| Acțiuni Insider | 17.568.805 shares |
Scorul de sentimente din interior
Insider Sentiment Score găsește companiile cumpărate de persoane din interior.
Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.
Frecvența actualizării: zilnic
Scorul de sentiment al ofițerului
Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.
Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.
La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.
Frecvența actualizării: zilnic
Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.
Valori cheie ale insiderului
Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.
De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).
Numărul net de persoane din interior care cumpără (clasament)
Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).
Procent din flota cumpărată de persoane din interior (clasament)
Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.
Graficul privind tranzacțiile privilegiate
ReShape Lifesciences Inc. tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.
Lista de persoane din interior și valori de profitabilitate
Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.
See our leaderboard of most profitable insider traders.
| Insider | Profit mediu (%) | Acțiuni Deținut |
Despică Ajustat |
|---|
Report errors via our new Insider Auditing Tool
Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt
În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în RSLS / ReShape Lifesciences Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .
Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.
Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt
În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în RSLS / ReShape Lifesciences Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .
Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.
Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.
Istoricul tranzactiilor
Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.
| Fişier Data |
Comerț Data |
Formă | Insider | Ticker | Titlul de securitate | Cod | Direct | Exercițiu Preț |
Unitate Preț |
Unități Schimbat |
Valoare Schimbat (1K) |
Rămas Opțiuni |
Rămas Acțiuni |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | I | 0,02 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -1.000.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | I | 3,50 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Warrant | D | 3,50 | -4.000.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,70 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,70 | -1.200.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 3,25 | -1.200.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 3,25 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | I | 0,05 | 0 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series A Warrants | D | 0,02 | -2.625.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 0,05 | -2.625.000 | 0 | |||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 0 | ||||||
| 2021-06-22 | 2021-06-15 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | -5.330.277 | 0 | ||||||
| 2021-06-17 | 2021-06-15 | 4 | STANKOVICH THOMAS | RSLS | Common Stock, $0.001 par value per share | D | 3,0500 | -4.635 | -14 | 0 | ||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.330.277 | ||||||
| 2020-12-04 | 2020-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1300 | 5.400 | 22 | 5.330.277 | ||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.324.877 | ||||||
| 2020-12-04 | 2020-12-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,3100 | 1.000 | 4 | 5.324.877 | ||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.323.877 | ||||||
| 2020-11-17 | 2020-11-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,5000 | 187 | 1 | 5.323.877 | ||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.323.690 | ||||||
| 2020-11-17 | 2020-11-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,1400 | 790 | 3 | 5.323.690 | ||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.322.900 | ||||||
| 2020-11-12 | 2020-11-10 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5800 | 2.400 | 9 | 5.322.900 | ||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.320.500 | ||||||
| 2020-11-04 | 2020-11-02 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,5600 | 3.100 | 11 | 5.320.500 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.317.400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.317.400 | ||||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,2300 | 1.000 | 4 | 5.317.400 | ||||
| 2020-09-25 | 2020-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,9100 | 1.000 | 4 | 5.316.400 | ||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.315.400 | ||||||
| 2020-09-22 | 2020-09-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,7700 | 1.000 | 5 | 5.315.400 | ||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.314.400 | ||||||
| 2020-09-22 | 2020-09-21 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 4,4500 | 300 | 1 | 5.314.400 | ||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.314.100 | ||||||
| 2020-09-22 | 2020-09-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7700 | 2.000 | 8 | 5.314.100 | ||||
| 2020-09-17 | 2020-09-16 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 530 | 2 | 4.635 | ||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.312.100 | ||||||
| 2020-09-16 | 2020-09-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,7500 | 100 | 0 | 5.312.100 | ||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1.200.000 | ||||||
| 2020-09-16 | 2020-09-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1.200.000 | 1.200.000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.312.000 | ||||||
| 2020-08-20 | 2020-08-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 2.000 | 7 | 5.312.000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.310.000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.310.000 | ||||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,4000 | 1.000 | 3 | 5.310.000 | ||||
| 2020-08-20 | 2020-08-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0500 | 998 | 3 | 5.309.000 | ||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.308.002 | ||||||
| 2020-08-20 | 2020-08-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 6.000 | 18 | 5.308.002 | ||||
| 2020-08-20 | 2020-08-19 | 4 | STANKOVICH THOMAS | RSLS | Common Stock | D | 3,0000 | 4.105 | 12 | 4.105 | ||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 5.302.002 | ||||||
| 2020-07-21 | 2020-07-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 3,0000 | 4.500 | 14 | 5.302.002 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series C Prefunded Warrants | I | 0,12 | 0 | 0 | |||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 0,12 | 0,1200 | -2.569.167 | -308 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series C Prefunded Warrants | D | 0,12 | 0,1200 | -2.516.667 | -302 | 0 | |||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.297.502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 5.297.502 | ||||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2.569.167 | 308 | 5.297.502 | ||||
| 2020-04-15 | 2020-04-13 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,1200 | 2.516.667 | 302 | 2.728.335 | ||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | I | 0 | 1.200.000 | ||||||
| 2020-03-27 | 2020-03-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series G Warrants | D | 1.200.000 | 1.200.000 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211.668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 211.668 | ||||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,4500 | 2.000 | 15 | 211.668 | ||||
| 2020-01-31 | 2020-01-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 6,4900 | 1.000 | 6 | 209.668 | ||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 208.668 | ||||||
| 2019-12-23 | 2019-12-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3.048 | 16 | 208.668 | ||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 205.620 | ||||||
| 2019-12-23 | 2019-12-19 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,1300 | 9.000 | 46 | 205.620 | ||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 196.620 | ||||||
| 2019-12-18 | 2019-12-16 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 3.000 | 16 | 196.620 | ||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.620 | ||||||
| 2019-12-11 | 2019-12-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4500 | 452 | 2 | 193.620 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 193.168 | ||||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2500 | 1.000 | 5 | 193.168 | ||||
| 2019-12-11 | 2019-12-09 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,0500 | 1.071 | 5 | 192.168 | ||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 191.097 | ||||||
| 2019-12-06 | 2019-12-06 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,2500 | 300 | 2 | 191.097 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190.797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 190.797 | ||||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1800 | 224 | 1 | 190.797 | ||||
| 2019-12-06 | 2019-12-05 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1600 | 1.000 | 5 | 190.573 | ||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLSD | Common Stock | I | 0 | 189.573 | ||||||
| 2019-12-06 | 2019-12-04 | 4 | ARMISTICE CAPITAL, LLC | RSLSD | Common Stock | D | 5,1900 | 405 | 2 | 189.573 | ||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 189.168 | ||||||
| 2019-11-27 | 2019-11-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4300 | 2.000 | 11 | 189.168 | ||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 187.168 | ||||||
| 2019-11-22 | 2019-11-22 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,2300 | 1.495 | 8 | 187.168 | ||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 185.673 | ||||||
| 2019-11-22 | 2019-11-20 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,4100 | 1.300 | 7 | 185.673 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184.373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 184.373 | ||||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9700 | 205 | 1 | 184.373 | ||||
| 2019-11-18 | 2019-11-18 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 5,9500 | 1.330 | 8 | 184.168 | ||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 182.838 | ||||||
| 2019-11-18 | 2019-11-14 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,3500 | 2.200 | 16 | 182.838 | ||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 180.638 | ||||||
| 2019-11-13 | 2019-11-12 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 7,2500 | 636 | 5 | 180.638 | ||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21.600.000 | ||||||
| 2019-11-13 | 2019-11-11 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0400 | 400.000 | 16 | 21.600.000 | ||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series F Prefunded Warrants | I | 0 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series E Warrants | I | 0 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series E Warrants | D | 315.000.000 | 315.000.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series F Prefunded Warrants | D | 308.300.000 | 308.300.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Series B Warrants | I | 0 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Series B Warrants | D | -315.000.000 | 0 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 21.200.000 | ||||||
| 2019-09-25 | 2019-09-23 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0200 | 6.700.000 | 134 | 21.200.000 | ||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.500.000 | ||||||
| 2019-09-19 | 2019-09-17 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0500 | 396.072 | 20 | 14.500.000 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.103.928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 14.103.928 | ||||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 28.928 | 2 | 14.103.928 | ||||
| 2019-09-04 | 2019-08-30 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25.000 | 2 | 14.075.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 45.000 | 3 | 14.050.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 25.000 | 2 | 14.005.000 | ||||
| 2019-08-29 | 2019-08-29 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.980.000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.970.000 | ||||
| 2019-08-29 | 2019-08-28 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.970.000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.870.000 | ||||
| 2019-08-29 | 2019-08-27 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 10.000 | 1 | 13.870.000 | ||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13.850.000 | ||||||
| 2019-08-09 | 2019-08-08 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 100.000 | 8 | 13.850.000 | ||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC See Footnote 1 | RSLS | Common Stock | I | 0 | 13.750.000 | ||||||
| 2019-08-09 | 2019-08-07 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 250.000 | 18 | 13.750.000 | ||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.500.000 | ||||||
| 2019-07-26 | 2019-07-26 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 300.000 | 24 | 13.500.000 | ||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.200.000 | ||||||
| 2019-07-26 | 2019-07-25 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0800 | 150.000 | 12 | 13.200.000 | ||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | I | 0 | 13.050.000 | ||||||
| 2019-07-26 | 2019-07-24 | 4 | ARMISTICE CAPITAL, LLC | RSLS | Common Stock | D | 0,0700 | 50.000 | 4 | 13.050.000 | ||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | I | 39.000.000 | ||||||||
| 2019-06-24 | 3 | Boyd Steven | RSLS | Common Stock, $0.01 par value per share | D | 39.000.000 | ||||||||
| 2019-04-10 | 3 | Bandy Barton P. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Series E Convertible Preferred Stock | I | 1.192.000 | 1.192.000 | ||||||
| 2019-02-04 | 2019-02-01 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | -1.192.000 | 507 | ||||||
| 2019-02-04 | 2019-01-31 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2733 | 10.301 | 3 | 1.192.507 | ||||
| 2019-01-31 | 2019-01-30 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 48.000 | 13 | 1.182.206 | ||||
| 2019-01-31 | 2019-01-29 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2779 | 12.200 | 3 | 1.134.206 | ||||
| 2019-01-28 | 2019-01-25 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2717 | 15.595 | 4 | 1.122.006 | ||||
| 2019-01-28 | 2019-01-24 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2550 | 6.190 | 2 | 1.106.411 | ||||
| 2019-01-24 | 2019-01-22 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2791 | 5.766 | 2 | 1.100.221 | ||||
| 2019-01-22 | 2019-01-18 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2789 | 24.334 | 7 | 1.094.455 | ||||
| 2019-01-22 | 2019-01-17 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2800 | 52 | 0 | 1.070.121 | ||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 3 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 2.086.816 | ||||||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2630 | 4.700 | 1 | 1.070.069 | ||||
| 2019-01-17 | 2019-01-16 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2703 | 21.961 | 6 | 1.065.369 | ||||
| 2019-01-17 | 2019-01-15 | 4 | SABBY MANAGEMENT, LLC See Footnotes | RSLS | Common Stock | I | 0,2351 | 167.760 | 39 | 1.043.408 | ||||
| 2018-08-29 | 3 | MINOCHERHOMJEE ARDA PHD | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 3 | Lightcap Jeffrey C | RSLS | Common Stock, par value $0.01 per share | D | 75.784 | ||||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Series C Convertible Preferred Stock, par value $0.01 | D | -20.487 | 26.200 | ||||||
| 2018-06-05 | 2017-12-19 | 4 | HealthCor Partners Fund II, L.P. | RSLS | Common Stock, par value $0.01 per share | D | 136.580 | 174.472 | ||||||
| 2018-04-20 | 2018-04-18 | 4 | YOUNGSTROM SCOTT P | RSLS | Stock Option (right to buy) | D | 0,65 | 1.161.797 | 1.161.797 | |||||
| 2018-04-20 | 2018-04-18 | 4 | GLADNEY DAN W | RSLS | Stock Option (right to buy) | D | 0,65 | 4.164.281 | 4.164.281 | |||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Series C Convertible Preferred Stock, $0.01 par value | I | -20.487 | 26.200 | ||||||
| 2017-12-21 | 2017-12-19 | 4 | Mashaal Michael Y | RSLS | Common Stock, $0.01 par value per share | I | 2.048.700 | 2.617.077 | ||||||
| 2017-11-13 | 3 | Haggerty Robert C. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2.000 | ||||||||
| 2017-11-13 | 3 | Schmalz Deborah L. | RSLS | Common Stock, $0.01 par value per share | D | 2.000 | ||||||||
| 2017-11-13 | 3 | Scott Amy L. | RSLS | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661.751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Series C Convertible Preferred Stock, $0.01 par value per sh | I | 661.751 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1.183.441 | ||||||||
| 2017-10-12 | 3 | Mashaal Michael Y | ETRM | Common Stock, $0.01 par value per share | I | 1.183.441 | ||||||||
| 2017-10-12 | 2017-10-06 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 2,05 | 662.975 | 662.975 | |||||
| 2017-10-12 | 2017-10-06 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (right to buy) | D | 2,05 | 145.226 | 145.226 | |||||
| 2017-10-12 | 2017-10-06 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (right to buy) | D | 2,05 | 284.120 | 284.120 | |||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -97 | -0 | 0 | ||||
| 2017-05-31 | 2017-05-25 | 4/A | GOLDFISCHER CARL See footnote. | ETRM | Common Stock | I | 4,8500 | -4.571 | -22 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote note (2) | ETRM | Common Stock | I | 4,8500 | 97 | 0 | 0 | ||||
| 2017-05-26 | 2017-05-25 | 4 | GOLDFISCHER CARL See footnote (1) | ETRM | Common Stock | I | 4,8500 | 4.571 | 22 | 0 | ||||
| 2017-05-24 | 3 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 0 | ||||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh See Footnotes | ETRM | Non-voting Conditional Convertible Preferred Stock | I | 29.108 | 29.108 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Non-voting Conditional Convertible Preferred Stock | D | 709.100 | 709.100 | ||||||
| 2017-05-24 | 2017-05-22 | 4 | Nihalani Rajesh | ETRM | Common Stock, $0.01 par value per share | D | 978.845 | 978.845 | ||||||
| 2017-02-10 | 2017-02-08 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 7,12 | 30.000 | 30.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 7,12 | 466.500 | 466.500 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GOLDFISCHER CARL | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 35.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 7,12 | 40.000 | 40.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 30.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | YOUNGSTROM SCOTT P | ETRM | Stock Option (Right to Buy) | D | 7,12 | 142.200 | 142.200 | |||||
| 2017-02-10 | 2017-02-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 7,12 | 35.000 | 35.000 | |||||
| 2017-02-10 | 2017-02-08 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Bu) | D | 7,12 | 93.250 | 93.250 | |||||
| 2017-02-10 | 2017-02-08 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 7,12 | 30.000 | 30.000 | |||||
| 2016-10-05 | 3 | YOUNGSTROM SCOTT P | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 3 | BLACKFORD GARY | ETRM | Common Stock | D | 0 | ||||||||
| 2016-08-17 | 2016-08-15 | 4 | BLACKFORD GARY | ETRM | Stock Option (Right to Buy) | D | 0,17 | 1.667 | 1.667 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 2.570 | 2.570 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 16,65 | -11.666 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 14.733 | 14.733 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 19,65 | -66.885 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 5.039 | 5.039 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 50,25 | -57.543 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.298 | 1.298 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -8.333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.753 | 1.753 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 40,05 | -15.000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 1.613 | 1.613 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 38,70 | -13.333 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 98 | 98 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 56,70 | -1.111 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 152 | 152 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -973 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 168 | 168 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1.074 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 42 | 42 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -260 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 0,33 | 175 | 175 | |||||
| 2016-06-28 | 2016-06-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 28,50 | -1.114 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5.507 | 5.507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 0,33 | 5.507 | 5.507 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25.000 | 0 | |||||
| 2016-06-28 | 2016-06-27 | 4 | Shikora Scott A | ETRM | Stock Option (Right to Buy) | D | 16,80 | -25.000 | 0 | |||||
| 2016-06-06 | 2016-06-03 | 4 | DeLange Peter M. | ETRM | Common Stock | D | 0,5500 | 20.000 | 11 | 27.373 | ||||
| 2016-05-18 | 2015-05-16 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,7232 | 84.745 | 61 | 134.745 | ||||
| 2016-05-17 | 2016-05-04 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | KNUDSON MARK B | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.333 | 3.333 | |||||
| 2016-05-06 | 2016-05-04 | 4 | TETI NICHOLAS | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Tremmel Jon T | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-05-06 | 2016-05-04 | 4 | McDougal Lori Courtney | ETRM | Director Option (Right to Buy) | D | 0,75 | 3.000 | 3.000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,07 | 50.000 | 50.000 | |||||
| 2016-02-29 | 2016-02-25 | 4 | KNUDSON MARK B | ETRM | Director Option (right to buy) | D | 1,07 | 3.333 | 3.333 | |||||
| 2016-01-22 | 3 | Hickey Paul F. | ETRM | Common Stock | D | 0 | ||||||||
| 2016-01-22 | 2016-01-22 | 4 | Hickey Paul F. | ETRM | Stock Option (Right to Buy) | D | 1,32 | 106.667 | 106.667 | |||||
| 2016-01-21 | 2016-01-19 | 4 | Ansari Naqeeb A. | ETRM | Stock Option (Right to Buy) | D | 1,31 | 106.667 | 106.667 | |||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7.715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. By Son | ETRM | Common Stock | I | 7.715 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14.917 | ||||||||
| 2016-01-20 | 3 | DeLange Peter M. | ETRM | Common Stock | D | 14.917 | ||||||||
| 2016-01-20 | 2016-01-18 | 4 | DeLange Peter M. | ETRM | Option (Right to Buy) | D | 1,38 | 166.667 | 166.667 | |||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20.000 | ||||||||
| 2016-01-19 | 3 | Ansari Naqeeb A. | ETRM | Common Stock | D | 20.000 | ||||||||
| 2015-11-16 | 2015-11-12 | 4 | GLADNEY DAN W | ETRM | Common Stock | D | 0,1800 | 750.000 | 135 | 750.000 | ||||
| 2015-11-16 | 2015-11-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,1610 | 310.000 | 50 | 613.000 | ||||
| 2015-11-04 | 3 | GLADNEY DAN W | ETRM | Common Stock | D | 0 | ||||||||
| 2015-11-04 | 2015-10-28 | 4 | GLADNEY DAN W | ETRM | Stock Option (right to buy) | D | 0,25 | 7.750.000 | 7.750.000 | |||||
| 2015-08-25 | 2015-08-21 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,23 | 250.000 | 250.000 | |||||
| 2015-08-14 | 2015-08-13 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2488 | 168.000 | 42 | 303.000 | ||||
| 2015-08-14 | 2015-08-12 | 4 | KNUDSON MARK B | ETRM | Common Stock | D | 0,2438 | 135.000 | 33 | 135.000 | ||||
| 2015-08-04 | 2015-07-31 | 4 | McDougal Lori Courtney | ETRM | Stock Option (Right to Buy) | D | 0,31 | 25.000 | 25.000 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25.000 | 112.498 | |||||
| 2015-06-22 | 2015-05-06 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,12 | 25.000 | 112.498 | |||||
| 2015-06-08 | 3 | Shikora Scott A | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-14 | 3 | Hancock Bradford C | ETRM | Common Stock | D | 0 | ||||||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | GRIFFIN BOBBY IVAN | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | TETI NICHOLAS | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | FRIEDMAN CATHY | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Tremmel Jon T | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-05-08 | 2015-05-06 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 1,12 | 25.000 | 25.000 | |||||
| 2015-03-11 | 2012-11-13 | 5 | LEA GREGORY S | ETRM | Common Stock | D | 2,5637 | -10.500 | -27 | 2.750 | ||||
| 2015-03-11 | 2015-03-09 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,11 | 75.000 | 75.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,11 | 225.000 | 225.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,11 | 175.000 | 175.000 | |||||
| 2015-03-11 | 2015-03-09 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,11 | 75.000 | 75.000 | |||||
| 2015-03-09 | 2014-11-14 | 4 | Jansz Anthony P. | ETRM | Performance Option (right to buy) | D | 1,14 | 25.000 | 25.000 | |||||
| 2014-06-20 | 2014-06-19 | 4 | FRIEDMAN CATHY Family Trust | ETRM | Common Stock | I | 1,7010 | 11.800 | 20 | 11.800 | ||||
| 2014-05-15 | 2014-05-07 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-05-14 | 2014-05-07 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 1,84 | 25.000 | 25.000 | |||||
| 2014-01-09 | 2014-01-08 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284.531 | -711 | 1.113.168 | ||||
| 2014-01-09 | 2014-01-07 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190.334 | -476 | 1.397.699 | ||||
| 2014-01-09 | 2014-01-06 | 4/A | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81.720 | -204 | 1.588.033 | ||||
| 2014-01-09 | 2014-01-08 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -284.531 | -711 | 1.113.168 | ||||
| 2014-01-09 | 2014-01-07 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -190.334 | -476 | 1.397.699 | ||||
| 2014-01-09 | 2014-01-06 | 4 | EVNIN LUKE | ETRM | Common Stock | I | 2,5000 | -81.720 | -204 | 1.588.033 | ||||
| 2013-06-04 | 2013-05-31 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 1,31 | 1.278.730 | 1.278.730 | |||||
| 2013-06-04 | 2013-05-31 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 1,31 | 1.003.280 | 1.003.280 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 1,31 | 293.110 | 293.110 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 1,31 | 257.190 | 257.190 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 1,31 | 50.000 | 50.000 | |||||
| 2013-06-04 | 2013-05-31 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 1,31 | 50.000 | 50.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | Jansz Anthony P. | ETRM | Director Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-10 | 2013-05-08 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 0,88 | 10.000 | 10.000 | |||||
| 2013-05-09 | 2013-05-08 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 0,88 | 10.000 | 37.500 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Warrants | I | 1,14 | 60.000 | 60.000 | |||||
| 2013-03-01 | 2013-02-27 | 4 | Jansz Anthony P. Pibrac Property Holdings PTY | ETRM | Common Stock | I | 0,9500 | 150.000 | 142 | 150.000 | ||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 168.000 | 168.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Warrant (Right to Buy) | I | 1,14 | 420.000 | 420.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Warrant (Right to Buy) | D | 1,14 | 252.000 | 252.000 | |||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 420.000 | 1.654.341 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 1.050.000 | 3.456.512 | ||||||
| 2013-02-26 | 2013-02-22 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 630.000 | 3.010.852 | ||||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Performance Option (Right to Buy) | D | 2,65 | 25.000 | 25.000 | |||||
| 2013-01-24 | 2013-01-22 | 4 | Jansz Anthony P. | ETRM | Option (Right to Buy) | D | 2,65 | 50.000 | 50.000 | |||||
| 2012-09-28 | 2012-09-27 | 4 | LEA GREGORY S | ETRM | Stock Option (right to buy) | D | 3,35 | 863.156 | 863.156 | |||||
| 2012-09-28 | 2012-09-27 | 4 | KNUDSON MARK B | ETRM | Stock Option (right to buy) | D | 3,35 | 1.292.225 | 1.292.225 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Donders Adrianus | ETRM | Stock Option (right to buy) | D | 3,35 | 355.063 | 355.063 | |||||
| 2012-09-28 | 2012-09-27 | 4 | Tweden Katherine S. | ETRM | Stock Option (right to buy) | D | 3,35 | 291.638 | 291.638 | |||||
| 2012-06-27 | 2012-06-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,2700 | -27.599 | -90 | 2.350.486 | ||||
| 2012-06-27 | 2012-06-26 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8.100 | -26 | 2.378.085 | ||||
| 2012-06-27 | 2012-06-25 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1400 | -11.800 | -37 | 2.386.185 | ||||
| 2012-06-25 | 2012-06-22 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1600 | -8.400 | -27 | 2.397.985 | ||||
| 2012-06-25 | 2012-06-21 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 3,1300 | -10.665 | -33 | 2.406.385 | ||||
| 2012-05-16 | 2012-05-15 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8900 | -15.400 | -45 | 2.417.050 | ||||
| 2012-05-16 | 2012-05-14 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8200 | -23.012 | -65 | 2.432.450 | ||||
| 2012-05-14 | 2012-05-11 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7600 | -10.370 | -29 | 2.455.462 | ||||
| 2012-05-14 | 2012-05-10 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,7500 | -600 | -2 | 2.465.832 | ||||
| 2012-05-11 | 2012-05-09 | 4 | KLINGENSTEIN PAUL H | ETRM | Stock Option (right to buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-10 | 2012-05-09 | 4 | GOLDFISCHER CARL | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 27.500 | |||||
| 2012-05-10 | 2012-05-09 | 4 | EVNIN LUKE | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | GRIFFIN BOBBY IVAN | ETRM | Stock Option (right to buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | TETI NICHOLAS | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | FRIEDMAN CATHY | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Tremmel Jon T | ETRM | Stock Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-09 | 2012-05-09 | 4 | Jansz Anthony P. | ETRM | Director Option (Right to Buy) | D | 2,77 | 10.000 | 10.000 | |||||
| 2012-05-01 | 2012-04-27 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,8000 | -25.000 | -70 | 2.466.432 | ||||
| 2012-04-19 | 2012-04-17 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3600 | -11.100 | -26 | 2.491.432 | ||||
| 2012-04-19 | 2012-04-16 | 4 | WHITEBOX ADVISORS LLC | ETRM | Common Stock | I | 2,3500 | -14.339 | -34 | 2.502.532 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By Douglas Family Trust | ETRM | Common Stock | I | 2,2230 | 454.341 | 1.010 | 1.234.341 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust | ETRM | Common Stock | I | 2,2230 | 681.512 | 1.515 | 2.406.512 | ||||
| 2012-04-19 | 2012-04-16 | 4 | DOUGLAS KEVIN | ETRM | Common Stock | D | 2,2230 | 1.135.852 | 2.525 | 2.376.872 | ||||
| 2011-05-09 | 3 | Jansz Anthony P. Family Trust | ETRM | Common Stock | I | 25.000 | ||||||||
| 2011-03-16 | 3 | Tweden Katherine S. | ETRM | Common Stock | D | 1.053 | ||||||||
| 2009-10-06 | 2009-10-05 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common Stock | I | 0,9180 | -196.774 | -181 | 3.729.965 | ||||
| 2009-10-06 | 2009-10-02 | 4 | Hudson Bay Capital Management LP See footnotes | ETRM | Common stock, par value $0.01 ("Common Stock") | I | 1,0150 | -2.234.329 | -2.268 | 3.926.739 | ||||
| 2009-10-06 | 3 | Gerber Sander See | ETRM | Common Stock, par value $0.01 ("Common Stock") | I | 6.161.068 | ||||||||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock Warrant | I | 1,38 | 0,1250 | 339.201 | 42 | 339.201 | |||
| 2009-02-25 | 2009-02-24 | 4 | Koskinas Ellen E InterWest Partners IX, L.P. | ETRM | Common Stock | I | 1,1500 | 678.402 | 780 | 2.225.163 | ||||
| 2009-01-29 | 3 | Tremmel Jon T | ETRM | Common Stock | D | 6.156 | ||||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Series C Preferred Stock | D | -1.359.261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 1.359.261 | 1.546.761 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC by: InterWest Partners IX, LP | ETRM | Series C Preferred Stock | I | -1.359.261 | 0 | ||||||
| 2007-11-21 | 2007-11-20 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 1.359.261 | 1.546.761 | ||||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Partners IX, LP | ETRM | Common Stock | D | 8,0000 | 187.500 | 1.500 | 187.500 | ||||
| 2007-11-19 | 2007-11-15 | 4 | InterWest Management Partners IX, LLC By: InterWest Partners IX, LP | ETRM | Common Stock | I | 8,0000 | 187.500 | 1.500 | 187.500 | ||||
| 2007-11-14 | 3 | FRIEDMAN CATHY | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | TETI NICHOLAS | ETRM | No securities are held | D | 0 | ||||||||
| 2007-11-14 | 3 | Donders Adrianus | ETRM | No securities are held | D | 0 |
