RSLS / ReShape Lifesciences Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

ReShape Lifesciences Inc.
ACEST SIMBOL NU MAI ESTE ACTIV

Acțiuni Insider17.568.805 shares
Scorul de sentimente din interior

Insider Sentiment Score găsește companiile cumpărate de persoane din interior.

Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cea mai mare acumulare de persoane din interior.

Scorul de sentiment al ofițerului

Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.

Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.

La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.

Valori cheie ale insiderului

Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.

De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).

Numărul net de persoane din interior care cumpără (clasament)

N/A

Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).

Procent din flota cumpărată de persoane din interior (clasament)

N/A

Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.

Graficul privind tranzacțiile privilegiate

ReShape Lifesciences Inc. tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.

Lista de persoane din interior și valori de profitabilitate

Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.

See our leaderboard of most profitable insider traders.

Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat

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Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în RSLS / ReShape Lifesciences Inc.. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Max
Pret la
Max
Max
Profit ($)
Randament maxim (%)
2020-12-04 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0 206 382 0
2020-12-04 ARMISTICE CAPITAL, LLC 5.400 4,1300 193 115,6400 22.302
2020-12-02 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-12-02 ARMISTICE CAPITAL, LLC 1.000 4,3100 36 120,6800 4.310
2020-11-17 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-11-17 ARMISTICE CAPITAL, LLC 187 4,5000 7 126,0000 842
2020-11-13 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0
2020-11-13 ARMISTICE CAPITAL, LLC 790 4,1400 28 115,9200 3.271
2020-11-10 ARMISTICE CAPITAL, LLC 0 0,0000 0 0,0000 0

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

RSLS / ReShape Lifesciences Inc. Insider Trades
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în RSLS / ReShape Lifesciences Inc.. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Min
Pret la
Min
Pierdere maximă
Evitat ($)
Pierdere maximă
Evitat (%)
2017-05-25 GOLDFISCHER CARL 97 4,8500 97 4,8500 470 103
2017-05-25 GOLDFISCHER CARL 4.571 4,8500 4.571 4,8500 22.169
2012-11-13 LEA GREGORY S 10.500 2,5637 10.500 2,5637 26.919
2012-06-27 WHITEBOX ADVISORS LLC 27.599 3,2700 27.599 3,2700 90.249
2012-06-26 WHITEBOX ADVISORS LLC 8.100 3,1600 8.100 3,1600 25.596
2012-06-25 WHITEBOX ADVISORS LLC 11.800 3,1400 11.800 3,1400 37.052
2012-06-22 WHITEBOX ADVISORS LLC 8.400 3,1600 8.400 3,1600 26.544
2012-06-21 WHITEBOX ADVISORS LLC 10.665 3,1300 10.665 3,1300 33.381

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

RSLS / ReShape Lifesciences Inc. Insider Trades
Istoricul tranzactiilor

Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.

Fişier
Data
Comerț
Data
Formă Insider Ticker Titlul de securitate Cod 10b5-1 Direct Exercițiu
Preț
Unitate
Preț
Unități
Schimbat
Valoare
Schimbat (1K)
Rămas
Opțiuni
Rămas
Acțiuni
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series A Warrants J - Other I 0,02 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other I 3,50 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other D 3,50 -1.000.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other I 3,50 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Warrant J - Other D 3,50 -4.000.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 3,70 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 3,70 -1.200.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 3,25 -1.200.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 3,25 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other I 0,05 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series A Warrants J - Other D 0,02 -2.625.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other D 0,05 -2.625.000 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Common Stock J - Other I 0 0
2021-06-22 2021-06-15 4 ARMISTICE CAPITAL, LLC RSLS Common Stock J - Other D -5.330.277 0
2021-06-17 2021-06-15 4 STANKOVICH THOMAS RSLS Common Stock, $0.001 par value per share D - Sale to Issuer D 3,0500 -4.635 -14 0
2020-12-04 2020-12-04 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.330.277
2020-12-04 2020-12-04 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,1300 5.400 22 5.330.277
2020-12-04 2020-12-02 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.324.877
2020-12-04 2020-12-02 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,3100 1.000 4 5.324.877
2020-11-17 2020-11-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.323.877
2020-11-17 2020-11-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,5000 187 1 5.323.877
2020-11-17 2020-11-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.323.690
2020-11-17 2020-11-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,1400 790 3 5.323.690
2020-11-12 2020-11-10 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.322.900
2020-11-12 2020-11-10 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,5800 2.400 9 5.322.900
2020-11-04 2020-11-02 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.320.500
2020-11-04 2020-11-02 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,5600 3.100 11 5.320.500
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.317.400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.317.400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,2300 1.000 4 5.317.400
2020-09-25 2020-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,9100 1.000 4 5.316.400
2020-09-22 2020-09-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.315.400
2020-09-22 2020-09-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,7700 1.000 5 5.315.400
2020-09-22 2020-09-21 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.314.400
2020-09-22 2020-09-21 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 4,4500 300 1 5.314.400
2020-09-22 2020-09-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.314.100
2020-09-22 2020-09-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,7700 2.000 8 5.314.100
2020-09-17 2020-09-16 4 STANKOVICH THOMAS RSLS Common Stock P - Purchase D 3,0000 530 2 4.635
2020-09-16 2020-09-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.312.100
2020-09-16 2020-09-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,7500 100 0 5.312.100
2020-09-16 2020-09-14 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 0 1.200.000
2020-09-16 2020-09-14 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 1.200.000 1.200.000
2020-08-20 2020-08-20 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 5.312.000
2020-08-20 2020-08-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,4000 2.000 7 5.312.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.310.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.310.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,4000 1.000 3 5.310.000
2020-08-20 2020-08-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0500 998 3 5.309.000
2020-08-20 2020-08-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.308.002
2020-08-20 2020-08-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0000 6.000 18 5.308.002
2020-08-20 2020-08-19 4 STANKOVICH THOMAS RSLS Common Stock P - Purchase D 3,0000 4.105 12 4.105
2020-07-21 2020-07-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 5.302.002
2020-07-21 2020-07-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 3,0000 4.500 14 5.302.002
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series F Prefunded Warrants X - Other I 0,12 0 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series C Prefunded Warrants X - Other I 0,12 0 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Series F Prefunded Warrants X - Other D 0,12 0,1200 -2.569.167 -308 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Series C Prefunded Warrants X - Other D 0,12 0,1200 -2.516.667 -302 0
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 5.297.502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 5.297.502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,1200 2.569.167 308 5.297.502
2020-04-15 2020-04-13 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,1200 2.516.667 302 2.728.335
2020-03-27 2020-03-25 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other I 0 1.200.000
2020-03-27 2020-03-25 4 ARMISTICE CAPITAL, LLC RSLS Series G Warrants J - Other D 1.200.000 1.200.000
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 211.668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 211.668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,4500 2.000 15 211.668
2020-01-31 2020-01-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 6,4900 1.000 6 209.668
2019-12-23 2019-12-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 208.668
2019-12-23 2019-12-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 3.048 16 208.668
2019-12-23 2019-12-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 205.620
2019-12-23 2019-12-19 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,1300 9.000 46 205.620
2019-12-18 2019-12-16 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 196.620
2019-12-18 2019-12-16 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 3.000 16 196.620
2019-12-11 2019-12-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193.620
2019-12-11 2019-12-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4500 452 2 193.620
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193.168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 193.168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2500 1.000 5 193.168
2019-12-11 2019-12-09 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,0500 1.071 5 192.168
2019-12-06 2019-12-06 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 191.097
2019-12-06 2019-12-06 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,2500 300 2 191.097
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 190.797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 190.797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1800 224 1 190.797
2019-12-06 2019-12-05 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1600 1.000 5 190.573
2019-12-06 2019-12-04 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLSD Common Stock P - Purchase I 0 189.573
2019-12-06 2019-12-04 4 ARMISTICE CAPITAL, LLC RSLSD Common Stock P - Purchase D 5,1900 405 2 189.573
2019-11-27 2019-11-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 189.168
2019-11-27 2019-11-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4300 2.000 11 189.168
2019-11-22 2019-11-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 187.168
2019-11-22 2019-11-22 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,2300 1.495 8 187.168
2019-11-22 2019-11-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 185.673
2019-11-22 2019-11-20 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,4100 1.300 7 185.673
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 184.373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 184.373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,9700 205 1 184.373
2019-11-18 2019-11-18 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 5,9500 1.330 8 184.168
2019-11-18 2019-11-14 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 182.838
2019-11-18 2019-11-14 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,3500 2.200 16 182.838
2019-11-13 2019-11-12 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 180.638
2019-11-13 2019-11-12 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 7,2500 636 5 180.638
2019-11-13 2019-11-11 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 21.600.000
2019-11-13 2019-11-11 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0400 400.000 16 21.600.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series F Prefunded Warrants J - Other I 0 315.000.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series E Warrants J - Other I 0 315.000.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series E Warrants J - Other D 315.000.000 315.000.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series F Prefunded Warrants J - Other D 308.300.000 308.300.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Series B Warrants X - Other I 0 0
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Series B Warrants X - Other D -315.000.000 0
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock X - Other I 0 21.200.000
2019-09-25 2019-09-23 4 ARMISTICE CAPITAL, LLC RSLS Common Stock X - Other D 0,0200 6.700.000 134 21.200.000
2019-09-19 2019-09-17 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14.500.000
2019-09-19 2019-09-17 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0500 396.072 20 14.500.000
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14.103.928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 14.103.928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 28.928 2 14.103.928
2019-09-04 2019-08-30 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 25.000 2 14.075.000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 45.000 3 14.050.000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 25.000 2 14.005.000
2019-08-29 2019-08-29 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10.000 1 13.980.000
2019-08-29 2019-08-28 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50.000 4 13.970.000
2019-08-29 2019-08-28 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50.000 4 13.970.000
2019-08-29 2019-08-27 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10.000 1 13.870.000
2019-08-29 2019-08-27 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 10.000 1 13.870.000
2019-08-09 2019-08-08 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 13.850.000
2019-08-09 2019-08-08 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 100.000 8 13.850.000
2019-08-09 2019-08-07 4 ARMISTICE CAPITAL, LLC See Footnote 1 RSLS Common Stock P - Purchase I 0 13.750.000
2019-08-09 2019-08-07 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 250.000 18 13.750.000
2019-07-26 2019-07-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13.500.000
2019-07-26 2019-07-26 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 300.000 24 13.500.000
2019-07-26 2019-07-25 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13.200.000
2019-07-26 2019-07-25 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0800 150.000 12 13.200.000
2019-07-26 2019-07-24 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase I 0 13.050.000
2019-07-26 2019-07-24 4 ARMISTICE CAPITAL, LLC RSLS Common Stock P - Purchase D 0,0700 50.000 4 13.050.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share I 39.000.000
2019-06-24 3 Boyd Steven RSLS Common Stock, $0.01 par value per share D 39.000.000
2019-04-10 3 Bandy Barton P. RSLS Common Stock, $0.01 par value per share D 0
2019-02-04 2019-02-01 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Series E Convertible Preferred Stock J - Other I 1.192.000 1.192.000
2019-02-04 2019-02-01 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I -1.192.000 507
2019-02-04 2019-01-31 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2733 10.301 3 1.192.507
2019-01-31 2019-01-30 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2800 48.000 13 1.182.206
2019-01-31 2019-01-29 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2779 12.200 3 1.134.206
2019-01-28 2019-01-25 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2717 15.595 4 1.122.006
2019-01-28 2019-01-24 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2550 6.190 2 1.106.411
2019-01-24 2019-01-22 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2791 5.766 2 1.100.221
2019-01-22 2019-01-18 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2789 24.334 7 1.094.455
2019-01-22 2019-01-17 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2800 52 0 1.070.121
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2.086.816
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2.086.816
2019-01-17 3 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock I 2.086.816
2019-01-17 2019-01-16 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2630 4.700 1 1.070.069
2019-01-17 2019-01-16 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2703 21.961 6 1.065.369
2019-01-17 2019-01-15 4 SABBY MANAGEMENT, LLC See Footnotes RSLS Common Stock P - Purchase I 0,2351 167.760 39 1.043.408
2018-08-29 3 MINOCHERHOMJEE ARDA PHD RSLS Common Stock, $0.01 par value per share D 0
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 3 Lightcap Jeffrey C RSLS Common Stock, par value $0.01 per share D 75.784
2018-06-05 2017-12-19 4 HealthCor Partners Fund II, L.P. RSLS Series C Convertible Preferred Stock, par value $0.01 C - Conversion D -20.487 26.200
2018-06-05 2017-12-19 4 HealthCor Partners Fund II, L.P. RSLS Common Stock, par value $0.01 per share C - Conversion D 136.580 174.472
2018-04-20 2018-04-18 4 YOUNGSTROM SCOTT P RSLS Stock Option (right to buy) A - Award D 0,65 1.161.797 1.161.797
2018-04-20 2018-04-18 4 GLADNEY DAN W RSLS Stock Option (right to buy) A - Award D 0,65 4.164.281 4.164.281
2017-12-21 2017-12-19 4 Mashaal Michael Y RSLS Series C Convertible Preferred Stock, $0.01 par value S - Sale I -20.487 26.200
2017-12-21 2017-12-19 4 Mashaal Michael Y RSLS Common Stock, $0.01 par value per share C - Conversion I 2.048.700 2.617.077
2017-11-13 3 Haggerty Robert C. RSLS Common Stock, $0.01 par value per share D 0
2017-11-13 3 Schmalz Deborah L. RSLS Common Stock, $0.01 par value per share D 2.000
2017-11-13 3 Schmalz Deborah L. RSLS Common Stock, $0.01 par value per share D 2.000
2017-11-13 3 Scott Amy L. RSLS Common Stock, $0.01 par value per share D 0
2017-10-12 3 Mashaal Michael Y ETRM Series C Convertible Preferred Stock, $0.01 par value per sh I 661.751
2017-10-12 3 Mashaal Michael Y ETRM Series C Convertible Preferred Stock, $0.01 par value per sh I 661.751
2017-10-12 3 Mashaal Michael Y ETRM Common Stock, $0.01 par value per share I 1.183.441
2017-10-12 3 Mashaal Michael Y ETRM Common Stock, $0.01 par value per share I 1.183.441
2017-10-12 2017-10-06 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 2,05 662.975 662.975
2017-10-12 2017-10-06 4 Ansari Naqeeb A. ETRM Stock Option (right to buy) A - Award D 2,05 145.226 145.226
2017-10-12 2017-10-06 4 YOUNGSTROM SCOTT P ETRM Stock Option (right to buy) A - Award D 2,05 284.120 284.120
2017-05-31 2017-05-25 4/A GOLDFISCHER CARL See footnote. ETRM Common Stock S - Sale I 4,8500 -97 -0 0
2017-05-31 2017-05-25 4/A GOLDFISCHER CARL See footnote. ETRM Common Stock S - Sale I 4,8500 -4.571 -22 0
2017-05-26 2017-05-25 4 GOLDFISCHER CARL See footnote note (2) ETRM Common Stock S - Sale I 4,8500 97 0 0
2017-05-26 2017-05-25 4 GOLDFISCHER CARL See footnote (1) ETRM Common Stock S - Sale I 4,8500 4.571 22 0
2017-05-24 3 Nihalani Rajesh ETRM Common Stock, $0.01 par value per share D 0
2017-05-24 2017-05-22 4 Nihalani Rajesh See Footnotes ETRM Non-voting Conditional Convertible Preferred Stock A - Award I 29.108 29.108
2017-05-24 2017-05-22 4 Nihalani Rajesh ETRM Non-voting Conditional Convertible Preferred Stock A - Award D 709.100 709.100
2017-05-24 2017-05-22 4 Nihalani Rajesh ETRM Common Stock, $0.01 par value per share A - Award D 978.845 978.845
2017-02-10 2017-02-08 4 Ansari Naqeeb A. ETRM Stock Option (Right to Buy) A - Award D 7,12 93.250 93.250
2017-02-10 2017-02-08 4 BLACKFORD GARY ETRM Stock Option (Right to Buy) A - Award D 7,12 30.000 30.000
2017-02-10 2017-02-08 4 DeLange Peter M. ETRM Option (Right to Buy) A - Award D 7,12 93.250 93.250
2017-02-10 2017-02-08 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 7,12 466.500 466.500
2017-02-10 2017-02-08 4 GOLDFISCHER CARL ETRM Director Option (Right to Buy) A - Award D 7,12 35.000 35.000
2017-02-10 2017-02-08 4 TETI NICHOLAS ETRM Director Option (Right to Buy) A - Award D 7,12 40.000 40.000
2017-02-10 2017-02-08 4 Tremmel Jon T ETRM Director Option (Right to Buy) A - Award D 7,12 35.000 30.000
2017-02-10 2017-02-08 4 YOUNGSTROM SCOTT P ETRM Stock Option (Right to Buy) A - Award D 7,12 142.200 142.200
2017-02-10 2017-02-08 4 GRIFFIN BOBBY IVAN ETRM Director Option (Right to Buy) A - Award D 7,12 35.000 35.000
2017-02-10 2017-02-08 4 Hickey Paul F. ETRM Stock Option (Right to Bu) A - Award D 7,12 93.250 93.250
2017-02-10 2017-02-08 4 McDougal Lori Courtney ETRM Director Option (Right to Buy) A - Award D 7,12 30.000 30.000
2016-10-05 3 YOUNGSTROM SCOTT P ETRM Common Stock D 0
2016-08-17 3 BLACKFORD GARY ETRM Common Stock D 0
2016-08-17 2016-08-15 4 BLACKFORD GARY ETRM Stock Option (Right to Buy) A - Award D 0,17 1.667 1.667
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 2.570 2.570
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 16,65 -11.666 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 14.733 14.733
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 19,65 -66.885 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 5.039 5.039
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 50,25 -57.543 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1.298 1.298
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -8.333 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1.753 1.753
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 40,05 -15.000 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 1.613 1.613
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 38,70 -13.333 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 98 98
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 56,70 -1.111 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 152 152
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -973 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 168 168
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -1.074 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 42 42
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -260 0
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 0,33 175 175
2016-06-28 2016-06-27 4 LEA GREGORY S ETRM Stock Option (right to buy) D - Sale to Issuer D 28,50 -1.114 0
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) A - Award D 0,33 5.507 5.507
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) A - Award D 0,33 5.507 5.507
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) D - Sale to Issuer D 16,80 -25.000 0
2016-06-28 2016-06-27 4 Shikora Scott A ETRM Stock Option (Right to Buy) D - Sale to Issuer D 16,80 -25.000 0
2016-06-06 2016-06-03 4 DeLange Peter M. ETRM Common Stock P - Purchase D 0,5500 20.000 11 27.373
2016-05-18 2015-05-16 4 GLADNEY DAN W ETRM Common Stock P - Purchase D 0,7232 84.745 61 134.745
2016-05-17 2016-05-04 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 GRIFFIN BOBBY IVAN ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 KNUDSON MARK B ETRM Director Option (Right to Buy) A - Award D 0,75 3.333 3.333
2016-05-06 2016-05-04 4 TETI NICHOLAS ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 Tremmel Jon T ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-05-06 2016-05-04 4 McDougal Lori Courtney ETRM Director Option (Right to Buy) A - Award D 0,75 3.000 3.000
2016-02-29 2016-02-25 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,07 50.000 50.000
2016-02-29 2016-02-25 4 KNUDSON MARK B ETRM Director Option (right to buy) A - Award D 1,07 3.333 3.333
2016-01-22 3 Hickey Paul F. ETRM Common Stock D 0
2016-01-22 2016-01-22 4 Hickey Paul F. ETRM Stock Option (Right to Buy) A - Award D 1,32 106.667 106.667
2016-01-21 2016-01-19 4 Ansari Naqeeb A. ETRM Stock Option (Right to Buy) A - Award D 1,31 106.667 106.667
2016-01-20 3 DeLange Peter M. By Son ETRM Common Stock I 7.715
2016-01-20 3 DeLange Peter M. By Son ETRM Common Stock I 7.715
2016-01-20 3 DeLange Peter M. ETRM Common Stock D 14.917
2016-01-20 3 DeLange Peter M. ETRM Common Stock D 14.917
2016-01-20 2016-01-18 4 DeLange Peter M. ETRM Option (Right to Buy) A - Award D 1,38 166.667 166.667
2016-01-19 3 Ansari Naqeeb A. ETRM Common Stock D 20.000
2016-01-19 3 Ansari Naqeeb A. ETRM Common Stock D 20.000
2015-11-16 2015-11-12 4 GLADNEY DAN W ETRM Common Stock P - Purchase D 0,1800 750.000 135 750.000
2015-11-16 2015-11-12 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,1610 310.000 50 613.000
2015-11-04 3 GLADNEY DAN W ETRM Common Stock D 0
2015-11-04 2015-10-28 4 GLADNEY DAN W ETRM Stock Option (right to buy) A - Award D 0,25 7.750.000 7.750.000
2015-08-25 2015-08-21 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 0,23 250.000 250.000
2015-08-14 2015-08-13 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,2488 168.000 42 303.000
2015-08-14 2015-08-12 4 KNUDSON MARK B ETRM Common Stock P - Purchase D 0,2438 135.000 33 135.000
2015-08-04 2015-07-31 4 McDougal Lori Courtney ETRM Stock Option (Right to Buy) A - Award D 0,31 25.000 25.000
2015-06-22 2015-05-06 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,12 25.000 112.498
2015-06-22 2015-05-06 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,12 25.000 112.498
2015-06-08 3 Shikora Scott A ETRM Common Stock D 0
2015-05-14 3 Hancock Bradford C ETRM Common Stock D 0
2015-05-08 2015-05-06 4 GRIFFIN BOBBY IVAN ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 GRIFFIN BOBBY IVAN ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 TETI NICHOLAS ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 TETI NICHOLAS ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 FRIEDMAN CATHY ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 FRIEDMAN CATHY ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Tremmel Jon T ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Tremmel Jon T ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-05-08 2015-05-06 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 1,12 25.000 25.000
2015-03-11 2012-11-13 5 LEA GREGORY S ETRM Common Stock S - Sale D 2,5637 -10.500 -27 2.750
2015-03-11 2015-03-09 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 1,11 75.000 75.000
2015-03-11 2015-03-09 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 1,11 225.000 225.000
2015-03-11 2015-03-09 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,11 175.000 175.000
2015-03-11 2015-03-09 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 1,11 75.000 75.000
2015-03-09 2014-11-14 4 Jansz Anthony P. ETRM Performance Option (right to buy) A - Award D 1,14 25.000 25.000
2014-06-20 2014-06-19 4 FRIEDMAN CATHY Family Trust ETRM Common Stock P - Purchase I 1,7010 11.800 20 11.800
2014-05-15 2014-05-07 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-05-14 2014-05-07 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 1,84 25.000 25.000
2014-01-09 2014-01-08 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -284.531 -711 1.113.168
2014-01-09 2014-01-07 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -190.334 -476 1.397.699
2014-01-09 2014-01-06 4/A EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -81.720 -204 1.588.033
2014-01-09 2014-01-08 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -284.531 -711 1.113.168
2014-01-09 2014-01-07 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -190.334 -476 1.397.699
2014-01-09 2014-01-06 4 EVNIN LUKE ETRM Common Stock S - Sale I 2,5000 -81.720 -204 1.588.033
2013-06-04 2013-05-31 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 1,31 1.278.730 1.278.730
2013-06-04 2013-05-31 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 1,31 1.003.280 1.003.280
2013-06-04 2013-05-31 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 1,31 293.110 293.110
2013-06-04 2013-05-31 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 1,31 257.190 257.190
2013-06-04 2013-05-31 4 Jansz Anthony P. ETRM Performance Option (Right to Buy) A - Award D 1,31 50.000 50.000
2013-06-04 2013-05-31 4 Jansz Anthony P. ETRM Option (Right to Buy) A - Award D 1,31 50.000 50.000
2013-05-10 2013-05-08 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 Jansz Anthony P. ETRM Director Option (right to buy) A - Award D 0,88 10.000 10.000
2013-05-10 2013-05-08 4 KLINGENSTEIN PAUL H ETRM Stock Option (right to buy) A - Award D 0,88 10.000 10.000
2013-05-09 2013-05-08 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 0,88 10.000 37.500
2013-03-01 2013-02-27 4 Jansz Anthony P. Pibrac Property Holdings PTY ETRM Warrants P - Purchase I 1,14 60.000 60.000
2013-03-01 2013-02-27 4 Jansz Anthony P. Pibrac Property Holdings PTY ETRM Common Stock P - Purchase I 0,9500 150.000 142 150.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Warrant (Right to Buy) P - Purchase I 1,14 168.000 168.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Warrant (Right to Buy) P - Purchase I 1,14 420.000 420.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN ETRM Warrant (Right to Buy) P - Purchase D 1,14 252.000 252.000
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Common Stock P - Purchase I 420.000 1.654.341
2013-02-26 2013-02-22 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Common Stock P - Purchase I 1.050.000 3.456.512
2013-02-26 2013-02-22 4 DOUGLAS KEVIN ETRM Common Stock P - Purchase D 630.000 3.010.852
2013-01-24 2013-01-22 4 Jansz Anthony P. ETRM Performance Option (Right to Buy) A - Award D 2,65 25.000 25.000
2013-01-24 2013-01-22 4 Jansz Anthony P. ETRM Option (Right to Buy) A - Award D 2,65 50.000 50.000
2012-09-28 2012-09-27 4 LEA GREGORY S ETRM Stock Option (right to buy) A - Award D 3,35 863.156 863.156
2012-09-28 2012-09-27 4 KNUDSON MARK B ETRM Stock Option (right to buy) A - Award D 3,35 1.292.225 1.292.225
2012-09-28 2012-09-27 4 Donders Adrianus ETRM Stock Option (right to buy) A - Award D 3,35 355.063 355.063
2012-09-28 2012-09-27 4 Tweden Katherine S. ETRM Stock Option (right to buy) A - Award D 3,35 291.638 291.638
2012-06-27 2012-06-27 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,2700 -27.599 -90 2.350.486
2012-06-27 2012-06-26 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1600 -8.100 -26 2.378.085
2012-06-27 2012-06-25 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1400 -11.800 -37 2.386.185
2012-06-25 2012-06-22 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1600 -8.400 -27 2.397.985
2012-06-25 2012-06-21 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 3,1300 -10.665 -33 2.406.385
2012-05-16 2012-05-15 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8900 -15.400 -45 2.417.050
2012-05-16 2012-05-14 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8200 -23.012 -65 2.432.450
2012-05-14 2012-05-11 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,7600 -10.370 -29 2.455.462
2012-05-14 2012-05-10 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,7500 -600 -2 2.465.832
2012-05-11 2012-05-09 4 KLINGENSTEIN PAUL H ETRM Stock Option (right to buy) A - Award D 2,77 10.000 10.000
2012-05-10 2012-05-09 4 GOLDFISCHER CARL ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 27.500
2012-05-10 2012-05-09 4 EVNIN LUKE ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 GRIFFIN BOBBY IVAN ETRM Stock Option (right to buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 TETI NICHOLAS ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 FRIEDMAN CATHY ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 Tremmel Jon T ETRM Stock Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-09 2012-05-09 4 Jansz Anthony P. ETRM Director Option (Right to Buy) A - Award D 2,77 10.000 10.000
2012-05-01 2012-04-27 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,8000 -25.000 -70 2.466.432
2012-04-19 2012-04-17 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,3600 -11.100 -26 2.491.432
2012-04-19 2012-04-16 4 WHITEBOX ADVISORS LLC ETRM Common Stock S - Sale I 2,3500 -14.339 -34 2.502.532
2012-04-19 2012-04-16 4 DOUGLAS KEVIN By Douglas Family Trust ETRM Common Stock P - Purchase I 2,2230 454.341 1.010 1.234.341
2012-04-19 2012-04-16 4 DOUGLAS KEVIN By James Douglas and Jean Douglas Irrevocable Descendants' Trust ETRM Common Stock P - Purchase I 2,2230 681.512 1.515 2.406.512
2012-04-19 2012-04-16 4 DOUGLAS KEVIN ETRM Common Stock P - Purchase D 2,2230 1.135.852 2.525 2.376.872
2011-05-09 3 Jansz Anthony P. Family Trust ETRM Common Stock I 25.000
2011-03-16 3 Tweden Katherine S. ETRM Common Stock D 1.053
2009-10-06 2009-10-05 4 Hudson Bay Capital Management LP See footnotes ETRM Common Stock S - Sale I 0,9180 -196.774 -181 3.729.965
2009-10-06 2009-10-02 4 Hudson Bay Capital Management LP See footnotes ETRM Common stock, par value $0.01 ("Common Stock") S - Sale I 1,0150 -2.234.329 -2.268 3.926.739
2009-10-06 3 Gerber Sander See ETRM Common Stock, par value $0.01 ("Common Stock") I 6.161.068
2009-02-25 2009-02-24 4 Koskinas Ellen E InterWest Partners IX, L.P. ETRM Common Stock Warrant A - Award I 1,38 0,1250 339.201 42 339.201
2009-02-25 2009-02-24 4 Koskinas Ellen E InterWest Partners IX, L.P. ETRM Common Stock P - Purchase I 1,1500 678.402 780 2.225.163
2009-01-29 3 Tremmel Jon T ETRM Common Stock D 6.156
2007-11-21 2007-11-20 4 InterWest Partners IX, LP ETRM Series C Preferred Stock C - Conversion D -1.359.261 0
2007-11-21 2007-11-20 4 InterWest Partners IX, LP ETRM Common Stock C - Conversion D 1.359.261 1.546.761
2007-11-21 2007-11-20 4 InterWest Management Partners IX, LLC by: InterWest Partners IX, LP ETRM Series C Preferred Stock C - Conversion I -1.359.261 0
2007-11-21 2007-11-20 4 InterWest Management Partners IX, LLC By: InterWest Partners IX, LP ETRM Common Stock C - Conversion I 1.359.261 1.546.761
2007-11-19 2007-11-15 4 InterWest Partners IX, LP ETRM Common Stock P - Purchase D 8,0000 187.500 1.500 187.500
2007-11-19 2007-11-15 4 InterWest Management Partners IX, LLC By: InterWest Partners IX, LP ETRM Common Stock P - Purchase I 8,0000 187.500 1.500 187.500
2007-11-14 3 FRIEDMAN CATHY ETRM No securities are held D 0
2007-11-14 3 TETI NICHOLAS ETRM No securities are held D 0
2007-11-14 3 Donders Adrianus ETRM No securities are held D 0
P
Piața deschisă sau achiziția privată de titluri nederivate sau derivate
S
Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate
A
Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)
C
Conversia derivatei
D
Vânzarea sau transferul de valori mobiliare înapoi către companie
F
Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie
G
Donarea de valori mobiliare de către sau către persoane din interior
K
Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor
M
Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)
V
O tranzacție raportată voluntar pe Formularul 4
J
Altele (însoțite de o notă de subsol care descrie tranzacția)
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