SRRA / Sierra Oncology Inc - Insider Trading and Ownership Report - SEC Form 3, 4, 5

Sierra Oncology Inc
US ˙ NASDAQ
ACEST SIMBOL NU MAI ESTE ACTIV

Acțiuni Insider7.464.864 shares
Scorul de sentimente din interior

Insider Sentiment Score găsește companiile cumpărate de persoane din interior.

Este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de persoane interne. Modelul de scoring folosește o combinație a numărului net de persoane din interior care cumpără în ultimele 90 de zile, totalul acțiunilor cumpărate ca procent din flota și totalul acțiunilor deținute de insider. Numărul variază de la 0 la 100, numerele mai mari indicând un nivel mai ridicat de acumulare pentru semenii săi, iar 50 fiind media.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cea mai mare acumulare de persoane din interior.

Scorul de sentiment al ofițerului

Scorul de sentiment al ofițerilor găsește companii cumpărate de ofițerii corporativi.

Prin definiție, Ofițerii Corporativi sunt Corporate Insiders, dar spre deosebire de unii dintre ceilalți Insiders (10% Acționari și Membri ai Consiliului de Administrație), Ofițerii lucrează zilnic pentru companie și își folosesc banii atunci când tranzacționează . (10% acționari și membri ai consiliului de administrație sunt adesea administratori de fonduri care gestionează banii altor persoane.) Ca atare, tranzacțiile privilegiate efectuate de către ofițeri sunt mult mai semnificative și ar trebui tratate în mod corespunzător.

La fel ca Scorul Sentimentului Insider, Scorul Sentimentului Ofițerului este rezultatul unui model cantitativ sofisticat, multifactorial, care identifică companiile cu cele mai înalte niveluri de acumulare de ofițeri.

Frecvența actualizării: zilnic

Vedeți Top Picks Insiders, care oferă o listă a companiilor cu cel mai mare sentiment din interior.

Valori cheie ale insiderului

Acest card arată modul în care compania se clasifică de-a lungul diferitelor valori interne. Clasamentul percentilei arată cum se compară această companie cu alte companii de pe piețele din SUA. Clasamentele mai înalte indică situații mai bune.

De exemplu, este în general acceptat că cumpărarea din interior este un indicator pozitiv, astfel încât companiile cu mai multe achiziții din interior s-ar clasa mai sus decât companiile cu mai puține achiziții din interior (sau chiar vânzări din interior).

Numărul net de persoane din interior care cumpără (clasament)

N/A

Numărul net de persoane din interior care cumpără este numărul total de persoane din interior care cumpără minus numărul total de persoane din interior care au vândut în ultimele 90 de zile. Rangul percentilei este afișat aici (interval de la 0 la 100%).

Procent din flota cumpărată de persoane din interior (clasament)

N/A

Procent of Float Bought by Insiders este numărul total de acțiuni cumpărate de insiders minus numărul total de acțiuni vândute de insiders în ultimele 90 de zile, împărțit la flota totală și înmulțit cu 100.

Graficul privind tranzacțiile privilegiate

Sierra Oncology Inc tranzacții privilegiate sunt prezentate în graficul următor. Insiders sunt ofițeri, directori sau investitori importanți într-o companie. În general, este în general ilegal ca persoanele din interior să facă tranzacții în companiile lor pe baza unor informații materiale, nepublice. Acest lucru nu înseamnă că este ilegal pentru ei să facă tranzacții în propriile companii. Cu toate acestea, ei trebuie să raporteze toate tranzacțiile către SEC printr-un Formular 4.

Lista de persoane din interior și valori de profitabilitate

Acest tabel prezintă lista persoanelor din interior cunoscute și este generată automat din dosarele dezvăluite SEC. Pe lângă nume, cel mai recent titlu și desemnarea directorului, a ofițerului sau a proprietarului în proporție de 10%, oferim cele mai recente dețineri divulgate. În plus, atunci când este posibil, oferim performanța comercială istorică pentru persoane din interior. Performanța comercială istorică este o medie ponderată a performanței tranzacțiilor reale de cumpărare pe piață deschisă efectuate de către insider. Pentru mai multe informații despre cum se calculează, urmăriți acest webinar YouTube.

See our leaderboard of most profitable insider traders.

Insider Profit mediu (%) Acțiuni
Deținut
Despică
Ajustat

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Înregistrări ale achizițiilor interne - Analiza profitului pe termen scurt

În această secțiune, analizăm profitabilitatea fiecărei achiziții neplanificate, pe piață deschisă, efectuată în SRRA / Sierra Oncology Inc. Această analiză ajută la înțelegerea dacă persoana din interior generează în mod constant profituri anormale și merită urmărită. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel prezintă cele mai recente achiziții pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Max
Pret la
Max
Max
Profit ($)
Randament maxim (%)
2022-02-02 Longitude Capital Partners III, LLC 175.000 27,0000 175.000 27,0000 4.725.000 148 54.9900 4.898.250 103,67
2022-01-31 Vivo Opportunity, LLC 800.000 27,0000 800.000 27,0000 21.600.000
2022-01-31 Abingworth LLP 150.000 27,0000 150.000 27,0000 4.050.000
2021-11-24 Collard Craig A 7.899 23,0850 7.899 23,0850 182.348
2021-11-23 Collard Craig A 5.601 22,9450 5.601 22,9450 128.515
2021-05-19 DILLY STEPHEN GEORGE 5.000 17,8300 5.000 17,8300 89.150
2020-08-18 Klencke Barbara 5.950 12,2201 5.950 12,2201 72.710
2020-08-18 Klencke Barbara 3.325 12,2519 3.325 12,2519 40.738
2019-08-23 Klencke Barbara 108.000 0,4387 2.700 17,5480 47.380

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

SRRA / Sierra Oncology Inc Insider Trades
Înregistrări ale vânzărilor din interior - Analiza pierderilor pe termen scurt

În această secțiune, analizăm evitarea pierderilor pe termen scurt a fiecărei vânzări neplanificate, pe piață deschisă, efectuată în SRRA / Sierra Oncology Inc. Un model consistent de evitare a pierderilor poate sugera că viitoarele tranzacții de vânzare pot prezice scăderi ale prețului. Această analiză este pentru un an după fiecare tranzacție și rezultatele sunt teoretice .

Următorul tabel arată cele mai recente vânzări pe piața deschisă care nu făceau parte dintr-un plan de tranzacționare automată.

Data tranzacției Insider Raportat
Acțiuni
Raportat
Preț
Ajustat
Acțiuni
Ajustat
Preț
Baza costurilor Zile pentru
Min
Pret la
Min
Pierdere maximă
Evitat ($)
Pierdere maximă
Evitat (%)
Nu se cunosc tranzacții neplanificate pe piața deschisă pentru acest insider

Prețul ajustat este prețul ajustat în divizarea. Acțiunile ajustate reprezintă acțiunile ajustate în funcție de divizarea.

SRRA / Sierra Oncology Inc Insider Trades
Istoricul tranzactiilor

Faceți clic pe pictograma link pentru a vedea istoricul complet al tranzacțiilor. Tranzacțiile raportate ca parte a unui plan de tranzacționare automată 10b5-1 vor avea un X în coloana marcată 10b-5.

Fişier
Data
Comerț
Data
Formă Insider Ticker Titlul de securitate Cod 10b5-1 Direct Exercițiu
Preț
Unitate
Preț
Unități
Schimbat
Valoare
Schimbat (1K)
Rămas
Opțiuni
Rămas
Acțiuni
2022-07-01 2022-07-01 4 Vivo Opportunity, LLC By: Vivo Capital Fund IX, L.P. SRRA Common Stock D - Sale to Issuer I 55,0000 -431.947 -23.757 0
2022-07-01 2022-07-01 4 Vivo Opportunity, LLC By: Vivo Opportunity Fund Holdings, L.P. SRRA Common Stock D - Sale to Issuer I 55,0000 -2.735.853 -150.472 0
2022-07-01 2022-07-01 4 Vivo Opportunity, LLC By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock D - Sale to Issuer I 55,0000 -161.712 -8.894 0
2022-07-01 2022-07-01 4 ORBIMED ADVISORS LLC See footnotes SRRA Common Stock D - Sale to Issuer I 55,0000 -226.704 -12.469 0
2022-07-01 2022-07-01 4 ORBIMED ADVISORS LLC See footnotes SRRA Common Stock D - Sale to Issuer I 55,0000 -226.704 -12.469 0
2022-07-01 2022-07-01 4 ORBIMED ADVISORS LLC See footnotes SRRA Common Stock D - Sale to Issuer I 55,0000 -1.511.362 -83.125 0
2022-07-01 2022-07-01 4 Ashiya Mona See footnotes SRRA Common Stock D - Sale to Issuer I 55,0000 -226.704 -12.469 0
2022-07-01 2022-07-01 4 Ashiya Mona See footnotes SRRA Common Stock D - Sale to Issuer I 55,0000 -226.704 -12.469 0
2022-07-01 2022-07-01 4 Ashiya Mona See footnotes SRRA Common Stock D - Sale to Issuer I 55,0000 -1.511.362 -83.125 0
2022-07-01 2022-07-01 4 Aggarwal Gaurav By: Vivo Opportunity Fund Holdings, L.P. SRRA Common Stock D - Sale to Issuer I 55,0000 -2.735.853 -150.472 0
2022-07-01 2022-07-01 4 Klencke Barbara By spouse SRRA Common Stock D - Sale to Issuer I 55,0000 -5.000 -275 0
2022-07-01 2022-07-01 4 Klencke Barbara SRRA Common Stock D - Sale to Issuer D 55,0000 -10.000 -550 0
2022-07-01 2022-07-01 4 Sinclair Andrew See footnotes SRRA Common Stock, $0.001 par value D - Sale to Issuer I 55,0000 -1.314.127 -72.277 0
2022-07-01 2022-07-01 4 Allen Andrew R SRRA Common Stock D - Sale to Issuer D 55,0000 -1.650 -91 0
2022-07-01 2022-07-01 4 Collard Craig A SRRA Common Stock D - Sale to Issuer D 55,0000 -13.500 -742 0
2022-07-01 2022-07-01 4 DILLY STEPHEN GEORGE SRRA Common Stock D - Sale to Issuer D 55,0000 -5.000 -275 0
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I 840 8.015
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I 252 2.404
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I 588 5.611
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I 7.175 7.175
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I 2.152 2.152
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I 5.023 5.023
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I -1.964.771 0
2022-04-29 2022-04-27 4 Longitude Capital Partners III, LLC SRRA Common Stock J - Other I -175.000 0
2022-04-07 2022-04-06 4 Turner William D. SRRA Stock Option (Right to Buy) M - Exercise D 12,05 6.347 0
2022-04-07 2022-04-06 4 Turner William D. SRRA Common Stock S - Sale D 37,2474 -6.347 -236 0
2022-04-07 2022-04-06 4 Turner William D. SRRA Common Stock M - Exercise D 12,0500 6.347 76 6.347
2022-04-07 2022-04-05 4 Turner William D. SRRA Stock Option (Right to Buy) M - Exercise D 12,05 100 0
2022-04-07 2022-04-05 4 Turner William D. SRRA Common Stock S - Sale D 37,0900 -100 -4 0
2022-04-07 2022-04-05 4 Turner William D. SRRA Common Stock M - Exercise D 12,0500 100 1 100
2022-04-04 2022-04-04 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) M - Exercise D 13,04 2.000 0
2022-04-04 2022-04-04 4 Thomson Mary Christina SRRA Common Stock S - Sale D 35,1384 -2.000 -70 0
2022-04-04 2022-04-04 4 Thomson Mary Christina SRRA Common Stock M - Exercise D 13,0400 2.000 26 2.000
2022-03-22 2022-03-18 4 Turner William D. SRRA Stock Option (Right to Buy) M - Exercise D 12,05 100 0
2022-03-22 2022-03-18 4 Turner William D. SRRA Common Stock S - Sale D 37,0500 -100 -4 0
2022-03-22 2022-03-18 4 Turner William D. SRRA Common Stock M - Exercise D 12,0500 100 1 100
2022-03-17 2022-03-17 4 Turner William D. SRRA Stock Option (Right to Buy) M - Exercise D 12,05 3.453 0
2022-03-17 2022-03-17 4 Turner William D. SRRA Common Stock S - Sale D 37,0558 -3.453 -128 0
2022-03-17 2022-03-17 4 Turner William D. SRRA Common Stock M - Exercise D 12,0500 3.453 42 3.453
2022-03-14 2022-03-14 4 DILLY STEPHEN GEORGE SRRA Stock Option (Right to Buy) A - Award D 31,54 165.000 165.000
2022-03-14 2022-03-14 4 Jagpal Sukhi SRRA Stock Option (Right to Buy) A - Award D 31,54 50.000 50.000
2022-03-14 2022-03-14 4 Klencke Barbara SRRA Stock Option (Right to Buy) A - Award D 31,54 50.000 50.000
2022-03-14 2022-03-14 4 Norrett Kevin SRRA Stock Option (Right to Buy) A - Award D 31,54 35.000 35.000
2022-03-14 2022-03-14 4 Turner William D. SRRA Stock Option (Right to Buy) A - Award D 31,54 35.000 35.000
2022-03-14 2022-03-14 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) A - Award D 31,54 35.000 35.000
2022-03-04 2022-03-04 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) M - Exercise D 13,04 2.000 0
2022-03-04 2022-03-04 4 Thomson Mary Christina SRRA Common Stock S - Sale D 30,5981 -2.000 -61 0
2022-03-04 2022-03-04 4 Thomson Mary Christina SRRA Common Stock M - Exercise D 13,0400 2.000 26 2.000
2022-02-08 2022-02-07 4 Turner William D. SRRA Stock Option (Right to Buy) M - Exercise D 12,05 10.000 0
2022-02-08 2022-02-07 4 Turner William D. SRRA Common Stock S - Sale D 32,3225 -10.000 -323 0
2022-02-08 2022-02-07 4 Turner William D. SRRA Common Stock M - Exercise D 12,0500 10.000 120 10.000
2022-02-04 2022-02-04 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) M - Exercise D 13,04 2.000 0
2022-02-04 2022-02-04 4 Thomson Mary Christina SRRA Common Stock S - Sale D 29,7800 -2.000 -60 0
2022-02-04 2022-02-04 4 Thomson Mary Christina SRRA Common Stock M - Exercise D 13,0400 2.000 26 2.000
2022-02-02 2022-02-02 4 Longitude Capital Partners III, LLC SRRA Common Stock P - Purchase I 27,0000 175.000 4.725 175.000
2022-02-02 2022-02-02 4 Richardson Joshua SRRA Common Stock P - Purchase I 27,0000 175.000 4.725 175.000
2022-02-02 3 Longitude Prime Fund, L.P. SRRA Common Stock I 175.000
2022-02-01 2022-01-31 4 Sinclair Andrew See footnotes SRRA Common Stock, $0.001 par value P - Purchase I 27,0000 150.000 4.050 1.314.127
2022-02-01 2022-01-28 4 Sinclair Andrew See footnotes SRRA Series B Warrants (right to buy) X - Other I 13,20 -287.471 0
2022-02-01 2022-01-28 4 Sinclair Andrew See footnotes SRRA Common Stock, $0.001 par value X - Other I 13,2000 287.471 3.795 1.164.127
2022-02-01 2022-01-31 4 Abingworth LLP SRRA Common Stock, $0.001 par value P - Purchase I 27,0000 150.000 4.050 1.314.127
2022-02-01 2022-01-28 4 Abingworth LLP SRRA Series B Warrants (right to buy) X - Other I 13,20 -287.471 0
2022-02-01 2022-01-28 4 Abingworth LLP SRRA Common Stock, $0.001 par value X - Other I 13,2000 287.471 3.795 1.164.127
2022-01-31 2022-01-31 4 Vivo Opportunity, LLC By Vivo Opportunity Fund, L.P. SRRA Common Stock P - Purchase I 27,0000 800.000 21.600 2.735.853
2022-01-31 2022-01-31 4 Aggarwal Gaurav By Vivo Opportunity Fund, L.P. SRRA Common Stock P - Purchase I 27,0000 800.000 21.600 2.735.853
2022-01-28 2022-01-26 4 Ashiya Mona See footnotes SRRA Series B Warrants X - Other I 13,20 -56.244 0
2022-01-28 2022-01-26 4 Ashiya Mona See footnotes SRRA Series B Warrants X - Other I 13,20 -56.244 0
2022-01-28 2022-01-26 4 Ashiya Mona See footnotes SRRA Series B Warrants X - Other I 13,20 -374.962 0
2022-01-28 2022-01-26 4 Ashiya Mona See footnotes (4), SRRA Common Stock X - Other I 13,2000 56.244 742 226.704
2022-01-28 2022-01-26 4 Ashiya Mona See footnotes SRRA Common Stock X - Other I 13,2000 56.244 742 226.704
2022-01-28 2022-01-26 4 Ashiya Mona See footnotes (4), SRRA Common Stock X - Other I 13,2000 374.962 4.949 1.511.362
2022-01-28 2022-01-26 4 ORBIMED ADVISORS LLC SRRA Series B Warrants X - Other I 13,20 -56.244 0
2022-01-28 2022-01-26 4 ORBIMED ADVISORS LLC SRRA Series B Warrants X - Other I 13,20 -56.244 0
2022-01-28 2022-01-26 4 ORBIMED ADVISORS LLC SRRA Series B Warrants X - Other I 13,20 -374.962 0
2022-01-28 2022-01-26 4 ORBIMED ADVISORS LLC SRRA Common Stock X - Other I 13,2000 56.244 742 226.704
2022-01-28 2022-01-26 4 ORBIMED ADVISORS LLC See footnote (4), SRRA Common Stock X - Other I 13,2000 56.244 742 226.704
2022-01-28 2022-01-26 4 ORBIMED ADVISORS LLC See footnote (4), SRRA Common Stock X - Other I 13,2000 374.962 4.949 1.511.362
2022-01-28 2022-01-26 4 Vivo Opportunity, LLC By: Vivo Capital Fund IX, L.P. SRRA Series B Warrant (Right to Purchase ) X - Other I 13,20 13,2000 -324.740 -4.287 0
2022-01-28 2022-01-26 4 Vivo Opportunity, LLC By: Vivo Opportunity Fund, L.P. SRRA Series B Warrant (Right to Purchase ) X - Other I 13,20 13,2000 -1.455.384 -19.211 0
2022-01-28 2022-01-26 4 Vivo Opportunity, LLC By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Series B Warrant (Right to Purchase ) X - Other I 13,20 13,2000 -75.749 -1.000 0
2022-01-28 2022-01-26 4 Vivo Opportunity, LLC By: Vivo Capital Fund IX, L.P. SRRA Common Stock X - Other I 13,2000 107.164 1.415 431.947
2022-01-28 2022-01-26 4 Vivo Opportunity, LLC By: Vivo Opportunity Fund, L.P. SRRA Common Stock X - Other I 13,2000 480.277 6.340 1.935.853
2022-01-28 2022-01-26 4 Vivo Opportunity, LLC By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock X - Other I 13,2000 24.996 330 161.712
2022-01-28 2022-01-26 4 Aggarwal Gaurav By Vivo Opportunity Fund, L.P. SRRA Series B Warrant (Right to Purchase) X - Other I 13,20 13,2000 -1.455.384 -19.211 0
2022-01-28 2022-01-26 4 Aggarwal Gaurav By Vivo Opportunity Fund, L.P. SRRA Common Stock X - Other I 13,2000 480.277 6.340 1.935.853
2022-01-28 2022-01-28 4 Klencke Barbara SRRA Stock Option (Right to Buy) A - Award D 12,15 12.250 12.250
2022-01-28 2022-01-28 4 Kowalski Mark SRRA Stock Option (Right to Buy) A - Award D 12,15 12.250 12.250
2022-01-28 2022-01-28 4 Norrett Kevin SRRA Stock Option (Right to Buy) A - Award D 12,15 12.250 12.250
2022-01-28 2022-01-28 4 DILLY STEPHEN GEORGE SRRA Stock Option (Right to Buy) A - Award D 12,15 65.000 65.000
2022-01-28 2022-01-28 4 Jagpal Sukhi SRRA Stock Option (Right to Buy) A - Award D 12,15 12.250 12.250
2022-01-28 2022-01-28 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) A - Award D 12,15 12.250 12.250
2022-01-28 2022-01-26 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) M - Exercise D 13,04 2.000 0
2022-01-28 2022-01-26 4 Thomson Mary Christina SRRA Common Stock S - Sale D 29,0000 -2.000 -58 0
2022-01-28 2022-01-26 4 Thomson Mary Christina SRRA Common Stock M - Exercise D 13,0400 2.000 26 2.000
2022-01-28 2022-01-28 4 Turner William D. SRRA Stock Option (Right to Buy) A - Award D 12,15 12.250 12.250
2022-01-28 2022-01-26 4 Turner William D. SRRA Stock Option (Right to Buy) M - Exercise D 12,05 5.000 0
2022-01-28 2022-01-26 4 Turner William D. SRRA Common Stock S - Sale D 27,0500 -5.000 -135 0
2022-01-28 2022-01-26 4 Turner William D. SRRA Common Stock M - Exercise D 12,0500 5.000 60 5.000
2022-01-27 2022-01-25 4 Longitude Capital Partners III, LLC SRRA Series B Warrants X - Other I 13,20 13,2000 -1.477.125 -19.498 0
2022-01-27 2022-01-25 4 Longitude Capital Partners III, LLC SRRA Common Stock X - Other I 13,2000 487.451 6.434 1.964.771
2022-01-27 2022-01-25 4 Richardson Joshua By Longitude Venture Partners III, L.P. SRRA Series B Warrants X - Other I 13,20 13,2000 -1.477.125 -19.498 0
2022-01-27 2022-01-25 4 Richardson Joshua By Longitude Venture Partners III, L.P. SRRA Common Stock X - Other I 13,2000 487.451 6.434 1.964.771
2021-11-24 2021-11-24 4 Collard Craig A SRRA Common Stock P - Purchase D 23,0850 7.899 182 13.500
2021-11-24 2021-11-23 4 Collard Craig A SRRA Common Stock P - Purchase D 22,9450 5.601 129 5.601
2021-11-05 3 Abingworth LLP SRRA Common Stock, $0.001 par value I 878.656
2021-06-28 2021-03-15 4 Thomson Mary Christina SRRA Stock Option (Right to Buy) A - Award D 16,73 12.900 12.900
2021-06-28 2020-07-28 4 Thomson Mary Christina SRRA Stock option (right to buy) A - Award D 13,04 100.000 100.000
2021-06-09 2021-06-08 4 Cooper Jeffrey H SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Collard Craig A SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Pelzer Robert SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Ashiya Mona SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Allen Andrew R SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Aggarwal Gaurav SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Sinclair Andrew SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-09 2021-06-08 4 Richardson Joshua SRRA Stock Option (Right To Buy) A - Award D 18,11 6.000 6.000
2021-06-04 2021-06-02 4 Oliger Christy J. SRRA Stock Option (right to buy) A - Award D 17,76 18.000 18.000
2021-06-04 2021-06-02 4 Erbez Georgia SRRA Stock Option (right to buy) A - Award D 17,76 18.000 18.000
2021-05-20 2021-05-19 4 DILLY STEPHEN GEORGE SRRA Common Stock P - Purchase D 17,8300 5.000 89 5.000
2021-03-17 2021-03-15 4 Turner William D. SRRA Stock Option (Right to Buy) A - Award D 16,73 12.300 12.300
2021-03-17 2021-03-15 4 Thomson Christina SRRA Stock Option (Right to Buy) A - Award D 16,73 12.900 12.900
2021-03-17 2021-03-15 4 Norrett Kevin SRRA Stock Option (Right to Buy) A - Award D 16,73 11.700 11.700
2021-03-17 2021-03-15 4 Kowalski Mark SRRA Stock Option (Right to Buy) A - Award D 16,73 30.000 30.000
2021-03-17 2021-03-15 4 Jagpal Sukhi SRRA Stock Option (Right to Buy) A - Award D 16,73 30.000 30.000
2021-03-17 2021-03-15 4 Klencke Barbara SRRA Stock Option (Right to Buy) A - Award D 16,73 30.000 30.000
2021-03-17 2021-03-15 4 DILLY STEPHEN GEORGE SRRA Stock Option (Right to Buy) A - Award D 16,73 92.000 92.000
2020-08-18 2020-08-18 4 Klencke Barbara By spouse SRRA Common Stock P - Purchase I 12,2519 3.325 41 5.000
2020-08-18 2020-08-18 4 Klencke Barbara SRRA Common Stock P - Purchase D 12,2201 5.950 73 10.000
2020-08-12 2020-08-12 4 Jagpal Sukhi SRRA Stock Option (right to buy) A - Award D 12,15 5.887 5.887
2020-08-12 2020-08-12 4 Kowalski Mark SRRA Stock Option (right to buy) A - Award D 12,15 24.970 24.970
2020-08-11 2020-08-10 4 Norrett Kevin SRRA Stock option (right to buy) A - Award D 12,05 100.000 100.000
2020-08-06 2020-08-04 4 Turner William D. SRRA Stock option (right to buy) A - Award D 12,05 100.000 100.000
2020-07-29 2020-07-28 4 Thomson Christina SRRA Stock option (right to buy) A - Award D 13,04 100.000 100.000
2020-06-10 2020-06-09 4 Aggarwal Gaurav SRRA Stock Option (right to buy) A - Award D 13,98 6.874 6.874
2020-06-10 2020-06-09 4 Allen Andrew R SRRA Stock Option (right to buy) A - Award D 13,98 12.030 12.030
2020-06-10 2020-06-09 4 Ashiya Mona SRRA Stock Option (right to buy) A - Award D 13,98 6.874 6.874
2020-06-10 2020-06-09 4 Cooper Jeffrey H SRRA Stock Option (right to buy) A - Award D 13,98 18.061 18.061
2020-06-10 2020-06-09 4 Pelzer Robert SRRA Stock Option (right to buy) A - Award D 13,98 16.686 16.686
2020-06-10 2020-06-09 4 Richardson Joshua SRRA Stock Option (right to buy) A - Award D 13,98 6.874 6.874
2020-06-10 2020-06-09 4 Sinclair Andrew SRRA Stock Option (right to buy A - Award D 13,98 6.874 6.874
2020-06-02 2020-06-01 4 DILLY STEPHEN GEORGE SRRA Stock Option (right to buy) A - Award D 14,03 520.000 520.000
2020-05-29 2020-05-28 4 Collard Craig A SRRA Stock Option (right to buy) A - Award D 13,88 10.000 10.000
2020-02-27 2020-02-25 4 Glover Nicholas SRRA Stock Option (right to buy) A - Award D 13,31 359.158 359.158
2020-02-27 2020-02-25 4 Jagpal Sukhi SRRA Stock Option (right to buy) A - Award D 13,31 94.113 94.113
2020-02-27 2020-02-25 4 Klencke Barbara SRRA Stock Option (right to buy) A - Award D 13,31 167.091 167.091
2020-02-27 2020-02-25 4 Kowalski Mark SRRA Stock Option (right to buy) A - Award D 13,31 75.030 75.030
2020-02-03 2020-01-29 4/A Sinclair Andrew See footnotes SRRA Series A Convertible Voting Preferred Stock C - Conversion I -11.500 0
2020-02-03 2020-01-29 4/A Sinclair Andrew See footnotes SRRA Common Stock C - Conversion I 871.240 876.656
2020-01-31 2020-01-29 4 ORBIMED ADVISORS LLC See footnotes SRRA Series A Convertible Voting Preferred Stock C - Conversion I -19.500 0
2020-01-31 2020-01-29 4 ORBIMED ADVISORS LLC See footnotes SRRA Common Stock C - Conversion I 1.477.320 1.477.320
2020-01-31 2020-01-29 4 Aggarwal Gaurav By Vivo Opportunity Fund, LP SRRA Series A Convertible Voting Preferred Stock C - Conversion I -19.213 0
2020-01-31 2020-01-29 4 Aggarwal Gaurav By Vivo Opportunity Fund, LP SRRA Common Stock C - Conversion I 1.455.576 1.455.576
2020-01-31 2020-01-29 4 Ashiya Mona See footnotes SRRA Series A Convertible Voting Preferred Stock C - Conversion I -19.500 0
2020-01-31 2020-01-29 4 Ashiya Mona See footnotes SRRA Common Stock C - Conversion I 1.477.320 1.477.320
2020-01-31 2020-01-29 4 Richardson Joshua By Longitude Venture Partners III, L.P. SRRA Series A Convertible Voting Preferred Stock C - Conversion I -19.500 0
2020-01-31 2020-01-29 4 Richardson Joshua By Longitude Venture Partners III, L.P. SRRA Common Stock C - Conversion I 1.477.320 1.477.320
2020-01-31 2020-01-29 4 Longitude Capital Partners III, LLC SRRA Series A Convertible Voting Preferred Stock C - Conversion I -19.500 0
2020-01-31 2020-01-29 4 Longitude Capital Partners III, LLC SRRA Common Stock C - Conversion I 1.477.320 1.477.320
2020-01-31 2020-01-29 4 Vivo Opportunity, LLC By: Vivo Capital Fund IX, L.P. SRRA Series A Convertible Voting Preferred Stock C - Conversion I -4.287 0
2020-01-31 2020-01-29 4 Vivo Opportunity, LLC By Vivo Opportunity Fund, L.P. SRRA Series A Convertible Voting Preferred Stock C - Conversion I -19.213 0
2020-01-31 2020-01-29 4 Vivo Opportunity, LLC By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Series A Convertible Voting Preferred Stock C - Conversion I -1.000 0
2020-01-31 2020-01-29 4 Vivo Opportunity, LLC By: Vivo Capital Fund IX, L.P. SRRA Common Stock C - Conversion I 324.783 324.783
2020-01-31 2020-01-29 4 Vivo Opportunity, LLC By Vivo Opportunity Fund, L.P. SRRA Common Stock C - Conversion I 1.455.576 1.455.576
2020-01-31 2020-01-29 4 Vivo Opportunity, LLC By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock C - Conversion I 75.759 136.715
2020-01-31 2020-01-29 4 Sinclair Andrew See footnotes SRRA Series A Convertible Voting Preferred Stock C - Conversion I -11.500 0
2020-01-31 2020-01-29 4 Sinclair Andrew See footnotes SRRA Common Stock C - Conversion I 871.125 876.542
2019-12-03 2019-11-29 4 Sinclair Andrew SRRA Stock Option (right to buy) A - Award D 0,35 60.000 60.000
2019-12-03 2019-11-29 4 Aggarwal Gaurav SRRA Stock Option (Right to Buy) A - Award D 0,35 60.000 60.000
2019-12-03 2019-11-29 4 Ashiya Mona SRRA Stock Option (Right to Buy) A - Award D 0,35 60.000 60.000
2019-12-03 2019-11-29 4 Richardson Joshua SRRA Stock Option (Right to Buy) A - Award D 0,35 60.000 60.000
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-12-02 3 Vivo Ventures VII Affiliates Fund, L.P. By: Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. SRRA Common Stock I 4.876.540
2019-11-26 3 Sinclair Andrew See Footnotes SRRA Common Stock, $0.001 par value I 433.334
2019-11-26 3 Sinclair Andrew See Footnotes SRRA Common Stock, $0.001 par value I 433.334
2019-11-26 3 Sinclair Andrew See Footnotes SRRA Common Stock, $0.001 par value I 433.334
2019-08-26 2019-08-23 4 Klencke Barbara SRRA Common Stock P - Purchase D 0,4387 108.000 47 162.000
2019-08-26 2019-08-22 4 Klencke Barbara SRRA Common Stock P - Purchase D 0,4499 54.000 24 54.000
2019-08-26 2019-08-22 4 Klencke Barbara By spouse SRRA Common Stock P - Purchase I 0,4323 67.000 29 67.000
2019-06-12 2019-06-11 4 Cooper Jeffrey H SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-06-12 2019-06-11 4 ESTES DANIEL SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-06-12 2019-06-11 4 Nguyen Tran SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-06-12 2019-06-11 4 ONETTO NICOLE SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-06-12 2019-06-11 4 Parfet Donald R SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-06-12 2019-06-11 4 Pelzer Robert SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-06-12 2019-06-11 4 Allen Andrew R SRRA Stock Option (right to buy) A - Award D 0,66 30.000 30.000
2019-03-05 2019-03-04 4 Glover Nicholas SRRA Stock Option (right to buy) A - Award D 1,96 607.500 607.500
2019-03-05 2019-03-04 4 Hassig Christian SRRA Stock Option (right to buy) A - Award D 1,96 155.000 155.000
2019-03-05 2019-03-04 4 Jagpal Sukhi SRRA Stock Option (right to buy) A - Award D 1,96 200.000 200.000
2019-03-05 2019-03-04 4 Klencke Barbara SRRA Stock Option (right to buy) A - Award D 1,96 200.000 200.000
2019-03-05 2019-03-04 4 Kowalski Mark SRRA Stock Option (right to buy) A - Award D 1,96 200.000 200.000
2018-12-11 2018-12-10 4 Allen Andrew R SRRA Common Stock P - Purchase D 1,6400 66.000 108 66.000
2018-06-14 2018-06-12 4 Pelzer Robert SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-06-14 2018-06-12 4 ESTES DANIEL SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-06-14 2018-06-12 4 Allen Andrew R SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-06-14 2018-06-12 4 Cooper Jeffrey H SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-06-14 2018-06-12 4 Nguyen Tran SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-06-14 2018-06-12 4 ONETTO NICOLE SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-06-14 2018-06-12 4 Parfet Donald R SRRA Stock Option (right to buy) A - Award D 3,27 25.000 25.000
2018-03-07 2018-03-06 4 Glover Nicholas SRRA Stock Option (right to buy) A - Award D 2,36 562.780 562.780
2018-03-07 2018-03-06 4 Hassig Christian SRRA Stock Option (right to buy) A - Award D 2,36 205.180 205.180
2018-03-07 2018-03-06 4 Jagpal Sukhi SRRA Stock Option (right to buy) A - Award D 2,36 180.360 180.360
2018-03-07 2018-03-06 4 Klencke Barbara SRRA Stock Option (right to buy) A - Award D 2,36 180.360 180.360
2018-03-07 2018-03-06 4 Kowalski Mark SRRA Stock Option (right to buy) A - Award D 2,36 155.000 155.000
2018-03-07 2018-03-06 4 You Angie SRRA Stock Option (right to buy) A - Award D 2,36 180.360 180.360
2018-01-08 2018-01-04 4 Parfet Donald R SRRA Common Stock J - Other D 1.380 77.235
2018-01-08 2018-01-04 4 Parfet Donald R Apjohn Ventures, LLC SRRA Common Stock J - Other I -2.760 0
2018-01-08 2018-01-04 4 Parfet Donald R Apjohn Ventures, LLC SRRA Common Stock J - Other I 1.068 2.760
2018-01-08 2018-01-04 4 Parfet Donald R Apjohn Ventures, LLC SRRA Common Stock J - Other I 1.692 1.692
2018-01-08 2018-01-04 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 SRRA Common Stock J - Other I 3.383 390.913
2017-11-13 2017-11-10 4 Allen Andrew R SRRA Stock Option (Right to Buy) A - Award D 1,92 50.000 50.000
2017-10-25 3 Allen Andrew R SRRA No securities beneficially owned. D 0
2017-06-14 2017-06-13 4 Cooper Jeffrey H SRRA Stock Option (right to buy) A - Award D 1,13 25.000 25.000
2017-06-14 2017-06-13 4 Nguyen Tran SRRA Stock Option (right to buy) A - Award D 1,13 25.000 25.000
2017-06-14 2017-06-13 4 ONETTO NICOLE SRRA Stock Option (right to buy) A - Award D 1,13 25.000 25.000
2017-06-14 2017-06-13 4 Parfet Donald R SRRA Stock Option (right to buy) A - Award D 1,13 25.000 25.000
2017-06-14 2017-06-13 4 Pelzer Robert SRRA Stock Option (right to buy) A - Award D 1,13 25.000 25.000
2017-05-30 2017-05-25 4 ESTES DANIEL SRRA Stock Option (Right to Buy) A - Award D 1,20 50.000 50.000
2017-04-11 3 ESTES DANIEL SRRA No securities beneficially owned D 0
2017-03-09 2017-03-08 4 You Angie SRRA Common Stock P - Purchase D 1,4300 30.000 43 133.252
2017-03-08 2017-03-06 4 You Angie SRRA Stock Option (right to buy) A - Award D 1,45 70.000 70.000
2017-03-08 2017-03-06 4 Jagpal Sukhi SRRA Stock Option (right to buy) A - Award D 1,45 70.000 70.000
2017-03-08 2017-03-06 4 Klencke Barbara SRRA Stock Option (right to buy) A - Award D 1,45 70.000 70.000
2017-03-08 2017-03-06 4 Glover Nicholas SRRA Stock Option (right to buy) A - Award D 1,45 195.000 195.000
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 14.038.047
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-24 3 Heron Patrick J SRRA Common Stock D 10.298.316
2017-02-16 2017-02-14 4 Topper James N By Frazier Life Sciences VIII, L.P. SRRA Common Stock P - Purchase I 1,3500 5.925.926 8.000 5.925.926
2017-01-04 3 Kowalski Mark DNAI No securities beneficially held D 0
2017-01-04 2017-01-03 4 Kowalski Mark DNAI Stock Option (right to buy Class A Common Stock) A - Award D 1,54 300.000 300.000
2016-11-10 2016-11-08 4 Parfet Donald R DNAI Common Stock J - Other D 2.403 75.855
2016-11-10 2016-11-08 4 Parfet Donald R Apjohn Ventures, LLC DNAI Common Stock J - Other I -4.806 0
2016-11-10 2016-11-08 4 Parfet Donald R Apjohn Ventures, LLC DNAI Common Stock J - Other I 1.423 4.806
2016-11-10 2016-11-08 4 Parfet Donald R Apjohn Ventures, LLC DNAI Common Stock J - Other I 3.383 3.383
2016-11-10 2016-11-08 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Common Stock J - Other I 6.767 387.530
2016-10-04 2016-09-30 4 Jagpal Sukhi DNAI Stock Option (right to buy) A - Award D 1,82 168.000 168.000
2016-10-04 2016-09-30 4 Glover Nicholas DNAI Stock Option (right to buy) A - Award D 1,82 500.000 500.000
2016-10-04 2016-09-30 4 Klencke Barbara DNAI Stock Option (right to buy) A - Award D 1,82 456.000 456.000
2016-10-04 2016-09-30 4 You Angie DNAI Stock Option (right to buy) A - Award D 1,82 200.000 200.000
2016-09-30 2016-09-29 4 Parfet Donald R DNAI Common Stock J - Other D 1.202 73.452
2016-09-30 2016-09-29 4 Parfet Donald R By Apjohn Ventures, LLC DNAI Common Stock J - Other I -2.403 0
2016-09-30 2016-09-29 4 Parfet Donald R By Apjohn Ventures, LLC DNAI Common Stock J - Other I 711 2.403
2016-09-30 2016-09-29 4 Parfet Donald R By Apjohn Ventures, LLC DNAI Common Stock J - Other I 1.692 1.692
2016-09-30 2016-09-29 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Common Stock J - Other I 3.384 380.763
2016-06-20 2016-06-16 4 ONETTO NICOLE DNAI Stock Option (right to buy) A - Award D 2,06 38.835 38.835
2016-06-20 2016-06-16 4 Pelzer Robert DNAI Stock Option (right to buy) A - Award D 2,06 38.835 38.835
2016-06-20 2016-06-16 4 Parfet Donald R DNAI Stock Option (right to buy) A - Award D 2,06 38.835 38.835
2016-06-20 2016-06-16 4 Topper James N DNAI Stock Option (right to buy) A - Award D 2,06 38.835 38.835
2016-06-13 2016-06-09 4 Cooper Jeffrey H DNAI Stock Option (right to buy) A - Award D 2,06 77.670 77.670
2016-06-13 2016-06-09 4 Nguyen Tran DNAI Stock Option (right to buy) A - Award D 2,06 77.670 77.670
2016-05-17 2016-05-13 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Common Stock J - Other I 3.204 377.379
2016-03-24 3 Nguyen Tran DNAI No securities beneficially held D 0
2016-03-24 3 Cooper Jeffrey H DNAI No securities beneficially held D 0
2016-03-24 2016-03-22 4 Chapman Wendy DNAI Stock Option (right to buy) M - Exercise D 0,97 -3.000 76.248
2016-03-24 2016-03-22 4 Chapman Wendy DNAI Common Stock S - Sale D 7,0078 -3.000 -21 0
2016-03-24 2016-03-22 4 Chapman Wendy DNAI Common Stock M - Exercise D 0,9690 3.000 3 3.000
2016-03-10 2016-03-08 4 Messmann Richard A DNAI Stock Option (right to buy) A - Award D 6,58 25.000 25.000
2016-03-10 2016-03-08 4 Lovejoy Chandra D DNAI Stock Option (right to buy) A - Award D 6,58 31.000 31.000
2016-03-10 2016-03-08 4 Jagpal Sukhi DNAI Stock Option (right to buy) A - Award D 6,58 48.750 48.750
2016-03-10 2016-03-08 4 Glover Nicholas DNAI Stock Option (right to buy) A - Award D 6,58 161.250 161.250
2016-03-10 2016-03-08 4 Klencke Barbara DNAI Stock Option (right to buy) A - Award D 6,58 82.500 82.500
2016-03-10 2016-03-08 4 Chapman Wendy DNAI Stock Option (right to buy) A - Award D 6,58 25.000 25.000
2016-03-10 2016-03-08 4 You Angie DNAI Stock Option (right to buy) A - Award D 6,58 75.000 75.000
2016-02-24 2016-02-22 4 Chapman Wendy DNAI Stock Option (right to buy) M - Exercise D 0,97 -3.000 79.248
2016-02-24 2016-02-22 4 Chapman Wendy DNAI Common Stock S - Sale D 7,0600 -3.000 -21 0
2016-02-24 2016-02-22 4 Chapman Wendy DNAI Common Stock M - Exercise D 0,9690 3.000 3 3.000
2016-01-25 2016-01-22 4 Chapman Wendy DNAI Stock Option (right to buy) M - Exercise D 0,97 -5.000 82.248
2016-01-25 2016-01-22 4 Chapman Wendy DNAI Common Stock S - Sale D 9,3946 -5.000 -47 0
2016-01-25 2016-01-22 4 Chapman Wendy DNAI Common Stock M - Exercise D 0,9690 5.000 5 5.000
2016-01-22 2016-01-22 4 Rodigueza Wendi DNAI Common Stock S - Sale D 9,6600 -1.000 -10 156.276
2016-01-22 2016-01-21 4 Rodigueza Wendi DNAI Common Stock S - Sale D 10,3230 -1.000 -10 157.276
2016-01-22 2016-01-20 4 Rodigueza Wendi DNAI Common Stock S - Sale D 9,5900 -1.000 -10 158.276
2016-01-19 2016-01-15 4 Glover Nicholas DNAI Stock Option (right to buy) M - Exercise D 0,97 -5.000 864.219
2016-01-19 2016-01-15 4 Glover Nicholas DNAI Common Stock S - Sale D 10,0446 -5.000 -50 0
2016-01-19 2016-01-15 4 Glover Nicholas DNAI Common Stock M - Exercise D 0,9690 5.000 5 5.000
2016-01-14 2016-01-12 4 Lovejoy Chandra D DNAI Stock Option (right to buy) M - Exercise D 0,97 -7.551 46.140
2016-01-14 2016-01-12 4 Lovejoy Chandra D DNAI Common Stock S - Sale D 11,9282 -5.562 -66 0
2016-01-14 2016-01-12 4 Lovejoy Chandra D DNAI Common Stock S - Sale D 11,0628 -15.411 -170 5.562
2016-01-14 2016-01-12 4 Lovejoy Chandra D DNAI Common Stock M - Exercise D 0,9690 7.551 7 20.973
2015-12-02 3 Anderson Keith Edward DNAI No securities are beneficially owned D 0
2015-12-02 2015-12-01 4 Anderson Keith Edward DNAI Stock Option (right to buy) A - Award D 18,33 100.000 100.000
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Series D Preferred Stock C - Conversion I -287.631 0
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Series C Preferred Stock C - Conversion I -471.242 0
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Series C Preferred Stock F - Taxes I -38.824 471.242
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Series C Preferred Stock X - Other I 126.558 510.066
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Series C Preferred Stock Warrant (right to buy) X - Other I 5,2150 -126.558 -660 0
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Common Stock J - Other I 5,2150 39.889 208 798.762
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Common Stock C - Conversion I 287.631 758.873
2015-07-21 2015-07-21 4 Vitangcol Alvin By Capital Midwest Fund II, L.P. DNAI Common Stock C - Conversion I 471.242 471.242
2015-07-21 2015-07-21 4 Topper James N By Frazier Healthcare VI, L.P. DNAI Series D Preferred Stock C - Conversion I -1.869.606 0
2015-07-21 2015-07-21 4 Topper James N By Frazier Healthcare VI, L.P. DNAI Common Stock P - Purchase I 17,0000 220.000 3.740 2.186.195
2015-07-21 2015-07-21 4 Topper James N By Frazier Healthcare VI, L.P. DNAI Common Stock J - Other I 5,2150 96.589 504 1.966.195
2015-07-21 2015-07-21 4 Topper James N By Frazier Healthcare VI, L.P. DNAI Common Stock C - Conversion I 1.869.606 1.869.606
2015-07-21 2015-07-21 4 Thompson Peter A. See Footnotes DNAI Series D Preferred Stock C - Conversion I -1.725.790 0
2015-07-21 2015-07-21 4 Thompson Peter A. See Footnotes DNAI Common Stock P - Purchase I 17,0000 175.000 2.975 1.989.949
2015-07-21 2015-07-21 4 Thompson Peter A. See Footnotes DNAI Common Stock J - Other I 5,2150 89.159 465 1.814.949
2015-07-21 2015-07-21 4 Thompson Peter A. See Footnotes DNAI Common Stock C - Conversion I 1.725.790 1.725.790
2015-07-21 2015-07-21 4 Rodigueza Wendi DNAI Series B-1 Preferred Stock C - Conversion D -1.966 0
2015-07-21 2015-07-21 4 Rodigueza Wendi DNAI Common Stock C - Conversion D 1.966 159.276
2015-07-21 2015-07-21 4 Parfet Donald R By Palmero Group LLC DNAI Series C Preferred Stock C - Conversion I -13.130 0
2015-07-21 2015-07-21 4 Parfet Donald R By Palmero Group LLC DNAI Series A Preferred Stock C - Conversion I -46.034 0
2015-07-21 2015-07-21 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Series B-1 Preferred Stock C - Conversion I -142.422 0
2015-07-21 2015-07-21 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Series B Preferred Stock C - Conversion I -189.933 0
2015-07-21 2015-07-21 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Series A Preferred Stock C - Conversion I -306 0
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Series C Preferred Stock C - Conversion I -65.938 0
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Series B-1 Preferred Stock C - Conversion I -121.242 0
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Series B Preferred Stock C - Conversion I -23.944 0
2015-07-21 2015-07-21 4 Parfet Donald R By wife DNAI Series A Preferred Stock C - Conversion I -4.415 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series C Preferred Stock C - Conversion I -24.277 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series C Preferred Stock F - Taxes I -221 24.277
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series C Preferred Stock X - Other I 719 24.498
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series C Preferred Stock Warrant (right to buy) X - Other I 5,2150 -719 -4 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock C - Conversion I -516.203 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock F - Taxes I -2.941 516.203
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock X - Other I 6.711 519.144
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock Warrant (right to buy) X - Other I 7,4500 -6.711 -50 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock F - Taxes I -40.729 512.433
2015-07-21 2015-07-21 4 Parfet Donald R y Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock X - Other I 265.536 553.162
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B-1 Preferred Stock Warrant (right to buy) X - Other I 2,6080 -265.536 -693 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series B Preferred Stock C - Conversion I -153.485 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Series A Preferred Stock C - Conversion I -26.728 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Series D Preferred Stock C - Conversion I -11.505 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Series C Preferred Stock C - Conversion I -59.225 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Series B-1 Preferred Stock C - Conversion I -67.112 0
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Group, LLC DNAI Series A Preferred Stock C - Conversion I -307 0
2015-07-21 2015-07-21 4 Parfet Donald R By Palmero Group LLC DNAI Common Stock J - Other I 5,2150 819 4 65.779
2015-07-21 2015-07-21 4 Parfet Donald R By Palmero Group LLC DNAI Common Stock C - Conversion I 13.130 64.960
2015-07-21 2015-07-21 4 Parfet Donald R By Palmero Group LLC DNAI Common Stock C - Conversion I 51.830 51.830
2015-07-21 2015-07-21 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Common Stock C - Conversion I 142.422 353.802
2015-07-21 2015-07-21 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Common Stock C - Conversion I 211.036 211.380
2015-07-21 2015-07-21 4 Parfet Donald R By Donald R. Parfet 2006 Trust, Dated May 1, 2006 DNAI Common Stock C - Conversion I 344 344
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Common Stock J - Other I 5,2150 4.119 21 217.903
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Common Stock C - Conversion I 65.938 213.784
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Common Stock C - Conversion I 121.242 147.846
2015-07-21 2015-07-21 4 Parfet Donald R By Ann VanDeWater Parfet 2006 Revocable Trust, Dated May 5, 2006 DNAI Common Stock C - Conversion I 26.604 26.604
2015-07-21 2015-07-21 4 Parfet Donald R By wife DNAI Common Stock C - Conversion I 4.970 4.970
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock J - Other I 5,2150 1.552 8 770.045
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock C - Conversion I 24.277 768.493
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock C - Conversion I 516.203 744.216
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock C - Conversion I 170.538 228.013
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock C - Conversion I 30.093 57.475
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Common Stock J - Other I 5,2150 4.413 23 142.255
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Common Stock C - Conversion I 11.505 137.842
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Common Stock C - Conversion I 59.225 126.337
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Ventures Annex Fund LP DNAI Common Stock C - Conversion I 67.112 67.112
2015-07-21 2015-07-21 4 Parfet Donald R By Apjohn Group, LLC DNAI Common Stock C - Conversion I 345 589
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. DNAI Series D Preferred Stock C - Conversion I -44.991 0
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VII, L.P. DNAI Series D Preferred Stock C - Conversion I -2.064.308 0
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. DNAI Common Stock P - Purchase I 17,0000 4.693 80 2.438.270
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VII, L.P. DNAI Common Stock P - Purchase I 17,0000 215.307 3.660 2.433.577
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. DNAI Common Stock J - Other I 5,2150 2.324 12 2.218.270
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VII, L.P. DNAI Common Stock J - Other I 5,2150 106.647 556 2.215.946
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures VII Affiliates Fund, L.P. DNAI Common Stock C - Conversion I 44.991 2.109.299
2015-07-21 2015-07-21 4 VIVO VENTURES VII, LLC By Vivo Ventures Fund VII, L.P. DNAI Common Stock C - Conversion I 2.064.308 2.064.308
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures VII Affiliates Fund, L.P. DNAI Series D Preferred Stock C - Conversion I -44.991 0
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures Fund VII, L.P. DNAI Series D Preferred Stock C - Conversion I -2.064.308 0
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures VII Affiliates Fund, L.P. DNAI Common Stock P - Purchase I 17,0000 4.693 80 2.438.270
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures Fund VII, L.P. DNAI Common Stock P - Purchase I 17,0000 215.307 3.660 2.433.577
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures VII Affiliates Fund, L.P. DNAI Common Stock J - Other I 5,2150 2.324 12 2.218.270
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures Fund VII, L.P. DNAI Common Stock J - Other I 5,2150 106.647 556 2.215.946
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures VII Affiliates Fund, L.P. DNAI Common Stock C - Conversion I 44.991 2.109.299
2015-07-21 2015-07-21 4 CHA ALBERT By Vivo Ventures Fund VII, L.P. DNAI Common Stock C - Conversion I 2.064.308 2.064.308
2015-07-21 2015-07-21 4 ORBIMED ADVISORS LLC See Footnotes DNAI Series D Preferred Stock C - Conversion I -1.725.790 0
2015-07-21 2015-07-21 4 ORBIMED ADVISORS LLC See Footnotes DNAI Common Stock P - Purchase I 17,0000 175.000 2.975 1.989.949
2015-07-21 2015-07-21 4 ORBIMED ADVISORS LLC See Footnotes DNAI Common Stock J - Other I 5,2150 89.159 465 1.814.949
2015-07-21 2015-07-21 4 ORBIMED ADVISORS LLC See Footnotes DNAI Common Stock C - Conversion I 1.725.790 1.725.790
2015-07-15 3 You Angie DNAI Common Stock D 206.504
2015-07-15 3 You Angie DNAI Common Stock D 206.504
2015-07-15 3 Rodigueza Wendi DNAI Common Stock D 314.620
2015-07-15 3 Rodigueza Wendi DNAI Common Stock D 314.620
2015-07-15 3 Messmann Richard A DNAI Common Stock D 80.104
2015-07-15 3 Messmann Richard A DNAI Common Stock D 80.104
2015-07-15 3 Lovejoy Chandra D DNAI Common Stock D 26.844
2015-07-15 3 Lovejoy Chandra D DNAI Common Stock D 26.844
2015-07-15 3 Parfet Donald R By Apjohn Group, LLC DNAI Common Stock I 97.718
2015-07-15 3 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock I 124.856
2015-07-15 3 Parfet Donald R By Apjohn Ventures Fund, LP DNAI Common Stock I 124.856
2015-07-15 3 Parfet Donald R By Apjohn Group, LLC DNAI Common Stock I 97.718
2015-07-15 3 Parfet Donald R DNAI Common Stock D 167.322
2015-07-15 3 Parfet Donald R DNAI Common Stock D 167.322
P
Piața deschisă sau achiziția privată de titluri nederivate sau derivate
S
Piața deschisă sau vânzarea privată a titlurilor de valoare nederivate sau derivate
A
Acordarea, atribuirea sau alte achiziții de valori mobiliare de la companie (cum ar fi o opțiune)
C
Conversia derivatei
D
Vânzarea sau transferul de valori mobiliare înapoi către companie
F
Plata prețului de exercițiu sau a obligației fiscale folosind o parte din titlurile de valoare primite de la companie
G
Donarea de valori mobiliare de către sau către persoane din interior
K
Swap-uri de acțiuni și tranzacții similare de acoperire împotriva riscurilor
M
Exercitarea sau conversia titlurilor derivate primite de la companie (cum ar fi o opțiune)
V
O tranzacție raportată voluntar pe Formularul 4
J
Altele (însoțite de o notă de subsol care descrie tranzacția)
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