | 99 | 180.140 | |||
| 2021-03-12 | 2021-03-10 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 14.028 | 95.907 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,9200 | 2.600 | 15 | 25.970 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,9100 | 600 | 4 | 23.370 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,9000 | 3.000 | 18 | 22.770 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,8900 | 1.500 | 9 | 19.770 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,8700 | 100 | 1 | 18.270 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,8500 | 2.100 | 12 | 18.170 | ||||
| 2021-03-12 | 2021-03-10 | 4 | BARR JOHN R | APEN | Common Stock | D | 5,8400 | 100 | 1 | 16.070 | ||||
| 2021-03-12 | 2021-03-10 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 5,95 | 5,9500 | 11.876 | 71 | 241.428 | |||
| 2021-03-12 | 2021-03-10 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 10.020 | 77.347 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | McKhann Chas | APEN | Stock Option (Right to Buy) | D | 5,95 | 5,9500 | 848.733 | 5.050 | 848.733 | |||
| 2021-03-12 | 2021-03-10 | 4 | McKhann Chas | APEN | Common Stock | D | 707.278 | 707.278 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 5,95 | 5,9500 | 16.627 | 99 | 159.049 | |||
| 2021-03-12 | 2021-03-10 | 4 | Molesphini John J | APEN | Common Stock | D | 14.028 | 75.399 | ||||||
| 2021-03-12 | 2021-03-10 | 4 | Schwartzhoff Bret | APEN | Stock Option (Right to Buy) | D | 5,95 | 5,9500 | 16.627 | 99 | 185.809 | |||
| 2021-03-12 | 2021-03-10 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 14.028 | 102.869 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S | APEN | Common Stock | D | 2.017 | 134.394 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | -6.055 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | 6.055 | 6.055 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | -605.712 | 605.712 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S | APEN | Common Stock | D | 4.444 | 132.377 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | -13.473 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S PTV GP IV, L.P. | APEN | Common Stock | I | 13.473 | 13.473 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | Crawford Matthew S By PTV IV, L.P. | APEN | Common Stock | I | -1.347.565 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By Longchamp Interests LLC | APEN | Common Stock | I | 857.964 | 1.221.464 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By PTV GP III Management, LLC | APEN | Common Stock | I | 857.964 | 1.221.464 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S | APEN | Common Stock | D | -857.964 | 127.933 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By PTV Sciences II, L.P. | APEN | Common Stock | I | -857.964 | 127.933 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S | APEN | Common Stock | D | 857.964 | 985.897 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | Crawford Matthew S By PTV GP III Management, LLC | APEN | Common Stock | I | -857.964 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | -6.055 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | 6.055 | 6.055 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | -605.712 | 605.712 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | -13.473 | 0 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P PTV GP IV, L.P. | APEN | Common Stock | I | 13.473 | 13.473 | ||||||
| 2021-03-09 | 2021-02-24 | 4 | PTV SCIENCES II L P By PTV IV, L.P. | APEN | Common Stock | I | -1.347.565 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | PTV SCIENCES II L P By PTV Sciences II, L.P. | APEN | Common Stock | I | -857.964 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | PTV SCIENCES II L P By PTV GP III Management, LLC | APEN | Common Stock | I | -857.964 | 0 | ||||||
| 2021-03-09 | 2020-10-30 | 4 | PTV SCIENCES II L P By PTV GP III Management, LLC | APEN | Common Stock | I | 857.964 | 857.964 | ||||||
| 2021-02-24 | 2021-02-23 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4,6160 | 4.166 | 19 | 26.446 | ||||
| 2021-02-24 | 2021-02-23 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4,6160 | 8.055 | 37 | 402.277 | ||||
| 2021-02-24 | 2021-02-22 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4,8029 | 10.103 | 49 | 394.222 | ||||
| 2021-02-22 | 2021-02-18 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4,7484 | 1.649 | 8 | 384.119 | ||||
| 2021-02-22 | 2021-02-18 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4,7484 | 378 | 2 | 22.280 | ||||
| 2021-02-08 | 2021-02-05 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 5,1414 | 15.488 | 80 | 116.360 | ||||
| 2021-02-08 | 2021-02-05 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4,7122 | 30.954 | 146 | 382.470 | ||||
| 2021-02-08 | 2021-02-05 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4,8365 | 7.101 | 34 | 21.902 | ||||
| 2021-02-05 | 2021-02-04 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 4,7122 | 9.729 | 46 | 100.872 | ||||
| 2021-02-05 | 2021-02-03 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 4,4587 | 28.243 | 126 | 91.143 | ||||
| 2021-02-05 | 2021-02-03 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4,4931 | 145 | 1 | 14.801 | ||||
| 2021-02-03 | 2021-02-02 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 4,4199 | 10.873 | 48 | 62.900 | ||||
| 2021-02-03 | 2021-02-01 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4,2030 | 473 | 2 | 351.516 | ||||
| 2021-01-07 | 2021-01-05 | 4 | Newton Todd | APEN | Common Stock | D | 3.479 | 412.306 | ||||||
| 2021-01-07 | 2021-01-06 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 218 | 81.879 | ||||||
| 2020-12-17 | 2020-12-16 | 4 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 4,1632 | 8.314 | 35 | 351.043 | ||||
| 2020-12-17 | 2020-12-16 | 4 | GAGNON NEIL By self as Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 4,1632 | 2.488 | 10 | 14.656 | ||||
| 2020-12-17 | 2020-10-28 | 4 | GAGNON NEIL By Managing Member as General Partner of Gagnon Investment Associates | APEN | Common Stock, $0.001 par value per share | I | 1,6500 | 9.663 | 16 | 1.200.769 | ||||
| 2020-12-17 | 2020-10-28 | 4 | GAGNON NEIL By Managing Member as General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 1,6500 | 693 | 1 | 52.027 | ||||
| 2020-10-13 | 3 | GAGNON NEIL | APEN | Common Stock, $0.001 par value per share | D | 342.729 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Managing Member of General Partner of Gagnon Investment Associates | APEN | Common Stock, $0.001 par value per share | I | 1.191.106 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Managing Member of General Partner of Darwin Partnership | APEN | Common Stock, $0.001 par value per share | I | 51.334 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Limited Partner of the Family Partnership | APEN | Common Stock, $0.001 par value per share | I | 82.405 | ||||||||
| 2020-10-13 | 3 | GAGNON NEIL As Trustee of Gagnon Securities LLC Profit Sharing Plan | APEN | Common Stock, $0.001 par value per share | I | 12.168 | ||||||||
| 2020-07-21 | 2020-07-17 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 1,2500 | 1.200.000 | 1.500 | 1.707.208 | ||||
| 2020-07-21 | 2020-07-17 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 1,2500 | 400.000 | 500 | 415.244 | ||||
| 2020-07-21 | 2020-07-17 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 1,2500 | 180.000 | 225 | 477.120 | ||||
| 2020-07-21 | 2020-07-17 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 1,2500 | 1.200.000 | 1.500 | 1.707.208 | ||||
| 2020-07-21 | 2020-07-17 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 1,2500 | 400.000 | 500 | 415.244 | ||||
| 2020-07-21 | 2020-07-17 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 1,2500 | 180.000 | 225 | 477.120 | ||||
| 2020-06-18 | 2020-05-26 | 4 | PTV SCIENCES II L P By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | -245.444 | 0 | ||||||
| 2020-06-18 | 2020-05-26 | 4 | PTV SCIENCES II L P By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | 245.444 | 245.444 | ||||||
| 2020-06-18 | 2020-05-26 | 4 | PTV SCIENCES II L P By PTV Sciences II, L.P. | APEN | Common Stock | I | -1.341.222 | 857.964 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S | APEN | Common Stock | D | 74.218 | 127.933 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | -245.444 | 0 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S By Pinto Technology Ventures GP II, L.P. | APEN | Common Stock | I | 245.444 | 245.444 | ||||||
| 2020-06-17 | 2020-05-26 | 4 | Crawford Matthew S By PTV Sciences II, L.P. | APEN | Common Stock | I | -1.341.222 | 857.964 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 2,08 | 2,0800 | 28.156 | 59 | 52.694 | |||
| 2020-05-11 | 2020-05-07 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 10.153 | 17.909 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Pacitti David | APEN | Non-Qualified Stock Option (right to buy) | D | 2,08 | 2,0800 | 27.749 | 58 | 59.439 | |||
| 2020-05-11 | 2020-05-07 | 4 | Pacitti David | APEN | Common Stock | D | 10.006 | 18.742 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | BARR JOHN R | APEN | Non-Qualified Stock Option (right to buy) | D | 2,08 | 2,0800 | 29.317 | 61 | 45.853 | |||
| 2020-05-11 | 2020-05-07 | 4 | BARR JOHN R | APEN | Common Stock | D | 10.571 | 15.970 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 2,08 | 2,0800 | 28.446 | 59 | 61.111 | |||
| 2020-05-11 | 2020-05-07 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 10.257 | 21.137 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 2,08 | 2,0800 | 62.718 | 130 | 163.513 | |||
| 2020-05-11 | 2020-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 42.000 | 81.661 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Newton Todd | APEN | Stock Option (Right to Buy) | D | 2,08 | 2,0800 | 115.094 | 239 | 511.604 | |||
| 2020-05-11 | 2020-05-07 | 4 | Newton Todd | APEN | Common Stock | D | 77.075 | 408.827 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 2,08 | 2,0800 | 61.949 | 129 | 142.422 | |||
| 2020-05-11 | 2020-05-07 | 4 | Molesphini John J | APEN | Common Stock | D | 41.485 | 61.371 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Schwartzhoff Bret | APEN | Stock Option (Right to Buy) | D | 2,08 | 59.728 | 169.182 | |||||
| 2020-05-11 | 2020-05-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 39.997 | 88.841 | ||||||
| 2020-05-11 | 2020-05-07 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 2,08 | 2,0800 | 51.610 | 107 | 229.552 | |||
| 2020-05-11 | 2020-05-07 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 34.561 | 67.327 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Traweek James W JR By Roadrunner Fund, LP | APEN | Class A common stock | I | 38.108 | 507.208 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Traweek James W JR By Killdeer Fund, LP | APEN | Class A common stock | I | 15.244 | 15.244 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Traweek James W JR By Curlew Fund, LP | APEN | Class A common stock | I | 3.811 | 297.120 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | CPMG Inc By Roadrunner Fund, LP | APEN | Class A common stock | I | 38.108 | 507.208 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | CPMG Inc By Killdeer Fund, LP | APEN | Class A common stock | I | 15.244 | 15.244 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | CPMG Inc By Curlew Fund, LP | APEN | Class A common stock | I | 3.811 | 297.120 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Class A common stock | I | 38.108 | 507.208 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | Class A common stock | I | 15.244 | 15.244 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Class A common stock | I | 3.811 | 297.120 | ||||||
| 2020-01-06 | 2020-01-03 | 4 | Newton Todd | APEN | Common Stock | D | 3.296 | 331.752 | ||||||
| 2020-01-06 | 2020-01-02 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 206 | 39.661 | ||||||
| 2019-08-22 | 3 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | 1.317.943 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | 1.565.658 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | 1.336.020 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | 1.673.024 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | 1.317.943 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | 1.741.449 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | 1.673.024 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | 1.565.658 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | 1.336.020 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Kestrel Fund, LP | APEN | Common Stock | I | 1.336.020 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Curlew Fund, LP | APEN | Common Stock | I | 1.565.658 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | 1.741.449 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Mallard Fund, LP | APEN | Common Stock | I | 1.673.024 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Crested Crane, LP | APEN | Common Stock | I | 1.317.943 | ||||||||
| 2019-08-22 | 3 | CPMG Inc By Roadrunner Fund, LP | APEN | Common Stock | I | 1.741.449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Crested Crane, LP | APEN | Common Stock | I | 1.317.943 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Kestrel Fund, LP | APEN | Common Stock | I | 1.336.020 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Mallard Fund, LP | APEN | Common Stock | I | 1.673.024 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Roadrunner Fund, LP | APEN | Common Stock | I | 1.741.449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Crested Crane, LP | APEN | Common Stock | I | 1.317.943 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Curlew Fund, LP | APEN | Common Stock | I | 1.565.658 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Kestrel Fund, LP | APEN | Common Stock | I | 1.336.020 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Mallard Fund, LP | APEN | Common Stock | I | 1.673.024 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Roadrunner Fund, LP | APEN | Common Stock | I | 1.741.449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Curlew Fund, LP | APEN | Common Stock | I | 1.565.658 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Roadrunner Fund, LP | APEN | Common Stock | I | 1.741.449 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Crested Crane, LP | APEN | Common Stock | I | 1.317.943 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Curlew Fund, LP | APEN | Common Stock | I | 1.565.658 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Kestrel Fund, LP | APEN | Common Stock | I | 1.336.020 | ||||||||
| 2019-08-22 | 3 | Traweek James W JR By Mallard Fund, LP | APEN | Common Stock | I | 1.673.024 | ||||||||
| 2019-08-20 | 2019-08-16 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 3,27 | 3,2700 | 16.536 | 54 | 32.665 | |||
| 2019-08-20 | 2019-08-16 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 5.399 | 10.880 | ||||||
| 2019-08-20 | 2019-08-16 | 4 | Pacitti David | APEN | Non-Qualified Stock Option (right to buy) | D | 3,27 | 3,2700 | 0 | 0 | 31.690 | |||
| 2019-08-20 | 2019-08-16 | 4 | Pacitti David | APEN | Common Stock | D | 3,2700 | 5.399 | 18 | 8.736 | ||||
| 2019-08-20 | 2019-08-16 | 4 | BARR JOHN R | APEN | Non-Qualified Stock Option (right to buy) | D | 3,27 | 3,2700 | 16.536 | 54 | 16.536 | |||
| 2019-08-20 | 2019-08-16 | 4 | BARR JOHN R | APEN | Common Stock | D | 5.399 | 5.399 | ||||||
| 2019-08-20 | 2019-08-16 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 3,27 | 3,2700 | 16.536 | 54 | 24.538 | |||
| 2019-08-20 | 2019-08-16 | 4 | Shimer Julie Ann | APEN | Common Stock | D | 5.399 | 7.756 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | 6.0% Convertible Debentures due 2024 | I | 3,25 | 4.625.000,0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | McGaughy R Kent Jr By Killdeer Fund, LP | APEN | 6.0% Convertible Debentures due 2024 | I | 3,25 | 1.850.000,0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | 6.0% Convertible Debentures due 2024 | I | 3,25 | 462.500,0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | Newton Todd | APEN | 6.0% Convertible Debentures due 2024 | D | 3,25 | 400.000,0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | Cavanaugh Stefanie L. | APEN | 6.0% Convertible Debentures due 2024 | D | 3,25 | 25.000,0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | STONEPINE CAPITAL, L.P. | APEN | 6.0% Convertible Debenture due 2024 | D | 3,25 | 2.775.000,0000 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | STONEPINE CAPITAL, L.P. | APEN | Warrant | D | 1 | 1 | ||||||
| 2019-08-14 | 2019-08-12 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | -1.000.000 | 1.580.518 | ||||||
| 2019-05-14 | 2019-05-14 | 4 | Newton Todd | APEN | Common Sock | D | 3,5418 | 3.600 | 13 | 321.268 | ||||
| 2019-05-14 | 2019-05-10 | 4 | Newton Todd | APEN | Common Sock | D | 3,5340 | 25.000 | 88 | 317.668 | ||||
| 2019-05-10 | 2019-05-07 | 4 | Newton Todd | APEN | Stock Option (Right to Buy) | D | 3,49 | 3,4900 | 48.673 | 170 | 396.510 | |||
| 2019-05-10 | 2019-05-07 | 4 | Newton Todd | APEN | Common Sock | D | 31.250 | 292.668 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 3,49 | 3,4900 | 25.442 | 89 | 177.942 | |||
| 2019-05-10 | 2019-05-07 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 16.335 | 32.766 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 3,49 | 3,4900 | 30.973 | 108 | 100.795 | |||
| 2019-05-10 | 2019-05-07 | 4 | Cavanaugh Stefanie L. | APEN | Common Sock | D | 19.886 | 39.455 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Schwartzhoff Bret | APEN | Stock Option (Right to Buy) | D | 3,49 | 3,4900 | 30.973 | 108 | 109.454 | |||
| 2019-05-10 | 2019-05-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 19.886 | 48.844 | ||||||
| 2019-05-10 | 2019-05-07 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 3,49 | 3,4900 | 30.973 | 108 | 80.473 | |||
| 2019-05-10 | 2019-05-07 | 4 | Molesphini John J | APEN | Common Sock | D | 19.886 | 19.886 | ||||||
| 2019-02-14 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.161.036 | ||||||||
| 2019-02-14 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5.161.036 | ||||||||
| 2018-12-31 | 2018-12-27 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3,0000 | -250.000 | -750 | 2.185.426 | ||||
| 2018-12-28 | 2018-12-26 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3,0000 | -500.000 | -1.500 | 2.435.426 | ||||
| 2018-11-21 | 2018-11-21 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3,6050 | 3.230 | 12 | 2.935.426 | ||||
| 2018-11-21 | 2018-11-19 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 3,4000 | 54.200 | 184 | 2.932.196 | ||||
| 2018-11-06 | 2018-11-02 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,0000 | 300.000 | 1.500 | 2.877.996 | ||||
| 2018-08-15 | 2018-08-13 | 4 | Shimer Julie Ann | APEN | Non-Qualified Stock Option (right to buy) | D | 7,75 | 7,7500 | 8.002 | 62 | 8.002 | |||
| 2018-08-15 | 2018-08-13 | 4 | Shimer Julie Ann | APEN | Common Sock | D | 2.357 | 2.357 | ||||||
| 2018-08-15 | 2018-08-13 | 4 | Molesphini John J | APEN | Stock Option (Right to Buy) | D | 7,75 | 7,7500 | 49.500 | 384 | 49.500 | |||
| 2018-06-22 | 2018-06-20 | 4 | Newton Todd | APEN | Common Sock | D | 5,5000 | 72.727 | 400 | 268.606 | ||||
| 2018-06-22 | 2018-06-20 | 4 | Cavanaugh Stefanie L. | APEN | Common Sock | D | 5,5000 | 4.545 | 25 | 19.569 | ||||
| 2018-06-22 | 2018-06-20 | 4 | Crawford Matthew S Longchamp Interests LLC | APEN | Common Sock | I | 5,5000 | 363.500 | 1.999 | 417.215 | ||||
| 2018-03-13 | 2018-03-09 | 4 | Crawford Matthew S | APEN | Common Stock | D | 6,2000 | 4.038 | 25 | 53.715 | ||||
| 2018-03-02 | 2018-02-28 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 6,58 | 6,5800 | 14.050 | 92 | 14.050 | |||
| 2018-03-02 | 2018-02-28 | 4 | Gostout Christopher J. | APEN | Common Stock | D | 2.537 | 7.348 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Cavanaugh Stefanie L. | APEN | Stock Option (Right to Buy) | D | 6,58 | 6,5800 | 32.438 | 213 | 32.438 | |||
| 2018-03-02 | 2018-02-28 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 5.858 | 15.024 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | MEELIA RICHARD J | APEN | Stock Option (Right to Buy) | D | 6,58 | 6,5800 | 21.488 | 141 | 21.488 | |||
| 2018-03-02 | 2018-02-28 | 4 | MEELIA RICHARD J | APEN | Common Stock | D | 6.269 | 11.367 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | Newton Todd | APEN | Stock Option (Right to Buy) | D | 6,58 | 6,5800 | 86.250 | 568 | 86.250 | |||
| 2018-03-02 | 2018-02-28 | 4 | Newton Todd | APEN | Common Stock | D | 28.750 | 195.879 | ||||||
| 2018-03-02 | 2018-02-28 | 4 | McClellan William D. Jr. | APEN | Stock Option (Right to Buy) | D | 6,58 | 6,5800 | 9.848 | 65 | 9.848 | |||
| 2018-03-02 | 2018-02-28 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 2.873 | 5.481 | ||||||
| 2018-01-03 | 2018-01-03 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,7826 | 6.339 | 37 | 2.577.996 | ||||
| 2018-01-03 | 2018-01-02 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,7269 | 11.343 | 65 | 2.571.657 | ||||
| 2018-01-03 | 2017-12-29 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,5621 | 5.163 | 29 | 2.560.314 | ||||
| 2017-12-28 | 2017-12-26 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 5,0000 | 5.287 | 26 | 2.555.151 | ||||
| 2017-12-22 | 2017-12-22 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4,9968 | 41.399 | 207 | 2.549.864 | ||||
| 2017-12-22 | 2017-12-21 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4,9423 | 98.324 | 486 | 2.508.465 | ||||
| 2017-12-22 | 2017-12-20 | 4 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4,4969 | 45.434 | 204 | 2.410.141 | ||||
| 2017-12-13 | 2017-12-12 | 4 | Pacitti David | APEN | Stock Option (Right to Buy) | D | 3,98 | 15.154 | 15.154 | |||||
| 2017-12-13 | 2017-12-12 | 4 | Pacitti David | APEN | Common Sock | D | 3.337 | 3.337 | ||||||
| 2017-12-11 | 2017-12-07 | 4 | Schwartzhoff Bret | APEN | Incentive Stock Option (right to buy) | D | 4,37 | 39.981 | 78.481 | |||||
| 2017-12-11 | 2017-12-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 13.327 | 28.958 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S | APEN | Common Stock | D | 4.223 | 49.677 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S By PTV GP Evergreen, L.P. | APEN | Common Stock | I | -12.669 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S By PTV GP Evergreen, L.P. | APEN | Common Stock | I | 12.669 | 12.669 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Crawford Matthew S By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | -1.266.909 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D | APEN | Common Stock | D | 4.223 | 49.677 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D By PTV GP Evergreen, L.P. | APEN | Common Stock | I | -12.669 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D By PTV GP Evergreen, L.P. | APEN | Common Stock | I | 12.669 | 12.669 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | Anderson Rick D By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | -1.266.909 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | PTV SCIENCES II L P By PTV GP Evergreen, L.P. | APEN | Common Stock | I | -12.669 | 0 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | PTV SCIENCES II L P By PTV GP Evergreen, L.P. | APEN | Common Stock | I | 12.669 | 12.669 | ||||||
| 2017-11-30 | 2017-11-15 | 4 | PTV SCIENCES II L P By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | -1.266.909 | 0 | ||||||
| 2017-11-09 | 2017-11-07 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 4,2400 | 9.500 | 40 | 15.631 | ||||
| 2017-09-25 | 2017-09-12 | 4 | PTV SCIENCES II L P By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 3,8500 | 135.000 | 520 | 1.266.909 | ||||
| 2017-09-25 | 2017-09-05 | 4 | PTV SCIENCES II L P By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 4,0400 | 41.000 | 166 | 1.131.909 | ||||
| 2017-09-25 | 2017-09-12 | 4 | Anderson Rick D By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 3,8500 | 135.000 | 520 | 1.266.909 | ||||
| 2017-09-25 | 2017-09-05 | 4 | Anderson Rick D By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 4,0400 | 41.000 | 166 | 1.131.909 | ||||
| 2017-09-25 | 2017-09-12 | 4 | Crawford Matthew S By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 3,8500 | 135.000 | 520 | 1.266.909 | ||||
| 2017-09-25 | 2017-09-05 | 4 | Crawford Matthew S By PTV Evergreen Fund, L.P. | APEN | Common Stock | I | 4,0400 | 41.000 | 166 | 1.131.909 | ||||
| 2017-09-19 | 2017-09-15 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 1,76 | 28.757 | 0 | |||||
| 2017-09-19 | 2017-09-15 | 4 | McWilliams Dennis L. | APEN | Common Stock | D | 1,7600 | 28.757 | 51 | 62.404 | ||||
| 2017-08-18 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4.729.414 | ||||||||
| 2017-08-18 | 3 | STONEPINE CAPITAL, L.P. | APEN | Common Stock | D | 4.729.414 | ||||||||
| 2017-07-26 | 2017-07-25 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 5,5000 | 1.090.909 | 6.000 | 5.243.372 | ||||
| 2017-07-26 | 2017-07-26 | 4 | Novo A/S | APEN | Common Stock | D | 6,8411 | -8.426 | -58 | 1.301.842 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Novo A/S | APEN | Common Stock | D | 6,9615 | -24.504 | -171 | 1.310.268 | ||||
| 2017-07-26 | 2017-07-24 | 4 | Novo A/S | APEN | Common Stock | D | 6,8336 | -17.200 | -118 | 1.334.772 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Crawford Matthew S By PTV Evergreen Fund, LP. | APEN | Common Stock | I | 5,5000 | 1.090.909 | 6.000 | 1.090.909 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Crawford Matthew S | APEN | Common Stock | D | 5,5000 | 45.454 | 250 | 45.454 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Anderson Rick D By PTV Evergreen Fund, LP | APEN | Common Stock | I | 5,5000 | 1.090.909 | 6.000 | 1.090.909 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Anderson Rick D | APEN | Common Stock | D | 5,5000 | 45.454 | 250 | 45.454 | ||||
| 2017-07-26 | 2017-07-25 | 4 | MEELIA RICHARD J By The Richard J. Meelia 1997 Revocable Trust | APEN | Common Stock | I | 5,5000 | 45.454 | 250 | 45.454 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Common Stock | I | 5,5000 | 273.770 | 1.506 | 469.100 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Mallard Fund, LP | APEN | Common Stock | I | 5,5000 | 78.965 | 434 | 400.675 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Kestrel Fund, LP | APEN | Common Stock | I | 5,5000 | 12.548 | 69 | 63.671 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Common Stock | I | 5,5000 | 80.276 | 442 | 293.309 | ||||
| 2017-07-26 | 2017-07-25 | 4 | McGaughy R Kent Jr By Crested Crane, LP | APEN | Common Stock | I | 5,5000 | 8.986 | 49 | 45.594 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 5,5000 | 4.545 | 25 | 9.166 | ||||
| 2017-07-26 | 2017-07-25 | 4 | Newton Todd | APEN | Common Stock | D | 5,5000 | 136.363 | 750 | 167.129 | ||||
| 2017-05-30 | 2017-05-17 | 4/A | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6,3500 | 1.700 | 11 | 2.000 | ||||
| 2017-05-30 | 2017-05-16 | 4/A | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6,1900 | 300 | 2 | 300 | ||||
| 2017-05-30 | 2017-05-25 | 4 | Schwartzhoff Bret | APEN | Incentive Stock Option (right to buy) | D | 6,50 | 6,5000 | 15.495 | 101 | 15.495 | |||
| 2017-05-30 | 2017-05-25 | 4 | Schwartzhoff Bret | APEN | Common Stock | D | 6.131 | 6.131 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Tribie Charles | APEN | Common Stock | D | 894 | 894 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | MEELIA RICHARD J | APEN | Non-Qualified Stock Option (right to buy) | D | 6,50 | 6,5000 | 9.468 | 62 | 9.468 | |||
| 2017-05-30 | 2017-05-25 | 4 | MEELIA RICHARD J | APEN | Common Stock | D | 5.098 | 5.098 | ||||||
| 2017-05-30 | 2016-12-29 | 4 | MEELIA RICHARD J by Corporation | APEN | Common Stock | I | 1,3600 | 17.501 | 24 | 17.501 | ||||
| 2017-05-30 | 2014-07-08 | 4 | MEELIA RICHARD J | APEN | Non-Qualified Stock Option (right to buy) | D | 3,36 | 3,3600 | 5.751 | 19 | 5.751 | |||
| 2017-05-30 | 2012-07-30 | 4 | MEELIA RICHARD J | APEN | Non-Qualified Stock Option (right to buy) | D | 2,09 | 2,0900 | 9.202 | 19 | 9.202 | |||
| 2017-05-30 | 2017-05-25 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 1.757 | 4.621 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | McClellan William D. Jr. | APEN | Non-Qualified Stock Option (right to buy) | D | 6,50 | 6,5000 | 4.844 | 31 | 4.844 | |||
| 2017-05-30 | 2017-05-25 | 4 | McClellan William D. Jr. | APEN | Common Stock | D | 2.608 | 2.608 | ||||||
| 2017-05-18 | 2017-05-17 | 4 | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6,4200 | 1.200 | 8 | 2.000 | ||||
| 2017-05-18 | 2017-05-17 | 4 | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6,1800 | 500 | 3 | 800 | ||||
| 2017-05-18 | 2017-05-16 | 4 | McClellan William D. Jr. William D McClellan & Jan McClellan CO-TTEE McClellan Living Trust U/A | APEN | Common Stock | I | 6,1900 | 300 | 2 | 300 | ||||
| 2017-05-18 | 2017-05-18 | 4 | Newton Todd | APEN | Common Stock | D | 6,3500 | 822 | 5 | 30.766 | ||||
| 2017-05-18 | 2017-05-17 | 4 | Newton Todd | APEN | Common Stock | D | 6,1900 | 400 | 2 | 29.944 | ||||
| 2017-05-18 | 2017-05-16 | 4 | Newton Todd | APEN | Common Stock | D | 6,1200 | 899 | 6 | 29.544 | ||||
| 2017-05-11 | 2017-05-11 | 4 | Novo A/S | APEN | Common Stock | D | 5,6241 | -103.500 | -582 | 1.351.972 | ||||
| 2017-05-11 | 2017-05-10 | 4 | Novo A/S | APEN | Common Stock | D | 5,7390 | -1.500 | -9 | 1.455.472 | ||||
| 2017-02-17 | 2017-02-16 | 4 | Gostout Christopher J. | APEN | Stock Option (Right to Buy) | D | 11,76 | 135.000 | 135.000 | |||||
| 2017-01-26 | 3 | Gostout Christopher J. | APEN | Common Stock | D | 9.622 | ||||||||
| 2017-01-26 | 3 | Gostout Christopher J. | APEN | Common Stock | D | 9.622 | ||||||||
| 2017-01-04 | 3 | Novo A/S | APEN | Common Stock | D | 2.913.944 | ||||||||
| 2017-01-04 | 3 | Novo A/S | APEN | Common Stock | D | 2.913.944 | ||||||||
| 2016-12-30 | 2016-12-29 | 4 | MEELIA RICHARD J | APEN | Stock Options | D | 3,36 | 5.751 | 5.751 | |||||
| 2016-12-30 | 2016-12-29 | 4 | MEELIA RICHARD J | APEN | Stock Options | D | 2,09 | 9.202 | 9.202 | |||||
| 2016-12-30 | 2016-12-29 | 4 | MEELIA RICHARD J By Meelia Ventures, LLC | APEN | Common Stock | I | 17.501 | 17.501 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Robertson Bruce C By H.I.G. Ventures - Endosurgery, LLC | APEN | Common Stock | I | 1.451.185 | 1.451.185 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Crawford Matthew S By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | 605.712 | 605.712 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Crawford Matthew S By PTV Sciences II, L.P. | APEN | Common Stock | I | 2.199.186 | 2.199.186 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Crawford Matthew S By PTV IV, L.P. | APEN | Common Stock | I | 1.347.565 | 1.347.565 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Roadrunner Fund, LP | APEN | Common Stock | I | 195.330 | 195.330 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Mallard Fund, LP | APEN | Common Stock | I | 321.710 | 321.710 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Kestrel Fund, LP | APEN | Common Stock | I | 51.123 | 51.123 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Curlew Fund, LP | APEN | Common Stock | I | 213.033 | 213.033 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McGaughy R Kent Jr By Crested Crane, LP | APEN | Common Stock | I | 36.608 | 36.608 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Anderson Rick D By PTV Special Opportunities I, L.P. | APEN | Common Stock | I | 605.712 | 605.712 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Anderson Rick D By PTV Sciences II, L.P. | APEN | Common Stock | I | 2.199.186 | 2.199.186 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Anderson Rick D By PTV IV, L.P. | APEN | Common Stock | I | 1.347.565 | 1.347.565 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 605.712 | 605.712 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 2.199.186 | 2.199.186 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | PTV SCIENCES II L P | APEN | Common Stock | D | 1.347.565 | 1.347.565 | ||||||
| 2016-12-30 | 2019-12-29 | 4 | Remeditex Ventures LLC | APEN | Common Stock | D | 1.309.392 | 1.309.392 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | Creecy John W By Remeditex Ventures, LLC | APEN | Common Stock | I | 1.309.392 | 1.309.392 | ||||||
| 2016-12-30 | 2019-12-29 | 4 | H.I.G. Ventures - Endosurgery, LLC | APEN | Common Stock | D | 1.451.185 | 1.451.185 | ||||||
| 2016-12-30 | 2016-12-29 | 4 | McClellan William D. Jr. | APEN | Stock Options | D | 3,36 | 1.437 | 1.437 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Newton Todd | APEN | Stock Options | D | 3,36 | 112.109 | 112.109 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Newton Todd | APEN | Stock Options | D | 3,36 | 261.587 | 261.587 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Newton Todd | APEN | Common Stock | D | 28.645 | 28.645 | ||||||
| 2016-12-29 | 2016-12-29 | 4 | Cavanaugh Stefanie L. | APEN | Stock Options | D | 3,36 | 37.384 | 37.384 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Cavanaugh Stefanie L. | APEN | Stock Options | D | 1,76 | 8.627 | 8.627 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Cavanaugh Stefanie L. | APEN | Common Stock | D | 2.864 | 2.864 | ||||||
| 2016-12-29 | 2016-12-29 | 4 | Tribie Charles | APEN | Stock Options | D | 1,76 | 8.627 | 8.627 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Tribie Charles | APEN | Stock Options | D | 1,76 | 8.627 | 8.627 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Tribie Charles | APEN | Stock Options | D | 3,36 | 56.018 | 56.018 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 1,76 | 28.757 | 28.757 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 1,76 | 28.757 | 28.757 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 3,36 | 27.404 | 27.404 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 3,36 | 54.808 | 54.808 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Stock Options | D | 2,09 | 109.851 | 109.851 | |||||
| 2016-12-29 | 2016-12-29 | 4 | McWilliams Dennis L. | APEN | Common Stock | D | 33.647 | 33.647 | ||||||
| 2016-12-29 | 2016-12-29 | 4 | Schwartzhoff Bret | APEN | Stock Options | D | 1,76 | 11.502 | 11.502 | |||||
| 2016-12-29 | 2016-12-29 | 4 | Schwartzhoff Bret | APEN | Stock Options | D | 3,36 | 23.005 | 23.005 | |||||
| 2016-03-16 | 2016-03-09 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | -3.485 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | MATHEWS CHARLES | LPTN | Common Stock | D | 3.485 | 19.916 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | -4.646 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Petree Daniel H | LPTN | Common Stock | D | 4.646 | 11.155 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | -3.485 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Swortwood Donald | LPTN | Common Stock | D | 3.485 | 9.200 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Units | D | -9.500 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 0,1900 | -3.325 | -1 | 32.116 | ||||
| 2016-03-16 | 2016-03-09 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 9.500 | 35.441 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | -3.485 | 0 | ||||||
| 2016-03-16 | 2016-03-09 | 4 | Ferrell Jeffrey | LPTN | Common Stock | D | 3.485 | 12.486 | ||||||
| 2016-02-18 | 2016-02-16 | 4 | KISNER DANIEL L | LPTN | Stock Option (Right to Buy) | D | 0,16 | 25.000 | 25.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | MATHEWS CHARLES | LPTN | Stock Option (Right to Buy) | D | 0,16 | 25.000 | 25.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Petree Daniel H | LPTN | Stock Option (Right to Buy) | D | 0,16 | 25.000 | 25.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Swortwood Donald | LPTN | Stock Option (Right to Buy) | D | 0,16 | 25.000 | 25.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 0,16 | 100.000 | 100.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Ferrell Jeffrey | LPTN | Stock Option (Right to Buy) | D | 0,16 | 25.000 | 25.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 0,16 | 100.000 | 100.000 | |||||
| 2016-02-18 | 2016-02-16 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 0,16 | 100.000 | 100.000 | |||||
| 2015-09-10 | 2015-09-09 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | -794 | 0 | ||||||
| 2015-09-10 | 2015-09-09 | 4 | Petree Daniel H | LPTN | Common Stock | D | 794 | 6.509 | ||||||
| 2015-06-18 | 2015-06-16 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 0,28 | 150.000 | 150.000 | |||||
| 2015-06-18 | 2015-06-16 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 0,28 | 150.000 | 150.000 | |||||
| 2015-06-18 | 2015-06-16 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 0,28 | 150.000 | 150.000 | |||||
| 2015-04-23 | 2015-04-22 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | -5.715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | MATHEWS CHARLES | LPTN | Common Stock | D | 5.715 | 16.431 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | -5.715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Petree Daniel H | LPTN | Common Stock | D | 5.715 | 5.715 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | -5.715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Swortwood Donald | LPTN | Common Stock | D | 5.715 | 5.715 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | -5.715 | 0 | ||||||
| 2015-04-23 | 2015-04-22 | 4 | Ferrell Jeffrey | LPTN | Common Stock | D | 5.715 | 9.001 | ||||||
| 2015-02-12 | 2015-02-10 | 4 | Swortwood Donald | LPTN | Stock Option (Right to Buy) | D | 2,86 | 25.000 | 25.000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | KISNER DANIEL L | LPTN | Stock Option (Right to Buy) | D | 2,86 | 25.000 | 25.000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | Petree Daniel H | LPTN | Stock Option (Right to Buy) | D | 2,86 | 25.000 | 25.000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | Ferrell Jeffrey | LPTN | Stock Option (Right to Buy) | D | 2,86 | 25.000 | 25.000 | |||||
| 2015-02-12 | 2015-02-10 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Unit | D | 16.667 | 0 | ||||||
| 2015-02-11 | 2015-02-10 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | -7.143 | 0 | ||||||
| 2015-02-11 | 2015-02-10 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 2,8700 | -2.500 | -7 | 25.941 | ||||
| 2015-02-11 | 2015-02-10 | 4 | Atkinson Gary J G | LPTN | Common Stock | D | 7.143 | 28.441 | ||||||
| 2015-02-11 | 2015-02-09 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 2,86 | 50.000 | 50.000 | |||||
| 2015-02-11 | 2015-02-09 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 2,86 | 50.000 | 50.000 | |||||
| 2015-02-11 | 2015-02-09 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 2,86 | 50.000 | 50.000 | |||||
| 2014-12-12 | 2014-12-12 | 4 | Petree Daniel H By Trust | LPTN | Common Stock | I | 2,7700 | 2.955 | 8 | 13.286 | ||||
| 2014-12-12 | 2014-12-12 | 4 | Petree Daniel H By Trust | LPTN | Common Stock | I | 2,7800 | 500 | 1 | 10.331 | ||||
| 2014-12-12 | 2014-12-12 | 4 | Petree Daniel H By Trust | LPTN | Common Stock | I | 2,8000 | 6.545 | 18 | 9.831 | ||||
| 2014-11-04 | 2014-11-03 | 4 | Lack Michael | LPTN | Restricted Stock Units | D | 15.000 | 15.000 | ||||||
| 2014-10-02 | 3 | HBM Healthcare Investments (Cayman) Ltd. | LPTN | Common Stock | D | 5.561.672 | ||||||||
| 2014-10-02 | 3 | HBM Healthcare Investments (Cayman) Ltd. | LPTN | Common Stock | D | 5.561.672 | ||||||||
| 2014-08-21 | 2014-08-20 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 3,1000 | 5.000 | 16 | 21.298 | ||||
| 2014-08-19 | 2014-08-19 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3,0000 | 10.000 | 30 | 116.435 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3,2500 | 2.800 | 9 | 106.435 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3,1700 | 2.200 | 7 | 103.635 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3,2200 | 3.000 | 10 | 101.435 | ||||
| 2014-08-18 | 2014-08-18 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 3,2500 | 2.000 | 6 | 98.435 | ||||
| 2014-08-18 | 2014-02-19 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 4,6600 | -6.000 | -28 | 96.435 | ||||
| 2014-02-12 | 2014-02-10 | 4 | MATHEWS CHARLES | LPTN | Stock Option (Right to Buy) | D | 4,45 | 15.000 | 15.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Unit | D | -2.858 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | MATHEWS CHARLES | LPTN | Class A Common Stock | D | 2.858 | 10.716 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | KISNER DANIEL L | LPTN | Stock Option (Right to Buy) | D | 4,45 | 15.000 | 15.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Stock Option (Right to Buy) | D | 4,45 | 135.000 | 135.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Unit | D | -21.429 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 4,4500 | -7.500 | -33 | 102.435 | ||||
| 2014-02-12 | 2014-02-10 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 21.429 | 109.935 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Petree Daniel H | LPTN | Stock Option (Right to Buy) | D | 4,45 | 15.000 | 15.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Petree Daniel H | LPTN | Restricted Stock Unit | D | -3.286 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Petree Daniel H By Trust | LPTN | Class A Common Stock | I | 3.286 | 3.286 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Swortwood Donald | LPTN | Stock Option (Right to Buy) | D | 4,45 | 15.000 | 15.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Swortwood Donald | LPTN | Restricted Stock Unit | D | -2.858 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Swortwood Donald By Trust | LPTN | Class A Common Stock | I | 2.858 | 761.170 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Stock Option (Right to Buy) | D | 4,45 | 75.000 | 75.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | -5.429 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 4,4500 | -1.900 | -8 | 16.298 | ||||
| 2014-02-12 | 2014-02-10 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 5.429 | 18.198 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Ferrell Jeffrey | LPTN | Stock Option (Right to Buy) | D | 4,45 | 15.000 | 15.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Unit | D | -3.286 | 0 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Ferrell Jeffrey | LPTN | Class A Common Stock | D | 3.286 | 3.286 | ||||||
| 2014-02-12 | 2014-02-10 | 4 | Paggiarino Dario A. | LPTN | Stock Option (Right to Buy) | D | 4,45 | 45.000 | 45.000 | |||||
| 2014-02-12 | 2014-02-10 | 4 | Woodnutt Gary | LPTN | Stock Option (Right to Buy) | D | 4,45 | 45.000 | 45.000 | |||||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Employee Stock Option (right to buy) | D | 0,35 | 0,3500 | -10.715 | -4 | 0 | |||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Employee Stock Option (right to buy) | D | 0,56 | 0,5600 | -15.715 | -9 | 70.000 | |||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 0,3500 | 10.715 | 4 | 88.506 | ||||
| 2013-10-11 | 2013-10-09 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 0,5600 | 15.715 | 9 | 77.791 | ||||
| 2013-10-11 | 2013-05-23 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | -5.000 | 62.076 | ||||||
| 2013-06-27 | 2013-06-19 | 4 | Paggiarino Dario A. | LPTN | Restricted Stock Units | D | 100.000 | 100.000 | ||||||
| 2013-06-27 | 2013-06-19 | 4 | Woodnutt Gary | LPTN | Restricted Stock Units | D | 100.000 | 100.000 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | KISNER DANIEL L | LPTN | Restricted Stock Units | D | 6.012 | 6.012 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Units | D | 30.000 | 30.000 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | 6.012 | 6.012 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | 8.016 | 8.016 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | 6.012 | 6.012 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Units | D | 25.000 | 25.000 | ||||||
| 2013-01-31 | 2013-01-29 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | 6.012 | 6.012 | ||||||
| 2012-12-20 | 2012-12-19 | 4 | MATHEWS CHARLES | LPTN | Common Stock | D | 4,9800 | 5.000 | 25 | 7.858 | ||||
| 2012-12-19 | 2012-12-18 | 4 | PANCOAST SCOTT R | LPTN | Common Stock | D | 4,9500 | 5.000 | 25 | 67.076 | ||||
| 2012-11-21 | 2012-11-20 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Unit | D | 0,00 | -2.858 | 0 | |||||
| 2012-11-21 | 2012-11-20 | 4 | MATHEWS CHARLES | LPTN | Class A Common Stock | D | 2.858 | 2.858 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Unit | D | 0,00 | -58.929 | 0 | |||||
| 2012-11-21 | 2012-11-20 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 5,9900 | -27.775 | -166 | 62.076 | ||||
| 2012-11-21 | 2012-11-20 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 58.929 | 89.851 | ||||||
| 2012-11-21 | 2012-11-19 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Unit | D | 0,00 | -20.429 | 0 | |||||
| 2012-11-21 | 2012-11-19 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | 20.429 | 30.922 | ||||||
| 2012-11-21 | 2012-01-10 | 4 | PANCOAST SCOTT R | LPTN | Class A Common Stock | D | -957 | 10.493 | ||||||
| 2012-11-21 | 2012-11-20 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | 0,00 | -14.286 | 0 | |||||
| 2012-11-21 | 2012-11-20 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 5,9900 | -6.875 | -41 | 12.769 | ||||
| 2012-11-21 | 2012-11-20 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 14.286 | 19.644 | ||||||
| 2012-11-21 | 2012-11-19 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Unit | D | 0,00 | -5.358 | 0 | |||||
| 2012-11-21 | 2012-11-19 | 4 | Atkinson Gary J G | LPTN | Class A Common Stock | D | 5.358 | 5.358 | ||||||
| 2012-10-29 | 2012-10-25 | 4 | Swortwood Donald By Trust | LPTN | Warrant | I | 1,12 | -32.355 | 0 | |||||
| 2012-10-29 | 2012-10-25 | 4 | Swortwood Donald By Trust | LPTN | Class A Common Stock | I | 1,1200 | 32.355 | 36 | 683.957 | ||||
| 2012-08-01 | 2012-07-30 | 4 | KISNER DANIEL L | LPTN | Common Stock | D | 70.590 | 70.590 | ||||||
| 2012-03-27 | 2012-03-14 | 4 | MATHEWS CHARLES | LPTN | Restricted Stock Units | D | 0,00 | 40.000 | 40.000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | PANCOAST SCOTT R | LPTN | Restricted Stock Units | D | 0,00 | 100.000 | 100.000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Petree Daniel H | LPTN | Restricted Stock Units | D | 0,00 | 53.333 | 53.333 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Swortwood Donald | LPTN | Restricted Stock Units | D | 0,00 | 40.000 | 40.000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Atkinson Gary J G | LPTN | Restricted Stock Units | D | 0,00 | 75.000 | 75.000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Sabbadini Roger Allen | LPTN | Restricted Stock Units | D | 0,00 | 50.000 | 50.000 | |||||
| 2012-03-27 | 2012-03-14 | 4 | Ferrell Jeffrey | LPTN | Restricted Stock Units | D | 0,00 | 40.000 | 40.000 | |||||
| 2012-01-31 | 2011-11-29 | 5 | PANCOAST SCOTT R | LPTN | Common Stock | D | -6.450 | 80.150 | ||||||
| 2012-01-31 | 2011-01-20 | 5 | PANCOAST SCOTT R | LPTN | Common Stock | D | -23.600 | 80.150 | ||||||
| 2008-08-15 | 2008-08-13 | 4 | LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST By LB I Group Inc. | LPTN | Warrants (right to buy Common Stock) | I | 1,25 | 921.053 | 921.053 | |||||
| 2008-08-15 | 2008-08-13 | 4 | LEHMAN BROTHERS HOLDINGS INC. PLAN TRUST By LB I Group Inc. | LPTN | Common Stock | I | 0,9500 | 3.684.211 | 3.500 | 12.105.311 | ||||
| 2006-03-07 | 2006-03-04 | 4 | MATHEWS CHARLES | LPTN | Stock Option | D | 1,25 | 1,2500 | 50.000 | 62 | 50.000 | |||
| 2006-03-07 | 2006-03-04 | 4 | LYON JOHN R | LPTN | Stock Option | D | 1,25 | 1,2500 | 50.000 | 62 | 50.000 |
P
Piața deschisă sau achiziția privată de titluri nederivate sau derivate
S
Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate
A
Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)
C
Conversia derivatei
D
Vânzarea sau transferul de valori mobiliare înapoi către companie
F
Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie
G
Donarea de valori mobiliare de către sau către persoane din interior
K
Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor
M
Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)
V
O tranzacție raportată voluntar pe Formularul 4
J
Altele (însoțite de o notă de subsol care descrie tranzacția)
